Senior Corporate AdministratorJersey - £50,000-£60,000We have partnered with one of the most reputable brands in fund services, well-embedded across a range of sectors including Alternative Investments.A massive business globally, this role is to support the burgeoning Jersey office which remains a small, close-knit team.This position is to sit alongside the existing Senior Administrator, assisting the department across a range of tasks:Annual and tax returns/statementsFATCA & CRS requirementsStatutory responsibilities and bank paymentsContacting clients via phone, email and occasional in-person meetingsYour Profile/SkillsWell-organised, energetic - capable of confidently handling interactions with Management and clientsGood technical foundationBuilding towards or attained a JFSC-recognised qualification (ACCA, ICSA etc.)Ideally, previous experience in Funds/TrustsFor further details please apply here!

Money Laundering Reporting Officer (MLRO) – SMF 17Location: London, UK – Hybrid WorkingRole OverviewAs the MLRO, you will lead this International Retail Bank’s Anti-Money Laundering (AML) and Financial Crime (FC) strategy, ensuring compliance with regulatory requirements and safeguarding the Bank from financial crime risks.Key Responsibilities:Develop and maintain AML/CTF frameworks, policies, and controls.Advise senior management on AML/FC regulations and ensure compliance.Oversee transaction monitoring, identifying and reporting unusual activity.Act as the primary contact with the NCA and relevant agencies on AML matters.Prepare and present the annual MLRO report and manage SAR submissions.Ensure AML training across the Bank and adherence to sanctions screening tools.Fulfil statutory obligations under SMF 17 and participate in the Executive Risk Committee.Requirements:Qualifications:Bachelor’s Degree preferred.ICA Diploma in Governance, Risk & Compliance, Anti-Money Laundering, or Financial Crime Prevention (or equivalent).Experience:10+ years in compliance or financial crime roles, ideally with SMF17 experience or readiness for an approved person role.Retail banking backgroundStrong understanding of UK regulatory requirements and retail banking operations.Skills & Attributes:In-depth knowledge of AML/CTF regulations and financial services compliance.Proven ability to monitor regulatory changes and guide internal teams.Strong ethical standards aligned with the FCA’s Senior Managers Regime.

Compliance OfficerTradingDublin - Hybrid WFH55-60kThis role will give someone the opportunity to take on responsibility across the business and play a key role in the development of the compliance framework with a focus on creating compliance policies and reviewing upcoming regulatory changes. It's a hands on role where you will be able to take the lead on key compliance tasks.Your Role:Develop new and review existing compliance policiesResponsible for horizon scanning to ensure the business remains compliant with upcoming regulatory changesPrepare regulatory reports for senior managementDeliver compliance training to staff across the businessAbout You:Strong MiFID understanding and experienceExperience working in a compliance and/or audit positionExperience of writing policies and regulatory reportsIf you're interested in hearing more, please reach out to me and we can arrange time to speak - [email protected]

Job Title: Prudential Risk Manager Reports To: Director of Risk About the Role: We are currently seeking a motivated and proactive Prudential Risk Manager to join our Risk and Compliance team. This is a fantastic opportunity for individuals looking to build on their existing experience in risk management and take the next step in their career. In this role, you will be responsible for providing second-line oversight for prudential risk across key areas including Capital, Liquidity, and Interest Rate risk. You’ll work closely with senior management, regulators, and external auditors, and play a crucial role in helping to ensure the Bank adheres to regulatory requirements and industry best practices. If you have experience in risk management or a related field and are eager to further your career with exposure to high-level risk strategies, this is the perfect opportunity for you! Key Responsibilities:Prudential Risk Oversight:Support the development and management of the Bank’s risk framework, ensuring compliance with regulatory requirements.Offer subject matter expertise in areas such as Capital, Liquidity, and Interest Rate Risk, and provide second-line challenge to risk management practices.Regulatory Documentation & Reporting:Contribute to the review and challenge of key regulatory documents, including ICAAP, ILAAP, and Recovery Plans.Ensure the Bank’s policies and practices adhere to regulatory expectations and good market practices.Analytics & Risk Appetite:Assist in the development and refinement of the Bank’s Prudential Risk Appetite Framework.Support risk analysis and provide valuable insights into risk measurement and management.Cross-Functional Collaboration:Work with various departments including Treasury, Finance, and senior management to ensure risk management practices are effectively implemented across the Bank.Model Risk Management:Provide oversight and support for the Bank’s Model Risk Management (MRM) framework.What We’re Looking For:At least 2-3 years of experience in risk management or a related field (financial services, Treasury, or finance-related).Strong understanding of risk management concepts, especially around Capital, Liquidity, and Interest Rate Risk.Excellent analytical skills with experience in Excel and the ability to assess financial risk data.Some experience with prudential regulatory frameworks such as ICAAP, ILAAP, and Recovery Planning is helpful but not essential.A keen interest in developing your expertise in risk management and regulatory compliance.

Operational Resilience Analyst - £50,000-£55,000We are seeking an experienced and proactive Senior Business Resilience Analyst to join our team immediately. This role is essential in ensuring the robustness of our operational and business continuity frameworks across the organization. You will play a pivotal role in identifying, measuring, mitigating, and managing resilience risks, while supporting the development, implementation, and maintenance of business continuity plans. If you have experience in business resilience, continuity planning, or risk management, and are ready to make an immediate impact, we want to hear from you.Key Responsibilities:Business Resilience Framework:Support the implementation and continuous improvement of the organization’s business resilience strategy.Ensure regulatory compliance and assist with the delivery of the business continuity and operational resilience framework.Incident & Crisis Management:Provide support in major incident or crisis management situations.Assist with the delivery of training and exercises to ensure readiness.Data Analysis & Reporting:Support the transformation of data analysis and reporting for business continuity and resilience activities.Produce relevant Management Information (MI) and reports to inform senior decision-making.Stakeholder Engagement:Work closely with teams across Technology, Supplier Management, and Operations to ensure resilience mapping and risk management.Risk Management:Help manage risks related to business resilience and ensure that the necessary risk mitigation measures are in place.Training & Awareness:Assist with the coordination of awareness and training programs to enhance understanding of operational resilience.Reporting:Contribute to regular updates and reports for senior leadership on resilience risks, challenges, and compliance.What We’re Looking For:Proven experience in business continuity, resilience planning, or risk management within a regulated environment.Strong analytical skills with the ability to interpret complex data and produce insightful reports.Excellent communication skills, with the ability to engage effectively with stakeholders at all levels.Proficiency in Microsoft Office (Word, Excel, PowerPoint, Visio).Familiarity with ISO22301 or regulatory requirements related to operational resilience is a plus.Experience in financial services is advantageous but not essential.Ability to start immediately or on short notice.

Broadgate is partnered with a leading bank in Switzerland looking for an experienced and certified Swiss CPA to join the team as a Client Service Manager in the Accounting Advisory Services sector. Role function will include:Taking on the technical responsibility for advising our customers on the introduction and application of various accounting standards such as IFRS, Swiss GAAP FER, US GAAP or Code of ObligationsResponsibility of large projects, deployment and guidance of your project teamActively support CFOs or Group Accounting Heads in the interpretation on accounting and financial reporting issuesWork on IPO Readiness Assessments and provide M&A supportAssisting with comfort letter projects for capital market transactionsAnalyse complex accounting-related issues, respond to technical inquiries and add value for our customers through your accounting expertiseMaintain existing customer relationships and continuously expand your networkActively support the team in acquiring new customers as well as accounting advisory services engagementsWhat is required:Degree as a certified public accountant or local equivalent is an advantageMany years of practical experience in the BIG4 environment or in Group Accounting / Controlling of an international companySolid knowledge of IFRS and/or Swiss GAAP FER are essentialUS GAAP knowledge is a plusProficient in English and French - German is a plusDedicated and entrepreneurial personality with high customer, deadline and team orientationIf interested please apply with us today!

Deputy MLRODigital Assets Hybrid WFH - 25% in the office95-105kThis exciting opportunity has just opened up with a massive, global business who are in the process of seeking regulatory approval for a new digital assets arm of their business in Dublin!They're looking for you to come in and support them in gaining regulatory authorisation by playing a significant role in creating their financial crime compliance framework and managing the regulatory requirements. Your Role:Develop and Maintain the AML Compliance Programme and regulatory frameworkSupport the wider risk and compliance team is establishing the 3LOD modelConduct monitoring and testingManage outsourcing requirementsConduct compliance trainingAbout You:Must have experience of working in the 2nd line of defence - experience in AML/KYC operations is not what is required7+ years AML/Compliance experienceExperience creating policies and proceduresStrong knowledge and experience working on key regulations and topics; i.e MiCAR, Market Abuse, Outsourcing Guidelines etcDon't hesitate to reach out to me if you'd like to hear more -  [email protected]

Depositary Services OfficerOur client, a leading global bank, are expanding their independent depositary function and are seeking depositary officers.If you have depositary experience and you want to be part of a growing team with a friendly and supportive atmosphere, this is a great opportunity for you.  Your main role would be to support the oversight activities of the fund management companies, including our third party administration providers. Your responsibilities will range across client/stakeholder management as well as management of portfolio funds.  Roles & Responsibilities As a Depositary Services Officer, you’ll be overseeing third party administration and investment managers processes and procedures to ensure management company compliance. You’ll also be reviewing service level agreements and contractual requirements for our service providers for the various fund ranges, while also working with our Legal teamAlong with this, you’ll be:Performing cash flow monitoring and record keeping of the Fund’s assets.Carrying out fund accounting oversight, including oversight of NAVs, capital activity, and fair value pricing decisions.Making sure evidential standards and record management requirements are in place, including implementing and managing the documentation retention process for regulatory documents, contracts, internal procedures, communications, reviews and projects for funds.Reviewing the delivery of regulatory changes at third party providers and making sure processes used by third part administrators are appropriate. Essential Skills & ExperienceMinimum of 6 months experience within depositary in Luxembourg in-depth understanding of alternative investment funds, Luxembourg regulations, particularly AIFMDCustody experience can be additional plus