Driving innovation and trust in regulated industries through governance excellence and technology-enabled transformation.
Through Sorai, our transformation and change consultancy division, Broadgate helps banking, financial services and professional services organisations prepare, protect and future-proof their business, creating trusted, regulation-ready solutions that drive progress and long-term value.
Our core expertise includes policy framework development, regulatory mapping, operational risk and controls, and GRC platform implementation, supporting clients in building scalable, auditable, and future-ready environments.
We imagine, design, and build the next generation of banking and financial services products, accelerated with AI. By fusing design, consultancy, and regulatory expertise, we create strategies and ventures that are valuable, innovative, and compliant.
We specialise in delivering solutions where governance, risk, compliance, and regulatory requirements intersect with business and digital transformation.
We maintain a versatile SME bench (Subject Matter Expert bench) of over 2500 experienced professionals ready to be deployed on your projects. With a comprehensive understanding of the regulatory environment in the UK, Ireland, Luxembourg, Germany, Switzerland, and the USA, we provide a compliant, dependable service to enable sustainable change throughout your organisation.
Recognising the need for practical, actionable steps in AI adoption, we’ve created a 12-week Risk and AI programme tailored to the realities of risk and compliance teams.
If governance and explainability concerns are slowing down your AI journey, our 12-week programme can help you move forward with confidence.
Recognising the need for practical, actionable steps in AI adoption, we’ve created a 12-week Risk and AI programme tailored to the realities of risk and compliance teams.
If governance and explainability concerns are slowing down your AI journey, our 12-week programme can help you move forward with confidence.
From enterprise risk management to technology and cyber risk, our experts are on-hand to support Risk teams.
ERM frameworks, risk appetite, risk assessments, resilience planning, Risk Taxonomy.
ERM frameworks, risk appetite, risk assessments, resilience planning, Risk Taxonomy.
Broadgate will help you navigate and prepare, from DORA compliance to consumer duty regulatory reviews.
TOM design, monitoring / testing, advisory, leadership, culture reviews, SMF training.
TOM design, monitoring / testing, advisory, leadership, culture reviews, SMF training.
Our Transformation and Change division provides strategic consulting and project delivery services to regulated businesses across the banking, insurance, and investment spaces.
GRC Platform Selection (e.g. Archer, ServiceNow); Implementation & Integration Support; Executive Dashboard & Risk Reporting Packs; Control Library Documentation; Workflow Automation & Process Mapping; System Controls Review & Enhancement.
GRC Platform Selection (e.g. Archer, ServiceNow); Implementation & Integration Support; Executive Dashboard & Risk Reporting Packs; Control Library Documentation; Workflow Automation & Process Mapping; System Controls Review & Enhancement.
Risk frameworks and sanctions assessments are critical in ensuring business protection and risk optimisation. We provide a range of services in this area.
AML risk assessment, KYC/CDD/EDD, TM optimisation, UK Corporate Governance Code.
AML risk assessment, KYC/CDD/EDD, TM optimisation, UK Corporate Governance Code.
Control testing, SOX readiness, 3LOD, controls optimisation, UK Corporate Governance Code.
Control testing, SOX readiness, 3LOD, controls optimisation, UK Corporate Governance Code.
