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WE ARE BROADGATE

Our trusted network, communities, and market expertise help regulated businesses navigate a changing world with confidence.

With full licensure across the UK, Ireland, DACH, Luxembourg, and the US, Broadgate has the reach to connect evolving companies with the diverse talent they need to protect and enable their futures.

From permanent to contract hiring and retained services, partner with Broadgate to access our specialist Finance & Accounting, Risk, Legal, Compliance & Financial Crime, Sales & Relationship Management, and Transformation & Change recruitment consultants.

We are B Corp certified, upholding the highest standards of social and environmental accountability and performance.

Broadgate's recruitment consultants attending Trinnovo Group company presentation
While the B-Corp alignment was the initial connection point, it quickly became clear our businesses shared a similar ethos. We wanted a partner as opposed to a traditional client relationship.

 

CFO
Centrus

YOUR BUSINESS EVOLVES. SO DOES OUR SERVICE

When fluctuating project demands make it tough to manage resources, you need flexible recruitment options. We offer flexible solutions designed around the unique needs of your business.

BOARD & EXECUTIVE SEARCH
RETAINED SEARCH
STATEMENT OF WORK (SOW)
CONTRACT & INTERIM
EMBEDDED HIRING & CO-SOURCING SOLUTIONS

BOARD & EXECUTIVE SEARCH

Broadgate’s rigorous, expert-led Board and Executive Search service employs a proprietary 12-step assessment methodology, which has an established track record of delivering regulatory approvals (PRA, FCA & CBI), cultural and competency fit, and effective succession planning. 

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BOARD & EXECUTIVE SEARCH

BOARD & EXECUTIVE SEARCH

Broadgate’s rigorous, expert-led Board and Executive Search service employs a proprietary 12-step assessment methodology, which has an established track record of delivering regulatory approvals (PRA, FCA & CBI), cultural and competency fit, and effective succession planning. 

FIND OUT MORE
RETAINED SEARCH
STATEMENT OF WORK (SOW)
CONTRACT & INTERIM
EMBEDDED HIRING & CO-SOURCING SOLUTIONS

COUNT ON OUR COMPLIANCE TEAM

We’re here to Reduce Risk and Alleviate Regulatory Pressures.

Turn data protection and regulatory adherence into strategic advantages. Our dedicated compliance function is equipped with the localised regulatory expertise necessary to help you stay ahead of changing industry standards. We are fully licensed across the UK, Ireland, Switzerland, Germany and the USA, enabling us to support customers with cross-border talent acquisition.

Broadgate community networking initiative logo
Broadgate Risk consultants delivering panel discussion on ESG in financial services at a community event
Expert speaker talking at a Broadgate financial services event in London

Broadgate Social is your international networking platform, built by the community, for the community.

Inclusive, supportive, informative, and diverse – here you can make lasting connections, gain industry insight, and uncover career opportunities.

From panel events and podcasts to employability workshops and webinars, we explore the latest trends, challenges, and opportunities across the full spectrum of regulated business. Welcome to the community. 

SOCIAL HUB
 

LATEST JOBS

Dublin, County Dublin, Ireland
Regulatory Affairs, Risk and Compliance Specialist
Permanent€60000 - €65000 per annum
Compliance and Risk Specialist Insurance Hybrid - 2 days in the office per week 60-65k Great opportunity to join one of the largest insurance business in the country who have an excellent reputation and have exciting plans for further growth. You'll be joining a small but well-established team where you will have great people to work alongside and learn from. This is a broad role where you will get great exposure to a wide range of regulatory tasks and you will have plenty of opportunities to learn in this dynamic environment.  Your Role:  Maintain the compliance and risk frameworks - ensure policies are kept up to date Provide advice to the business on any upcoming regulatory changes Act as a key point of contact for any regulatory correspondence  Maintain the risk register  Conduct compliance monitoring & testing  About You:5 years' experience in a compliance and/or risk roleExperience within Financial Services - ideally InsuranceStrong knowledge of key regulatory requirements - CPC, Operational Resilience (DORA), Outsourcing etcEnjoy working in a fast paced environment and keen to learn If this sounds like what you are looking for then you should apply here or reach out to me directly for a confidential chat
Darren HoganDarren Hogan
Posted 3 minutes ago
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London, Greater London, South East, England
Head of Compliance - SMF16
Permanent£120000 - £170000 per annum
Head of Compliance -SMF16 As The Head of Compliance you will lead the compliance function, shape the compliance strategy, maintain strong oversight frameworks, support senior leaders with regulatory guidance.  Some of the responsibilities  Provide insight on regulatory risks, emerging trends, and compliance issuesLead horizon‑scanning to identify and assess the impact of new and upcoming regulationsDesign and maintain the Compliance FrameworkOversee the annual Compliance Monitoring PlanAct as the primary point of contact for regulatorsManage regulatory interactions, such as inspections, thematic reviews, and supervisory queries.Act as a trusted advisor to the Board and Executive Committees on compliance and regulatory riskLead the Compliance team to maintain a highly skilled, high‑performing function. Skills and Experience Experienced compliance leader within Wealth & Investment Management, or Private BankingProven experience of holding the SMF16Strong knowledge of UK/EU regulatory frameworks (FCA Handbook, SYSC, COBS, MiFID II, SMCR)Proven experience engaging with regulatorsStrong stakeholder management skillsCollaborative approach that supports business growth while ensuring strong compliance standards.
Matt CarterMatt Carter
Posted about 22 hours ago
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Southampton, South East, England
Regulatory Reporting Administrator
ContractCompetitive
Looking to build on your experience in financial services while gaining exposure to regulatory reporting and client-facing work? This opportunity offers a great balance of technical responsibility, collaboration, and career development within a supportive and forward-thinking environment. You’ll play a key role in supporting regulatory operations, working closely with internal teams and clients to ensure financial data is accurate, compliant, and delivered on time. Responsibilities include:Supporting the preparation and review of client financial records for regulatory and statutory reportingAssisting with the completion and submission of Economic Substance filings and related returnsEnsuring all regulatory notifications and records are maintained accurately and kept up to dateManaging and updating key data across internal systems and platformsWorking closely with colleagues to meet client expectations and reporting deadlinesHandling client queries relating to financial and regulatory reportingPerforming data checks and reviews to ensure accuracy and completenessKeeping up to date with regulatory changes and applying these in practiceContributing ideas to improve processes, efficiency, and overall quality of reporting Requirements:Around 3–6 years’ experience within financial services, accounting, or regulatory reportingA degree in Accounting, Finance, Business, or LawA professional qualification (or working towards one) such as ACCA, CPA, CA or similar is highly advantageousStrong attention to detail with a proactive and organised approachConfident communicator with the ability to work collaborativelyComfortable working in a fast-paced environment with deadlines If you’re looking for a role where you can truly develop your expertise while adding real value, we’d love to hear from you.Apply with us today and take the next step in your career.
Elliott SnowballElliott Snowball
Posted about 24 hours ago
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Dublin, County Dublin, Ireland
Operations Officer - TPRM
Permanent€50000 - €60000 per annum
Third Party Risk Management Operations Officer Insurance Dublin - Hybrid working - 2 days per week in the office 50-60kI've partnered with a large insurance client who are looking to bring in an additional person to their operations team to take the lead on the TPRM framework. You'll be joining a strong team with a good culture. Your Role:Implementation and ongoing review of the TPRM framework Provide ongoing reports to senior management Perform risk assessments of 3rd parties/outsourced providers Carrying out due diligence checks Support the team with wider requirements around business continuity, DORA etc  About You: Min of 3 years work experience within risk and/or operations Experience within financial services - ideally Insurance Ability to multi-task and build strong relationships across the business If you'd like to know more, please apply here or reach out to me if you have any questions - darren.hogan@broadgatesearch.com
Darren HoganDarren Hogan
Posted 1 day ago
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Dublin, County Dublin, Ireland
AML Manager
Permanent€90000 - €100000 per annum
AML Manager12 Month Fixed-Term ContractFundsDublin - Hybrid90-100kThis is your opportunity to work with one of the fastest growing businesses in Dublin. They're going from strength to strength as they continue to pick up new clients. It's a dynamic & fast-paced environment where you will be working as part of a great team!Your Role:Responsible for the performance and oversight of AML processes within the teamAct as the main POC for clients and fund MLROs for any AML related queriesSupport the onboardding & implementation of new business and review new fund documentationProvide regular reports to the business outlining any emerging risks & regulatory changes as well as providing updates on key AML metrics and operational mattersProvide training to staffAbout You:7 years AML experienceExperience in a managerial role with 5 direct reportsIdeally have a background in Funds/Asset Management. Must have financial services experienceIf you would like to hear more then reach out to me directly or apply here!Note: Visa sponsorship can not be provided for this role and local market experience is required
Darren HoganDarren Hogan
Posted 2 days ago
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Edinburgh, City of Edinburgh, Scotland
Senior Risk & Compliance Advisory Manager
Permanent£80000 - £95000 per annum
Senior Risk and Compliance Advisory Manager – Wealth & Investment ManagementJoin a growing Risk & Compliance Advisory consultancy function. You'll work at the forefront of the Investment Management & Wealth sector, supporting major clients as they navigate regulatory change, operational risk, and compliance challenges. This is a unique opportunity to help shape industry-leading solutions while developing your own career in a flexible, collaborative environment.Key Responsibilities:Advise clients on risk and regulatory matters across the sector.Analyse upcoming regulatory developments and assess impact on clients.Design and implement effective risk and control frameworks.Contribute to thought leadership, market propositions, and industry forums.Support business development and help grow the practice.Requirements:Proven experience in risk, compliance, or regulatory advisory within Investment Management or Wealth/ Platform (consulting, in-house, or regulatory).Strong understanding of UK and/or EU financial regulations relevant to investment firms, fund managers, or wealth managers.Practical experience designing and implementing risk frameworks.Excellent communication and stakeholder management skills.Entrepreneurial mindset with a focus on delivering quality and creating value.
Matt CarterMatt Carter
Posted 3 days ago
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Bath Avon, South West, England
Head of CASS
Permanent£100000 - £130000 per annum
Head of CASS As Head of CASS, you’ll have end-to-end responsibility of the CASS framework, providing leadership & oversight. Some responsibilities Designing and operating an effective CASS governance framework, including chairing CASS Committee.Acting as the senior point of contact for regulators, auditors and key external stakeholders on all CASS matters.Advising senior leadership and the Board on CASS risk, regulatory change and strategic implicationsOwning and CASS function, ensuring strong governance, oversight and regulatory complianceAs the Head of CASS, you will hold the CASS operational oversight certification function. Experience You have significant experience leading CASS within an FCA-regulated environmentExperience operating at a senior level, engaging confidently with senior stakeholders and regulatorsIn-depth technical expertise in CASSStrong interpersonal and communication skills
Matt CarterMatt Carter
Posted 3 days ago
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London, Greater London, South East, England
Head of CASS
Permanent£100000 - £130000 per annum
Head of CASS As Head of CASS, you’ll have end-to-end responsibility of the CASS framework, providing leadership & oversight. Some responsibilities Designing and operating an effective CASS governance framework, including chairing CASS Committee.Acting as the senior point of contact for regulators, auditors and key external stakeholders on all CASS matters.Advising senior leadership and the Board on CASS risk, regulatory change and strategic implicationsOwning and CASS function, ensuring strong governance, oversight and regulatory complianceAs the Head of CASS, you will hold the CASS operational oversight certification function. Experience You have significant experience leading CASS within an FCA-regulated environmentExperience operating at a senior level, engaging confidently with senior stakeholders and regulatorsIn-depth technical expertise in CASSStrong interpersonal and communication skills
Matt CarterMatt Carter
Posted 3 days ago
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OUR CUSTOMER TESTIMONIALS

Callum provided an exemplary service and was always willing to go the extra mile to make sure we had the best possible experience. The quality of candidates proposed was outstanding. 

Swiss Finance & Property Group, Client

Georgia was very diligent and professional, keeping me continuously updated throughout the process. I also appreciate that she took the time to call me and provide feedback even when I was unsuccessful - from my experience so far, this has been very rare so this is testament to Broadgate's professional  practices.

Charmaine, Candidate

I had the chance to work with Broadgate and its representatives Ben Adams and Daniel Tapsell and it is a great experience. They provide a very professional and helpful service. 

Turkish Bank, Client

The discussion was quite detailed and specific. All relevant details were shared in detail and prompt updates were given.

Raamesh, Candidate

We have been able to hire multiple resources quickly through Broadgate that meet our requirements.

RBS Luxembourg, Client

I have been working with Daniel Tapsell for a while, I have a great working relationship, and believe that he totally understands what makes me tick and how suited any opportunities will be for me. I've always found Broadgate to be a great agency.

Tamasin, Candidate

Toby kept in touch regularly and always phoned when he said he would. He was very diligent.

Kevin, Candidate

Toby did an excellent job in supporting us with a hard to fill Leadership position. It is a pleasure to work with him! 

Wooga, Client

Toby kept me in the loop throughout the process which is key. He is also very helpful in terms of providing the necessary information and interview preparation. Definitely will recommend Broadgate for their professionalism.

Careena, Candidate

Connor was highly professional and well-prepared throughout the entire process. He effectively guided me from the initial stages to scheduling and followed up diligently on the interview process. His clear communication and proactive approach made the experience smooth and efficient. I truly appreciate his support and expertise. 

Laurentino, Candidate
WE ARE PART OF TRINNOVO GROUP AND WE ARE MAKING AN IMPACT

We are dedicated to making a positive impact on the world we live in. As a B Corp, we have a responsibility to provide a dependable, sustainable service that creates value for the customers, clients, candidates, and communities we engage with. We are eager to partner with businesses that share our vision of a more equitable future for all. 

SEE OUR IMPACT
WE ARE PART OF TRINNOVO GROUP AND WE ARE MAKING AN IMPACT
WHY WE IMPACT REPORT

As we enter our third year of impact reporting, we remain committed to holding ourselves accountable for our mission progress – to build future-ready businesses, powered by people.

READ OUR IMPACT REPORT
WHY WE IMPACT REPORT