Georgia Mason

Conduct & Prudential Compliance SpecialistSomersetA well-established insurance organisation is seeking a Compliance Specialist to join its growing compliance team. This is an excellent opportunity to work in a highly regulated environment supporting the business in navigating FCA and PRA regulatory requirements. You will play a key role in monitoring regulatory developments, advising the business on compliance matters, and supporting the implementation of regulatory change. The position offers exposure to senior stakeholders and a broad range of regulatory topics in a fast-moving environment. Key ResponsibilitiesHorizon scanning for regulatory developmentsAdvising stakeholders on regulatory changes and business impactProviding ad-hoc compliance guidance across the organisationProducing compliance updates and regulatory communicationsSupporting the compliance monitoring programmeAssisting with financial crime checksOrganising compliance meetings and documenting outcomesRequirements2–5 years’ experience in a compliance role within a regulated financial services environmentStrong knowledge of FCA regulations (PRA knowledge beneficial)Understanding of Consumer Duty, IDD and the FCA HandbookAbility to interpret and communicate complex regulation to stakeholders

Financial Crime Risk & Controls Analyst London | Hybrid This is an exciting opportunity to join a growing financial crime function to support the delivery of a robust enterprise-wide financial crime risk and controls framework, ensuring strong regulatory compliance and effective control oversight across the organisation. You will provide hands-on analytical and assurance support, helping maintain a well-evidenced and effective financial crime risk programme. ResponsibilitiesSupport enterprise-wide financial crime risk assessments (annual and event-driven)Collect, analyse and document risk and control dataProduce MI dashboards and reporting, including KRIs, KPIs and heatmapsAssist in documenting policies, procedures and control guidanceSupport regulatory enquiries, audits and internal reviews through evidence collationConduct control testing, sampling and thematic reviewsMaintain risk and issue logs, tracking remediation actionsRequirementsExperience supporting financial crime risk assessments across AML, sanctions, fraud and ABCHands-on experience conducting control testing or assurance reviewsBackground in private banking, building societies, challenger banks, or real estate Ability to analyse processes and identify control gapsWorking knowledge of relevant UK regulatory frameworks and guidanceExperience producing and monitoring MI and KRIs/KPIsStrong analytical skills and ability to engage with cross-functional stakeholders

Senior Manager – Financial Crime Risk & Controls London | HybridThis is a great opportunity for an experienced financial crime professional to lead and own the enterprise-wide financial crime risk and controls framework, driving regulatory compliance while strengthening governance, oversight and control effectiveness across the organisation.ResponsibilitiesOwn and enhance the enterprise-wide financial crime risk assessment frameworkDefine and strengthen controls across onboarding, screening, monitoring, sanctions, ABC and transaction oversightLead end-to-end process risk assessments and maintain documented control librariesOversee control testing and assurance activity (thematic reviews, sampling, QA)Own risk registers, issue tracking and remediation oversightDevelop MI, KRIs/KPIs and control effectiveness reporting for senior leadershipProvide guidance and training to business, operations and technology teamsDrive continuous improvement and control automation initiativesRequirementsExtensive experience designing and overseeing financial crime risk frameworks (AML, sanctions, fraud, ABC, tax evasion, market abuse)Strong background in risk assessments, control testing and issue remediationBackground in private banking, building societies, challenger banks, or real estate Deep understanding of UK and international regulatory requirementsExperience embedding governance structures, policies and assurance reportingAbility to partner with technology and data teams to enhance controls and automation

Financial Crime Strategy & Change AnalystLondon | HybridThis role will support the delivery of a financial crime transformation agenda, providing analytical and project support across regulatory change, process optimisation and operating model improvement.ResponsibilitiesAnalyse complex regulatory developments and assess business impactSupport financial crime transformation initiatives, including process redesign and technology implementationProduce MI dashboards, metrics and board-level reportingConduct process reviews to improve efficiency and control effectivenessSupport business-wide projects impacting financial crime complianceIdentify improvement opportunities and contribute to business casesDocument and present recommendations to senior stakeholdersConduct research and gap analysis on emerging regulatory and market risksCollaborate with Compliance, Operations, Technology and Risk teams to support change deliveryRequirementsExperience delivering financial crime change initiatives (regulatory change, TOM redesign, process optimisation)Strong understanding of AML, sanctions, fraud and KYC frameworksAbility to translate regulatory requirements into practical business changeExperience supporting change governance (impact assessments, business requirements, UAT, implementation planningBackground in private banking, building societies, challenger banks, or real estate Strong analytical and stakeholder management skillsExposure to remediation programmes or regulatory findings closure beneficial

Senior Manager – Financial Crime Strategy & Change London | HybridA leading global organisation is seeking a Senior Manager to lead its financial crime strategy during a significant period of regulatory evolution.This role will take full responsibility for shaping and delivering a forward-looking financial crime strategy, drawing input from regulators, government, law enforcement, internal stakeholders and the financial crime team.ResponsibilitiesAct as SME across financial crime transformation initiativesLead and oversee delivery of key strategic projects impacting AML, sanctions, fraud and ABCTranslate regulatory requirements into scalable, practical business solutionsManage supplier relationships, budgets and governance recordsOversee data analysis, MI and reporting to support executive decision-makingPartner closely with senior stakeholders across Legal, Risk, Technology and OperationsDrive automation and process optimisation to reduce manual workloadPrepare the framework for increasingly stringent regulation and likely FCA-style oversightModernise and mature systems, controls and operating modelRequirementsStrong experience across  AML, sanctions, fraud, ABC and wider financial crime frameworksProven track record delivering financial crime transformation programmes (systems, operating model, regulatory change)Background in private banking, building societies, challenger banks, or real estate Ability to translate regulatory requirements into practical business changeStrong stakeholder management at senior level

Compliance & Risk OfficerLocation: London (Remote/Hybrid)A Compliance & Risk position within a regulated insurance and technology business. Reporting to the Chief Risk Officer, this role offers broad, hands-on exposure to regulatory compliance, financial crime, and risk management in a scaling environment.Key ResponsibilitiesSupport implementation and enhancement of compliance frameworks (insurance distribution, GDPR, AML/CFT).Monitor regulatory developments and assist with implementation.Conduct compliance monitoring, risk assessments, and support internal audits.Contribute to AML policies and financial crime controls.Assist with Fitness & Probity processes and regulatory reporting.Embed compliance into product development, sales, and operational processes.Support compliance input for new product and market launches.RequirementsMinimum 5 years’ experience in compliance within insurance, or insurtech. Strong FCA Handbook knowledgeStrong organisational, analytical, and communication skills.Proactive, detail-oriented, and comfortable in a fast-paced setting.Relevant compliance or financial crime qualifications (e.g., LCOI, ICA, ACAMS) desirable.

Deputy Money Laundering Reporting Officer (DMLRO)London (Hybrid)The Deputy MLRO will support the MLRO in overseeing the firm’s AML and CTF framework, ensuring compliance with UK Money Laundering Regulations and industry standards.This role acts as a senior escalation point for financial crime matters and deputises for the MLRO where required. It plays a key role in strengthening the financial crime framework during a period of ongoing compliance transformation and growth.Key ResponsibilitiesSupport the MLRO in meeting statutory AML/CTF obligations.Submit SARs to the NCA where required.Oversee high-risk client reviews and escalation processes.Support development and enhancement of the financial crime risk framework.Provide AML guidance to business units across residential and commercial divisions.Deliver AML training and promote a strong compliance culture.Support regulatory engagement, audits, and inspections.Skills & ExperienceCurrently operating at DMLRO level.Strong knowledge of UK AML/CTF regulations.Experience within FCA and/or HMRC regulated environments.Background in private banking, retail banking, building societies or real estate Comfortable operating in a fast-paced, evolving environment.ICA Diploma in AML or CAMS preferred.

Compliance Officer / Compliance Manager Financial Planning / Wealth Management Birmingham | Hybrid WorkingAn established and growing independent financial planning firm in the West Midlands is seeking a Compliance Officer to support the business during continued growth. Key ResponsibilitiesMonitor FCA regulatory requirements and advise senior managementCompliance monitoring, risk assessments and reportingOversight of client file reviews (high-risk in-house; low-risk outsourced)FCA reporting and maintenance of the FCA DirectoryAdviser Training & Competency, FIT assessments and CPD oversightPolicy and procedure reviewOversight of PII, cyber insurance and complaints handlingDue diligence on providers and third partiesSkills & Experience:Minimum 2 years’ experience in a Compliance Officer role within an IFA / wealth management environmentStrong working knowledge of FCA regulations applicable to IFA firmsExperience of compliance monitoring, file reviews and regulatory reportingLevel 4 diploma in financial planning qualification (or working towards)