Tyla Ritchie

We are partnered with a leading financial planner seeking a proactive Compliance Officer to join the 2nd Line Compliance function, providing regulatory guidance to the business and supporting a strong culture of good client outcomes. Responsibilities include: Support the delivery of thematic reviews and assessments of client outcomes.Review and approve marketing materials, websites and presentations to ensure regulatory compliance.Draft and update internal policies in line with current regulations.Support administration of the Senior Managers & Certification Regime (SMCR).Investigate internal referrals and monitor KYC due diligence.Escalate concerns and ensure appropriate follow-up actions are taken.Compile data and produce MI demonstrating adherence to regulatory requirements and client outcome standards.Monitor regulatory developments and communicate impacts to the business.Assist in collating information for regulatory submissions and responding to regulator requests.Educate employees on regulatory expectations, client outcomes, and compliance best practice. Requirements: Minimum 2 years’ experience in a Compliance function, ideally within wealth management or financial planning.Experience conducting thematic or client outcome reviews.Strong knowledge of FCA regulations, including Consumer Duty.Excellent communication and stakeholder engagement skills.Ability to interpret and translate complex regulations into clear, practical guidance.Strong investigative, analytical and problem-solving skills.High attention to detail, strong organisational skills, and a self-motivated approach.Commitment to delivering positive client outcomes.ICA or similar compliance qualification.Level 4 Diploma in Financial Planning – preferrable but not essentialKnowledge of pensions – preferrable but not essential Apply with us today!

We are working with a leading insurance company looking for a Direct Tax Accountant to join their growing team in London. Responsibilities include Prepare direct tax provisions, deferred tax calculations, and supporting analysis for statutory and group reportingManage corporate tax computations (OneSource Corporate Tax / Alphatax) and handle HMRC correspondence and electionsPost monthly tax charges, maintain balance sheet reconciliations, and oversee consolidated tax reporting and proofs of taxPartner with onshore and offshore finance teams to analyse Oracle GL data, identify automation opportunities, and drive efficiencySupport tax forecasting, including effective tax rate projections and Payments on AccountMonitor tax processes, risks, and controls, escalating issues when requiredProvide technical tax input to finance and business projects, ensuring systems are fit for purpose Requirements Qualified tax professional (CTA, ACA, or equivalent)At least 5 years’ post-qualification experience in a UK in-house tax roleSolid technical knowledge of UK corporation tax and tax accountingPrevious Big 4 experience preferredConfident engaging with tax authorities and external advisorsStrong analytical and Excel skills; Oracle experience an advantageSelf-motivated, detail-oriented, and collaborative Apply with us today!

Broadgate is partnered with a leading UK fund services group looking for a Fund Accounting Manager, who will be overseeing the fund services team and managing the overall delivery of fund services to the portfolio of clients. Responsibilities include:Oversee quarterly fund accounting operations, including cash flow management, expense monitoring, and investor reporting (NAV, management accounts, and financial statements)Prepare annual financial statements in line with IFRS/GAAP and coordinate annual audits with external auditorsCalculate and review management fees, equalisation charges, and performance fees in line with fund documentation (LPA/PPM)Ensure compliance with internal controls, procedures, and service level agreementsRespond to investor and client queries promptly, providing clear and accurate informationDrive operational improvements, promoting efficiency, innovation, and sustainable practicesLead, mentor, and develop team members, managing workload allocation, performance, and professional growthBuild and maintain strong client relationships, ensuring satisfaction through high-quality output and regular client meetings Requirements:Qualified accountant (ACA/ACCA), ideally trained within a top 20 accountancy firm5–10 years’ post-qualification experience in fund services, with a strong background in real estate and/or private equity fundsProven expertise in fund accounting and financial reporting, with strong technical knowledge of IFRS/GAAPExcellent client-facing skills with the ability to build trusted relationshipsStrong leadership skills with experience managing and developing teamsHighly organised, detail-oriented, and delivery-focused, with strong problem-solving abilitiesProficiency in accounting/reporting systems and MS Office applications Apply with us today for this great opportunity!