Georgia Mason

Lawyer – 15-Month Fixed-Term ContractLocation: LondonA Leading UK-authorised financial services firm is seeking a lawyer to join its London-based legal team, supporting international asset management and private banking businesses. The role combines transactional and advisory work and plays a key role in supporting business operations, regulatory compliance, and risk management across multiple business lines. Key ResponsibilitiesProvide transactional and advisory legal support, primarily to the asset management business, including drafting and negotiating client agreements and advising on regulatory and structural aspects of products and services.Advise on UK financial services regulation and respond to general regulatory queries impacting products and services.Work closely with Compliance on regulatory horizon scanning, impact assessments, business guidance, and implementation of regulatory change initiatives.Support senior legal leadership on a wide range of matters, including litigation, mergers and acquisitions, and global projects, liaising with external counsel where required.Assist with corporate governance matters, including drafting board and committee documentation.Maintain accurate legal records and documentation systems.Escalate material legal and regulatory issues appropriately.Mentor and support junior legal team members.Maintain up-to-date awareness of market developments, fintech innovation, and relevant legal and regulatory changes.Key RequirementsStrong post-qualification experience in financial services, preferably in-house.Proven experience negotiating and drafting financial services agreements.Strong knowledge of UK financial services regulation, including FCA Handbook requirements (e.g. MiFID, COBS, CASS, PROD, SYSC, Consumer Duty, sustainability-related initiatives).Excellent drafting, analytical, and attention-to-detail skills with the ability to apply legal advice commercially.Strong communication skills, able to explain complex legal matters to both legal and non-legal stakeholders, including senior management.Experience delivering legal or regulatory training.

Lead Quality & Regulatory Specialist Location: London A leading innovative digital health company is seeking a Lead Quality & Regulatory Specialist to support the VP of Regulatory in developing and executing quality and regulatory strategies for Software as a Medical Device. This hands-on role will be instrumental in building and maintaining regulatory compliance frameworks across the US, UK, and EU, helping prepare products for certification and market clearance.Role Responsibilities:Support the development and execution of global regulatory and quality strategies.Prepare and review documentation for FDA, EU MDR, and UK MHRA submissions.Define device intended use, risk classification, and regulatory pathways for SaMD.Assist in the implementation and maintenance of the Quality Management System aligned with ISO 13485, 21 CFR Part 820, and EU MDR.Draft and maintain SOPs, work instructions, and templates.Contribute to the creation and management of technical documentation and medical device files.Support internal and external audit readiness, including training and CAPA management.Partner with cross-functional teams to ensure regulatory requirements are integrated into product development.Requirements:6 years’ experience in Regulatory Affairs and Quality Assurance within medical devices, digital health, or SaMD.Proven experience with FDA and/or EU MDR submissions (Class II or higher).Strong understanding of regulatory frameworks and standards, including ISO 13485, ISO 14971, IEC 62304, and 21 CFR Part 820.Hands-on experience supporting QMS implementation and audit preparation.Desirable: Experience setting up QMS from scratch, using regulatory tools (e.g., MasterControl, Greenlight Guru), or acting as PRRC/Deputy PRRC.

Lead Quality & Regulatory Specialist Location: London A leading innovative digital health company is seeking a Lead Quality & Regulatory Specialist to support the VP of Regulatory in developing and executing quality and regulatory strategies for Software as a Medical Device. This hands-on role will be instrumental in building and maintaining regulatory compliance frameworks across the US, UK, and EU, helping prepare products for certification and market clearance.Role Responsibilities:Support the development and execution of global regulatory and quality strategies.Prepare and review documentation for FDA, EU MDR, and UK MHRA submissions.Define device intended use, risk classification, and regulatory pathways for SaMD.Assist in the implementation and maintenance of the Quality Management System aligned with ISO 13485, 21 CFR Part 820, and EU MDR.Draft and maintain SOPs, work instructions, and templates.Contribute to the creation and management of technical documentation and medical device files.Support internal and external audit readiness, including training and CAPA management.Partner with cross-functional teams to ensure regulatory requirements are integrated into product development.Requirements:6 years’ experience in Regulatory Affairs and Quality Assurance within medical devices, digital health, or SaMD.Proven experience with FDA and/or EU MDR submissions (Class II or higher).Strong understanding of regulatory frameworks and standards, including ISO 13485, ISO 14971, IEC 62304, and 21 CFR Part 820.Hands-on experience supporting QMS implementation and audit preparation.Desirable: Experience setting up QMS from scratch, using regulatory tools (e.g., MasterControl, Greenlight Guru), or acting as PRRC/Deputy PRRC.

Senior Compliance Advisory Manager London (Hybrid) A leading UK IFA/ wealth management firm is looking for a Senior Compliance Advisory Manager who will support and deputise the Head of Compliance Advisory. This is a broad, generalist compliance role will assist in providing regulatory guidance across the business and delivering practical technical advice to first-line teams,. Key ResponsibilitiesMaintain compliance policies and deliver training.Manage incidents, root-cause analysis and control improvements.Oversee financial promotions and provide second-line approvals.Manage introducer due diligence and approvals.Oversee compliance for appointed representatives.Support DSAR processes and FCA reporting requirements.Deputise for the Head of Compliance Advisory on projects and governance matters.What We’re Looking ForMinimum 5 years’ compliance advisory experience, with financial planning experience essential.Experience operating in a generalist compliance environment.Strong stakeholder engagement and relationship-building skills.In-depth knowledge of COBS and how Conduct of Business rules apply specifically to financial planning firms.Strong knowledge of the FCA Handbook (COBS, SYSC, DISP).

Compliance Advice Lead Location: Cardiff A leading UK insurer is seeking an experienced Compliance Advice Lead to head up their compliance advisory function. This is a key second line of defence role providing strategic regulatory advice and oversight across a complex, customer-focused business. The Role:Lead a team of compliance professionals, providing high-level regulatory advice and guidance across the business.Act as the SME for compliance advice, ensuring regulatory obligations are met and good customer outcomes are achieved.Provide oversight and challenge on product development, pricing, and regulatory change implementation.Support and deputise for the Head of Compliance, including attendance at governance meetings and committees.Mentor and develop the team to strengthen capability and compliance culture.Build strong relationships with senior stakeholders and influence at strategic level.About You:Extensive compliance advice experience within general insurance (motor, household, or travel).Proven leadership and team management experience within a compliance function.Strong knowledge of FCA regulations and regulatory change management.Excellent stakeholder engagement and communication skills – confident dealing with senior leaders.Strategic thinker with the ability to balance commercial and regulatory priorities.

Compliance Advice ManagerCardiff (Hybrid)An exciting opportunity for an experienced Compliance Advice Manager to join a leading UK insurance business. You’ll provide expert regulatory guidance across key projects, ensuring compliance with FCA requirements and supporting the delivery of good customer outcomes. Key Responsibilities:Provide clear, practical advice on FCA rules and regulatory developments.Support Consumer Duty implementation and new product launches.Oversee conduct and regulatory risks across business initiatives.Advise on regulatory change projects and ensure timely compliance.Build strong stakeholder relationships and influence senior decision-makers.Lead complex reviews and mentor junior team members.Requirements:3–5 years’ compliance advisory experience, ideally in General Insurance.Strong knowledge of the FCA regulatory framework.Proven experience with Consumer Duty and product launch compliance.