Broadgate US are your trusted partner for compliant recruitment solutions in a rapidly changing regulatory landscape. We leverage our localized, comprehensive knowledge of US regulators (SEC, OCC, FDIC) and an unparalleled talent network to make change your advantage.

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We are fully licensed across the UK, Ireland, Switzerland, Germany and the USA, enabling us to support customers with compliant cross-border talent acquisition.
Connor Nurse
HI, I'M Connor
Head of US

CUSTOMERS WE HAVE SUPPORTED IN BOSTON

MEET THE TEAM

Ben Adams

Co-Founder and Managing Director

Connor Nurse

Head of US

Amanda Dolan

Senior Consultant

MARKET GUIDE

Built with fresh insights from our international talent network, our consultants have developed this guide for anyone hoping to benchmark their salaries, align remuneration with the wider market, or learn more about the trends and challenges facing regulated businesses in the United States. Download your guide to learn more about the current shape of the accounting, risk, and compliance markets.

 

LIVE JOBS

Toronto, Ontario, Canada
Accounting & Financial Reporting Associate
Accounting & Financial Reporting Associate (Manager-Level)Toronto, ON | HybridHigh-Impact Role with Leadership Growth PotentialA leading global financial institution is seeking a skilled Accounting & Financial Reporting Associate to join its Canadian operations. This is a manager-level role for a detail-oriented CPA with hands-on experience in financial and regulatory reporting within a Canadian federally regulated financial institution (FRFI) or a major audit firm.You’ll play a key role in maintaining the integrity of the clients' financial records, preparing complex reports in compliance with Canadian IFRS, and ensuring regulatory accuracy in submissions to OSFI, Bank of Canada, and Head Office.Top performers may be considered for VP title and groomed for future leadership opportunities.Key ResponsibilitiesPrepare and review financial and regulatory reports for internal and external stakeholdersMaintain general ledgers and perform sub-ledger reconciliationsSupport audits, tax filings, and prepare detailed working papersDrive automation and improvements in financial reporting processesEnsure strong accounting controls and compliance with internal policiesCollaborate with internal teams across regions on financial projects and new product initiativesContribute to risk control, internal documentation, and policy developmentQualificationsCanadian CPA designation requiredMinimum 3 years post-CPA experience in a Canadian FRFI or Big 4 audit firm (5+ years total preferred)Strong understanding of IFRS and financial regulatory frameworksProficiency with Microsoft Excel; Oracle Financials experience is a plusExcellent analytical, communication, and organizational skillsAbility to work independently under pressure in a fast-paced environmentKnowledge of wholesale lending practices and foreign bank operations is an assetWork EnvironmentHybrid work model (Toronto-based)Open office setting with collaborative team cultureHigh-visibility role with exposure to global operationsIf you’re a results-driven finance professional looking to grow into leadership, this is your opportunity to join a respected institution at the heart of global banking.
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Toronto, Ontario, Canada
VP, Corporate Compliance Advisory
Vice-President, Corporate Compliance Advisory 📍 Location: Toronto, ON (Hybrid) 🕒 Full-Time | Permanent | Executive Level 💼 Industry: Financial Services / Banking Are you a compliance leader ready to take your impact to the next level? A leading global financial institution is seeking a Vice-President, Corporate Compliance Advisory to join their Toronto office. This highly visible role plays a critical part in shaping compliance operations, driving regulatory strategy, and advising senior leadership across a dynamic and fast-paced environment. You’ll be at the forefront of regulatory governance in Canada, steering strategic initiatives and influencing business decisions with deep compliance insights. If you’re passionate about risk management, policy development, and regulatory transformation — and thrive in an advisory role — this is your opportunity to lead. 🌟 Your Impact As a trusted advisor and key member of the Compliance team, you will:Lead day-to-day Corporate Compliance operations — from annual planning to change management, regulatory filings, and compliance committee activities.Oversee execution of the Compliance Risk Management (CRM) Program, including policy development, risk assessments, control libraries, issue management, and program reporting.Serve as a subject matter expert on Canadian banking regulations (e.g., Bank Act, OSFI Guidelines, Privacy Act), interpreting and applying regulatory changes across the organization.Drive complex compliance projects related to regulatory change, second-line controls, and CRM Program enhancements.Provide compliance advisory and challenge to new business initiatives, ensuring alignment with evolving regulatory expectations.Manage compliance data governance, including metadata, end-user tools, and reporting infrastructure.Collaborate with senior leaders, legal teams, regulators, and other key stakeholders to shape and deliver strategic compliance initiatives.🎓 What You BringBachelor's degree required; LLB/JD and membership with the Ontario Bar (in good standing) is a strong asset.Minimum 3 years of experience in financial services compliance — ideally within a federally regulated institution, global bank, or major consulting firm.Deep knowledge of Canadian regulatory frameworks, including OSFI, the Bank Act, and privacy laws.Proven ability to design and manage enterprise-level compliance programs, policies, and reporting processes.Experience with regulatory advisory, policy development, and compliance issue remediation.Strong project management and leadership capabilities, with the ability to manage multiple priorities effectively.Excellent communication, legal drafting, and stakeholder engagement skills.🚀 Why Join?Strategic leadership role with high visibility across the organization.Opportunity to influence regulatory governance at a global level.Hybrid work model with flexibility and a collaborative, inclusive team environment.Be part of an organization that values excellence, innovation, and continuous improvement in risk and compliance.
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New York, United States
Director Model Risk Management
Broadgate are excited to be partnering with a Regional Bank with a footprint in the North East to hire a Director Model Risk ManagementKey ResponsibilitiesResponsible for execution of model governance including administration of the Model Risk Management committee, issue management, risk assessments, maintaining of model inventories, monitoring of model performance and model risk metrics, and reporting of model risks.Lead the rollout and maintenance of non-model tool / EUC governance by maintaining non-model tool standard, identifying and defining scope for non-model tools, evaluation of tools and determining applicability, and tracking the non-model tool inventory.Conduct due diligence on non-model tools and document review results.Perform validation and testing of models and/or non-model tools, and document review and findings.Author the Key Risk Metrics report for Model Risk Management and execute related controls.Drive MRM program related issue management process. Coordinate with FLCUs, aggregate and input model risk issues into Logic Manager, keep track on the remediation progress and final validation before closureRequirementsBachelor’s or master’s degree in econometrics, statistics, finance or other business related discipline.7+ Model Governance or related experience within commercial banks or financial institutions. Skills include model/tool identification, non-model tool / EUC governance Policy and Procedures, risk assessment, validation and issue management, and model KRIs, etc.In-depth business knowledge and familiarity with consumer/small business/commercial banking products, operations and processesExperience and familiarity with common risk modelling tools and various risk stripes including credit, treasury, BSA/AML/fraud systems, AI/ML, etc.Excellent verbal and written communication skills,
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Nebraska, United States
BSA Specialist - 6 Month Contract
6-Month Contract – Remote (U.S. Based)Target Start Date: Week of July 14 Job SummaryWe’re seeking a BSA Specialist for a 6-month contract role to support compliance efforts related to the Bank Secrecy Act (BSA), Office of Foreign Assets Control (OFAC), USA PATRIOT Act, and Anti-Money Laundering (AML) regulations. This role involves identifying, researching, and responding to alerts, filing reports, and maintaining up-to-date compliance standards. Key ResponsibilitiesInvestigate AML/CTF activity based on transaction monitoring alerts.Analyze alerts to determine if escalation is needed or if they can be cleared as non-suspicious.Document findings thoroughly and accurately in internal systems.Conduct research using both public and third-party tools to support investigations.Collaborate with compliance and business units to assess and escalate suspicious activities as needed.File Suspicious Activity Reports (SARs) and Currency Transaction Reports (CTRs) in line with regulatory requirements.Maintain strong knowledge of BSA/AML laws and FinCEN guidance.Perform customer activity reviews to identify inconsistencies or concerns.Support reporting and documentation efforts for cash transactions exceeding $10,000.Ensure proper recordkeeping and regulatory compliance across all tasks.Skills & QualificationsWorking knowledge of banking operations and regulatory compliance.Familiarity with BSA, USA PATRIOT Act, OFAC, and FinCEN regulations.Strong investigative, analytical, and problem-solving skills.Proficiency in Microsoft Office Suite and AML monitoring platforms.Excellent verbal and written communication abilities.Strong time management and ability to meet deadlines.Comfortable working independently and collaboratively.
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New York, United States
Quantitative Risk Manager
Broadgate are excited to be partnering with a multi strategy Hedge Fund who are looking for a Quantitative Risk Analyst to join during a period of growthResponsibilitiesPortfolio Analytics and OptimizationAssist in research, innovation, design, and implementationRisk and Performance AnalyticsDevelop and maintain risk and performance attribution modelsModel various portfolio tail-risk measuresFinancial time series analysisBuild and improve intraday risk compliance methodologiesDerivative pricing and scenario analysisResearchImplement and verify applicability of new industry innovations/publications to our fund modelDaily OperationsExtend the risk team’s reporting and analysis frameworkReview portfolio and strategy riskQualificationsB.S. or M.S. in Quantitative Finance, Financial Economics, Computer Science or other STEM field required with strong development skills in real-world quantitative financeA minimum of 2 years relevant professional experience in financial and quantitative environmentsEnthusiasm for applying advanced modeling and technology solutionsExperience analyzing, manipulating, and modeling large data sets (e.g., Python pandas, R datatable)Adept coding skills in (Python and R preferred) as well as experience with relational databases (MySQL preferred). Experience with visualization packages a plus.Intellectual curiosity and excellent communication skills
Connor NurseConnor Nurse
New York, United States
Director Model Risk Management
Broadgate are excited to be partnering with a Regional Bank with a footprint in the North East to hire a Director Model Risk ManagementKey ResponsibilitiesResponsible for execution of model governance including administration of the Model Risk Management committee, issue management, risk assessments, maintaining of model inventories, monitoring of model performance and model risk metrics, and reporting of model risks.Lead the rollout and maintenance of non-model tool / EUC governance by maintaining non-model tool standard, identifying and defining scope for non-model tools, evaluation of tools and determining applicability, and tracking the non-model tool inventory.Conduct due diligence on non-model tools and document review results.Perform validation and testing of models and/or non-model tools, and document review and findings.Author the Key Risk Metrics report for Model Risk Management and execute related controls.Drive MRM program related issue management process. Coordinate with FLCUs, aggregate and input model risk issues into Logic Manager, keep track on the remediation progress and final validation before closureRequirementsBachelor’s or master’s degree in econometrics, statistics, finance or other business related discipline.7+ Model Governance or related experience within commercial banks or financial institutions. Skills include model/tool identification, non-model tool / EUC governance Policy and Procedures, risk assessment, validation and issue management, and model KRIs, etc.In-depth business knowledge and familiarity with consumer/small business/commercial banking products, operations and processesExperience and familiarity with common risk modelling tools and various risk stripes including credit, treasury, BSA/AML/fraud systems, AI/ML, etc.Excellent verbal and written communication skills,
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