Georgia Mason

Compliance & Risk OfficerLocation: London (Remote/Hybrid)A Compliance & Risk position within a regulated insurance and technology business. Reporting to the Chief Risk Officer, this role offers broad, hands-on exposure to regulatory compliance, financial crime, and risk management in a scaling environment.Key ResponsibilitiesSupport implementation and enhancement of compliance frameworks (insurance distribution, GDPR, AML/CFT).Monitor regulatory developments and assist with implementation.Conduct compliance monitoring, risk assessments, and support internal audits.Contribute to AML policies and financial crime controls.Assist with Fitness & Probity processes and regulatory reporting.Embed compliance into product development, sales, and operational processes.Support compliance input for new product and market launches.RequirementsMinimum 5 years’ experience in compliance within insurance, or insurtech. Strong FCA Handbook knowledgeStrong organisational, analytical, and communication skills.Proactive, detail-oriented, and comfortable in a fast-paced setting.Relevant compliance or financial crime qualifications (e.g., LCOI, ICA, ACAMS) desirable.

Legal Counsel Location: London (open to Dublin)In-house Legal Counsel role within a regulated insurance and technology business. Reporting to the CRO, this role covers commercial contracting, governance, data protection, and regulatory support in a fast-growing environment. Key ResponsibilitiesDraft and negotiate B2B, insurer, distribution, and vendor agreements.Advise commercial and product teams on compliant contract structures.Support insurer onboarding and regulatory requirements (insurance distribution, outsourcing).Assist with board governance, statutory registers, and corporate matters.Support GDPR compliance, including DPAs and data-sharing agreements.Contribute to licensing applications and regulatory alignment.RequirementsQualified solicitor (Ireland, UK or common law jurisdiction)3 years PQE .Strong commercial contracts experience.Knowledge of GDPR and company law.Experience in a regulated financial services, insurance, fintech, or technology environment.

Deputy Money Laundering Reporting Officer (DMLRO)London (Hybrid)The Deputy MLRO will support the MLRO in overseeing the firm’s AML and CTF framework, ensuring compliance with UK Money Laundering Regulations and industry standards.This role acts as a senior escalation point for financial crime matters and deputises for the MLRO where required. It plays a key role in strengthening the financial crime framework during a period of ongoing compliance transformation and growth.Key ResponsibilitiesSupport the MLRO in meeting statutory AML/CTF obligations.Submit SARs to the NCA where required.Oversee high-risk client reviews and escalation processes.Support development and enhancement of the financial crime risk framework.Provide AML guidance to business units across residential and commercial divisions.Deliver AML training and promote a strong compliance culture.Support regulatory engagement, audits, and inspections.Skills & ExperienceCurrently operating at DMLRO level.Strong knowledge of UK AML/CTF regulations.Experience within FCA and/or HMRC regulated environments.Background in private banking, retail banking, building societies or real estate Comfortable operating in a fast-paced, evolving environment.ICA Diploma in AML or CAMS preferred.

Compliance Officer / Compliance Manager Financial Planning / Wealth Management Birmingham | Hybrid WorkingAn established and growing independent financial planning firm in the West Midlands is seeking a Compliance Officer to support the business during continued growth. Key ResponsibilitiesMonitor FCA regulatory requirements and advise senior managementCompliance monitoring, risk assessments and reportingOversight of client file reviews (high-risk in-house; low-risk outsourced)FCA reporting and maintenance of the FCA DirectoryAdviser Training & Competency, FIT assessments and CPD oversightPolicy and procedure reviewOversight of PII, cyber insurance and complaints handlingDue diligence on providers and third partiesSkills & Experience:Minimum 2 years’ experience in a Compliance Officer role within an IFA / wealth management environmentStrong working knowledge of FCA regulations applicable to IFA firmsExperience of compliance monitoring, file reviews and regulatory reportingLevel 4 diploma in financial planning qualification (or working towards)

Risk and Compliance Manager – Investment Management & WealthLocation: London (Hybrid working available)Join a fast-growing Risk & Compliance Advisory team at a big 4 global consultancy. You'll work at the forefront of the Investment Management & Wealth sector, supporting major clients as they navigate regulatory change, operational risk, and compliance challenges. This is a unique opportunity to help shape industry-leading solutions while developing your own career in a flexible, collaborative environment. Key Responsibilities:Advise clients on risk and regulatory matters across the sector.Analyse upcoming regulatory developments and assess impact on clients.Design and implement effective risk and control frameworks.Contribute to thought leadership, market propositions, and industry forums.Support business development and help grow the practice.Requirements:Proven experience in risk, compliance, or regulatory advisory within Investment Management or Wealth/ Platform (consulting, in-house, or regulatory).Strong understanding of UK and/or EU financial regulations relevant to investment firms, fund managers, or wealth managers.Practical experience designing and implementing risk frameworks.Excellent communication and stakeholder management skills.Entrepreneurial mindset with a focus on delivering quality and creating value.

Senior Manager – Risk & Compliance, Investment Management & WealthLondon  Join a fast-growing Risk & Compliance Advisory team at a Big 4 global consultancy. As a Senior Manager, you will lead client engagements within the Investment Management & Wealth sector, providing strategic risk and regulatory advice while overseeing delivery teams and contributing to practice growth.This role offers the opportunity to combine deep technical expertise with strategic thinking, people leadership, and market-facing influence in a collaborative and flexible environment. Key Responsibilities:Lead and advise major Investment Management and Wealth clients on complex risk, regulatory, and compliance matters.Interpret and critically assess UK and EU regulatory developments, providing strategic, forward-looking advice to senior client stakeholders.Design, implement, and oversee enterprise-wide risk, compliance, and control frameworks aligned to clients’ business models and strategic objectives.Provide leadership and oversight of project teams, including coaching, mentoring, and performance management of junior and mid-level colleagues.Act as a trusted advisor to client executives, demonstrating strong judgement, analytical rigour, and commercial awareness.Drive thought leadership, contribute to market-leading propositions, and represent the firm at industry forums and client events.Play a key role in business development, including identifying opportunities, shaping proposals, and supporting practice growth.Collaborate with partners and other service lines to deliver integrated, high-quality client solutions.Requirements:Typically 8–10 years’ experience in risk, compliance, or regulatory advisory within Investment Management or Wealth/Platform (consulting, in-house, or regulatory).Strong knowledge of relevant UK and/or EU financial services regulation.Proven experience designing and implementing risk frameworks.Demonstrated leadership, strong analytical capability, and critical thinking.Excellent stakeholder management and communication skills, with a commercial mindset.

Senior Compliance Advisory Manager London (Hybrid) A leading UK IFA/ wealth management firm is looking for a Senior Compliance Advisory Manager who will support and deputise the Head of Compliance Advisory. This is a broad, generalist compliance role will assist in providing regulatory guidance across the business and delivering practical technical advice to first-line teams,. Key ResponsibilitiesMaintain compliance policies and deliver training.Manage incidents, root-cause analysis and control improvements.Oversee financial promotions and provide second-line approvals.Manage introducer due diligence and approvals.Oversee compliance for appointed representatives.Support DSAR processes and FCA reporting requirements.Deputise for the Head of Compliance Advisory on projects and governance matters.What We’re Looking ForMinimum 5 years’ compliance advisory experience, with financial planning experience essential.Experience operating in a generalist compliance environment.Strong stakeholder engagement and relationship-building skills.In-depth knowledge of COBS and how Conduct of Business rules apply specifically to financial planning firms.Strong knowledge of the FCA Handbook (COBS, SYSC, DISP).

Head of Compliance Location: London (Hybrid) A fast-growing fintech is looking for an experienced Head of Compliance to lead its second-line function and oversee a range of FCA-regulated products. Reporting to the Risk & Compliance Director (SMF16), you’ll work closely with cross-functional teams to embed a pragmatic, customer-first approach to compliance.What You’ll Do:Lead and develop the Compliance team, fostering a collaborative and inquisitive culture.Oversee compliance monitoring, advisory, regulatory change, training, and reporting.Shape and continuously improve how compliance operates across the business.Provide timely, practical regulatory advice to senior stakeholders and product teams.Own compliance reporting to senior leadership, including ExCo and the Board.Stay on top of regulatory developments and ensure the business is ready for change.What You’ll Bring10 years’ experience in financial services, ideally within investments or fintech.Deep knowledge of FCA regulations, including regulatory perimeter, threshold conditions, and governance.Proven leadership of compliance teams in fast-paced, cross-functional environments.A pragmatic, clear communicator who can cut through complexity and influence at all levels.