WE ARE BROADGATE

Our trusted network, communities, and market expertise help regulated businesses navigate a changing world with confidence.

With full licensure across the UK, Ireland, DACH, Luxembourg, and the US, Broadgate has the reach to connect evolving companies with the diverse talent they need to protect and enable their futures.

From permanent to contract hiring and retained services, partner with Broadgate to access our specialist Finance & Accounting, Risk, Legal, Compliance & Financial Crime, Sales & Relationship Management, and Transformation & Change recruitment consultants.

We are B Corp certified, upholding the highest standards of social and environmental accountability and performance.

Broadgate's recruitment consultants attending Trinnovo Group company presentation
While the B-Corp alignment was the initial connection point, it quickly became clear our businesses shared a similar ethos. We wanted a partner as opposed to a traditional client relationship.

 

CFO
Centrus

YOUR BUSINESS EVOLVES. SO DOES OUR SERVICE

When fluctuating project demands make it tough to manage resources, you need flexible recruitment options. We offer flexible solutions designed around the unique needs of your business.

BOARD & EXECUTIVE SEARCH
RETAINED SEARCH
STATEMENT OF WORK (SOW)
CONTRACT & INTERIM
EMBEDDED HIRING & CO-SOURCING SOLUTIONS

BOARD & EXECUTIVE SEARCH

Broadgate’s rigorous, expert-led Board and Executive Search service employs a proprietary 12-step assessment methodology, which has an established track record of delivering regulatory approvals (PRA, FCA & CBI), cultural and competency fit, and effective succession planning. 

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BOARD & EXECUTIVE SEARCH

BOARD & EXECUTIVE SEARCH

Broadgate’s rigorous, expert-led Board and Executive Search service employs a proprietary 12-step assessment methodology, which has an established track record of delivering regulatory approvals (PRA, FCA & CBI), cultural and competency fit, and effective succession planning. 

FIND OUT MORE
RETAINED SEARCH
STATEMENT OF WORK (SOW)
CONTRACT & INTERIM
EMBEDDED HIRING & CO-SOURCING SOLUTIONS

COUNT ON OUR COMPLIANCE TEAM

We’re here to Reduce Risk and Alleviate Regulatory Pressures.

Turn data protection and regulatory adherence into strategic advantages. Our dedicated compliance function is equipped with the localised regulatory expertise necessary to help you stay ahead of changing industry standards. We are fully licensed across the UK, Ireland, Switzerland, Germany and the USA, enabling us to support customers with cross-border talent acquisition.

Broadgate community networking initiative logo
Broadgate Risk consultants delivering panel discussion on ESG in financial services at a community event
Expert speaker talking at a Broadgate financial services event in London

Broadgate Social is your international networking platform, built by the community, for the community.

Inclusive, supportive, informative, and diverse – here you can make lasting connections, gain industry insight, and uncover career opportunities.

From panel events and podcasts to employability workshops and webinars, we explore the latest trends, challenges, and opportunities across the full spectrum of regulated business. Welcome to the community. 

SOCIAL HUB
 

LATEST JOBS

United Kingdom
Paraplanner
Paraplanner Location: UK (Remote Working) Salary: Negotiable Start Date: Immediate Our client is a leading, Private Equity backed professional services firm with a strong presence across the UK and Ireland. They are looking to hire a Paraplanner due to growth in the team and this is not a traditional paraplanning role sitting in the background. You will join a highly regarded Financial Planning team where collaboration, technical excellence and client outcomes are genuinely prioritised. You will gain exposure to complex client cases, strategic financial planning, and work closely with experienced Financial Planners who value partnership and input. The firm offers a modern, supportive working culture with remote flexibility, strong professional development pathways and the opportunity to be part of a business that is evolving, growing and investing in its people. If you are looking for a role where you can deepen your technical expertise, contribute meaningfully to client strategy and build a long-term career within a progressive organisation, this could be an excellent next step. Key Duties & ResponsibilitiesSupport the Financial Planners, applying your technical knowledge to provide client solutionsApply a collaborative approach to achieve the best client outcomes, delivering excellent levels of client serviceBuild client relationships, establishing a key point of contact role for clientsCarry out research, analysis and due diligence of client holdingsPrepare technical calculationsIdentify information required to compile a financial planPrepare client cash flow reports, using our cash flow modelling softwarePrepare suitability reports to a high standard, in line with our recommendationsAttend client meetings where appropriateEnsure the planners, and clients, are updated regularly and in a timely manner throughout the client journeyWork to target Key Performance Indicators / Service Level AgreementsWork collaboratively with the client services support team, to ensure recommendations are correctly implementedReview client files upon completion of businessActively promote ideas and suggestions and participate in all business improvements as part of the firm’s commitment to continuous improvementAdhere to regulatory conduct rules and understand professional ethics and the firm’s methods and standards of workingKeep up to date with legislative changes and always adhere to compliance requirementsSkills & QualitiesExcellent organisational skillsStrong communication skills – both written and oralExcellent attention to detailLogical thinking and problem-solving skillsAbility to have the client at the heart of what the teams doGood team player with the ability to build effective relationships at all levelsAbility to work on own initiative and to tight deadlinesSelf-motivated, and able to develop ideas into practiceDedication to continuing professional development (CPD)KnowledgeSound knowledge of financial products and plans and technical calculationsGood working knowledge of relevant legislation and industry best practiceKnowledge of Microsoft Outlook, Word, Excel, PowerPoint and relevant software packagesExperience3–4 years’ relevant work experiencePrevious experience of working in a similar roleWorking to tight deadlinesAnalysing client portfoliosTechnical compliance and advisory workQualificationsCII Diploma in Regulated Financial Planning (DipPFS) (desirable)CII Advanced Diploma in Financial Planning (working towards preferred)
Riyaadh George Riyaadh George
London, Greater London, South East, England
Senior Financial Planner
Senior Financial PlannerLondon |Permanent | Hybrid working | Competitive salary benefits bonusAbout the FirmA leading professional services and wealth management firm with a strong UK presence is seeking an experienced Senior Financial Planner to join its expanding Wealth team. The firm is known for its collaborative culture, forward-thinking approach, and genuine commitment to client success and employee development.This is an opportunity to be part of a business that combines professional excellence with a modern, people-first culture — where your expertise, ideas, and ambition will be valued and supported.The OpportunityYou’ll provide tailored, holistic financial planning solutions to a diverse portfolio of private clients, business owners, and high-net-worth individuals. Working closely with in-house specialists and paraplanners, you’ll ensure clients receive strategic, long-term advice designed to help them achieve their personal and financial goals.Key ResponsibilitiesDeliver comprehensive financial planning advice across investments, pensions, protection, and estate planning.Build, manage, and grow long-term client relationships based on trust and exceptional service.Collaborate with internal teams to identify opportunities and provide joined-up solutions.Stay current with market developments, legislation, and regulatory changes to ensure best practice.Support business growth through proactive networking, referrals, and relationship building.About YouQualified to Level 6 Diploma or Chartered Financial Planner status (or working towards this).Proven experience delivering holistic financial advice in a professional environment.Strong interpersonal and communication skills with a genuine client-first approach.Commercially astute and able to identify new opportunities for both clients and the firm.Team player with a proactive, growth-oriented mindset.What’s on OfferCompetitive remuneration package with performance-based incentives.Hybrid working model with flexibility across London.Supportive and collaborative culture focused on professional development.Opportunity to work with a diverse and growing client base.Clear career progression in a firm that’s investing heavily in its Wealth division.WHY TOP TALENT CHOOSES THIS FIRM This is more than a professional services firm. It is a place where ambitious professionals build careers with momentum, purpose, and longevity. If you want to do work that genuinely matters, be trusted with responsibility early, and grow alongside people who are both highly capable and genuinely approachable, this firm stands out. → Accelerated careers without corporate drag Progression is based on impact, not tenure. Individuals are trusted to lead, influence client outcomes, and shape strategy far earlier than in traditional firms. There is real autonomy here, supported by senior leaders who actively invest in development and long-term success. → Work that stretches you – with clients who value expertise You’ll work with ambitious, growth-focused clients who see the firm as a strategic partner, not a commodity. This means exposure to complex challenges, senior-level engagement, and opportunities to develop strong commercial judgment alongside technical capability. → A culture built on trust, not hierarchy High standards sit alongside a refreshingly down-to-earth culture. People collaborate, share knowledge openly, and support one another. Leadership is visible, accessible, and genuinely invested. Individuals are recognised, listened to, and valued. → A modern, future-focused firm From flexible working and technology investment to launching new service lines and supporting innovation, this firm is growing with purpose. People are encouraged to contribute ideas and help shape the business’s future. → Values you can feel every day The firm’s values are evident in how people treat one another, how success is celebrated, and how wellbeing, inclusion, and performance are balanced in practice. In short, if you are looking for: • Faster progression with meaningful responsibility • Smart, supportive colleagues who care about quality and outcomes • Challenging, impactful work with clients who value your expertise • A workplace where your voice truly matters  …this is a place to build a career you can be proud of – professionally and personally.
Riyaadh George Riyaadh George
Greater London, South East, England
Principle Consultant - Regulatory Compliance
Consultant - Regulatory ComplianceLondon, United Kingdom (Hybrid working)We are working with a high-growth consultancy expanding its Regulatory Compliance Advisory practice, seeking a Principle or Senior Consultant to join their London team.This is a senior, client-facing role providing SME support on regulatory compliance, delivering advisory and oversight on complex engagements.Key ResponsibilitiesProvide regulatory compliance advice to clients across retail banking and consumer credit sectorsInterpret and apply UK regulatory requirements (e.g. FCA rules, Consumer Duty, CONC, SYSC)Support the design, review, and enhancement of compliance frameworks, policies, and proceduresAssist clients with regulatory change projects, including implementation and impact assessmentsSupport internal audit, remediation programmes, and skilled person reviews (where applicable)Engage with client stakeholders at various levels, delivering clear and actionable recommendationsKey Skills & ExperienceExperience in a compliance, risk, or regulatory advisory role within:Retail banking, orConsumer credit / lending Good understanding of UK regulatory frameworks, particularly FCA requirementsFamiliarity with key topics such as Consumer Duty, conduct risk, and customer outcomesExcellent communication and stakeholder management abilities
Georgia MasonGeorgia Mason
Greater London, South East, England
Financial Crime SME
Associate Director – Financial Crime SME ConsultantLondon, United Kingdom (Hybrid working)We are working with a high-growth consultancy looking to expand their Financial Crime practice. They are seeking an experienced Subject Matter Expert (SME) to join their London team at Associate Director level. You will provide deep technical expertise across AML, sanctions, and fraud, supporting clients on complex and high-impact engagements.Key ResponsibilitiesAct as a Financial Crime SME across client engagements, providing deep technical expertiseLead and deliver complex financial crime projects across AML, CTF, sanctions, and fraudProvide expert input into financial crime frameworks, policies, and control designConduct detailed gap analyses against UK regulatory requirements and industry best practice (e.g. FCA, JMLSG)Support and oversee remediation programmes, including large-scale reviews and control enhancementsReview and challenge client approaches, ensuring robust and effective financial crime controlsProvide technical oversight and quality assurance on deliverables produced by wider team membersAct as a senior technical escalation point for both clients and internal teamsKey Skills & ExperienceExtensive experience in financial crime compliance within:Retail banking, orConsumer credit / lendingRecognised subject matter expertise across all financial crime frameworksDeep understanding of UK regulatory expectations (e.g. FCA)Strong experience delivering complex financial crime reviews, audits, or remediation programmesAbility to interpret regulation and translate into practical, effective solutions
Georgia MasonGeorgia Mason
Manchester, Greater Manchester, North West, England
InfoSec Risk & Compliance Analyst
Senior InfoSec Risk & Compliance AnalystLocation:  UK-wide (Hybrid)Salary:  £45,000 – Negotiable Dependent on Experience Benefits Are you looking to grow your career in information security while making a real impact? We’re looking for a practical, hands-on InfoSec analyst to join a developing Business Protection and InfoSec team. This role is perfect for someone who enjoys variety, problem-solving, and working across multiple areas of a business. What you’ll do:Help maintain and develop the Information Security Management System (ISMS) and ISO 27001 standards.Support risk assessments, control testing, documentation, and policy/process updates.Respond to internal queries, incidents, breaches, and client or supplier security questionnaires.Identify gaps and help expand ISO 27001 across additional sites and business units.Collaborate with colleagues to improve processes and implement practical solutions. What we’re looking for:Some experience with ISO 27001 or within an ISMS is highly desirable.Practical exposure to risk assessments, controls, documentation, or operational InfoSec.Ability to work independently in a developing function and bring solutions to the table.Strong communication skills to translate technical issues for non-technical stakeholders.Experience with GDPR or other compliance frameworks is a plus.Formal certifications are not essential; practical, hands-on experience matters most. Why this role works for you:Opportunity to work across multiple business units and service lines.Flexible, hybrid working with no fixed office days.Be part of a small, collaborative team where you can make a visible impact.Chance to shape processes and grow into a more senior InfoSec role over time.  If you’re practical, proactive, and excited by the chance to help build a growing InfoSec function, we’d love to hear from you.
Amanda DolanAmanda Dolan
United Kingdom
InfoSec Risk & Compliance Analyst
Senior InfoSec Risk & Compliance AnalystLocation:  UK-wide (Hybrid)Salary:  £45,000 – Negotiable Dependent on Experience Benefits Are you looking to grow your career in information security while making a real impact? We’re looking for a practical, hands-on InfoSec analyst to join a developing Business Protection and InfoSec team. This role is perfect for someone who enjoys variety, problem-solving, and working across multiple areas of a business. What you’ll do:Help maintain and develop the Information Security Management System (ISMS) and ISO 27001 standards.Support risk assessments, control testing, documentation, and policy/process updates.Respond to internal queries, incidents, breaches, and client or supplier security questionnaires.Identify gaps and help expand ISO 27001 across additional sites and business units.Collaborate with colleagues to improve processes and implement practical solutions. What we’re looking for:Some experience with ISO 27001 or within an ISMS is highly desirable.Practical exposure to risk assessments, controls, documentation, or operational InfoSec.Ability to work independently in a developing function and bring solutions to the table.Strong communication skills to translate technical issues for non-technical stakeholders.Experience with GDPR or other compliance frameworks is a plus.Formal certifications are not essential; practical, hands-on experience matters most. Why this role works for you:Opportunity to work across multiple business units and service lines.Flexible, hybrid working with no fixed office days.Be part of a small, collaborative team where you can make a visible impact.Chance to shape processes and grow into a more senior InfoSec role over time.  If you’re practical, proactive, and excited by the chance to help build a growing InfoSec function, we’d love to hear from you.
Amanda DolanAmanda Dolan
United Kingdom
InfoSec Risk & Compliance Analyst
InfoSec Risk & Compliance AnalystLocation:  UK-wide (Hybrid)Salary:  £36,000–£38,000 Benefits We’re looking for a hands-on Information Security Risk & Compliance Analyst to join a growing Business Protection / InfoSec function. This is a practical, collaborative role for someone who thrives in a dynamic, evolving environment and enjoys taking ownership of meaningful work. You’ll help maintain and expand ISO 27001 standards, support operational InfoSec, and contribute to shaping a developing function. Key responsibilities:Maintain and develop an Information Security Management System (ISMS) and ISO 27001 standards.Assist with risk assessments, control testing, documentation, policies, and operational InfoSec support.Respond to internal queries, incidents, breaches, and client/supplier security questionnaires.Identify gaps and help expand ISO standards across additional sites or entities.Translate technical InfoSec issues into clear guidance for non-technical stakeholders.Collaborate with the team to improve processes and drive practical solutions. Ideal candidate:Hands-on ISO 27001 / ISMS experience.Practical experience with risk assessments, controls, documentation, and policy/process support.Comfortable working in ambiguity and proactively shaping processes.Strong written and verbal communication skills, able to engage stakeholders across multiple business units.Exposure to GDPR and related frameworks is advantageous.Formal certifications are a bonus, but practical experience is highly valued. Why this role is exciting:Be part of a small, collaborative InfoSec team with scope to shape the function and take ownership over time.Work across multiple service lines, entities, and regulated environments.Flexible hybrid working with no fixed office days.Opportunity to work on meaningful, hands-on InfoSec projects with real business impact. If you are proactive, practical, and ready to contribute to a growing InfoSec function, we’d love to hear from you.
Amanda DolanAmanda Dolan
Bolton, Greater Manchester, North West, England
Audit Advisor
Audit Advisor – Bolton (Hybrid) | 40,000 – £50,000 benefits Are you an ambitious accountant looking to take the next step in your career? Our client, a growing and dynamic professional services firm in Bolton, is seeking a forward-thinking Audit Advisor to join their busy audit team. This is an exciting opportunity to work across a diverse range of clients, gain exposure to complex audits, and contribute to the development of a supportive and forward-looking team. What you’ll do:Support the senior management team in delivering high-quality audit and accounting services.Plan, execute, and complete audits across a range of clients, including overseeing complex file areas and guiding junior team members.Build and maintain strong relationships with clients and colleagues, including visiting client sites as needed.Prepare statutory financial statements and ensure all audit documentation is thorough and accurate.Help develop junior team members and contribute to effective workload distribution.Manage administrative tasks, including timesheets and fees, with accuracy and timeliness.Ensure compliance with all internal and external regulatory requirements.What we’re looking for:Professionally qualified (ACCA, ACA, ICAS, or equivalent), or part-qualified candidates considered.Strong communication skills, attention to detail, and the ability to build lasting relationships.Experience with Microsoft Office (Word, Excel, Outlook); knowledge of Xero, Sage, QuickBooks, or CCH is a plus.Not-for-profit experience is desirable but not essential.UK citizens only – no visa sponsorship is available.Why you’ll love this role:Hybrid working for a great work-life balance.Exposure to a varied client base and challenging audits.Opportunity to develop professionally in a supportive and ambitious environment.If you’re ready to take the next step in your audit career and join a team where your contributions really matter, we’d love to hear from you!
Amanda DolanAmanda Dolan

OUR CUSTOMER TESTIMONIALS

Callum provided an exemplary service and was always willing to go the extra mile to make sure we had the best possible experience. The quality of candidates proposed was outstanding. 

Swiss Finance & Property Group, Client

Georgia was very diligent and professional, keeping me continuously updated throughout the process. I also appreciate that she took the time to call me and provide feedback even when I was unsuccessful - from my experience so far, this has been very rare so this is testament to Broadgate's professional  practices.

Charmaine, Candidate

I had the chance to work with Broadgate and its representatives Ben Adams and Daniel Tapsell and it is a great experience. They provide a very professional and helpful service. 

Turkish Bank, Client

The discussion was quite detailed and specific. All relevant details were shared in detail and prompt updates were given.

Raamesh, Candidate

We have been able to hire multiple resources quickly through Broadgate that meet our requirements.

RBS Luxembourg, Client

I have been working with Daniel Tapsell for a while, I have a great working relationship, and believe that he totally understands what makes me tick and how suited any opportunities will be for me. I've always found Broadgate to be a great agency.

Tamasin, Candidate

Toby kept in touch regularly and always phoned when he said he would. He was very diligent.

Kevin, Candidate

Toby did an excellent job in supporting us with a hard to fill Leadership position. It is a pleasure to work with him! 

Wooga, Client

Toby kept me in the loop throughout the process which is key. He is also very helpful in terms of providing the necessary information and interview preparation. Definitely will recommend Broadgate for their professionalism.

Careena, Candidate

Connor was highly professional and well-prepared throughout the entire process. He effectively guided me from the initial stages to scheduling and followed up diligently on the interview process. His clear communication and proactive approach made the experience smooth and efficient. I truly appreciate his support and expertise. 

Laurentino, Candidate
WE ARE PART OF TRINNOVO GROUP AND WE ARE MAKING AN IMPACT

We are dedicated to making a positive impact on the world we live in. As a B Corp, we have a responsibility to provide a dependable, sustainable service that creates value for the customers, clients, candidates, and communities we engage with. We are eager to partner with businesses that share our vision of a more equitable future for all. 

WE ARE PART OF TRINNOVO GROUP AND WE ARE MAKING AN IMPACT
WHY WE IMPACT REPORT

As we enter our third year of impact reporting, we remain committed to holding ourselves accountable for our mission progress – to build future-ready businesses, powered by people.

WHY WE IMPACT REPORT