Amanda Dolan

VP – Compliance Business Partner, FIC Sales & Trading |📍 New York, NY (Hybrid) | 💼 Vice President Level | 🕒 Full-Time | 📅 Start: August/September 2025A global financial institution is looking to hire a Compliance Business Partner to support its Fixed Income & Currencies (FIC) Sales & Trading business, with a primary focus on credit products. This is a high-impact VP-level role working directly with front-office trading and sales teams, offering a rare opportunity to influence the compliance culture and risk framework of a major markets division.What You'll Be DoingAct as the first point of contact for compliance advisory within credit trading and sales.Monitor regulatory developments and help the business adapt policies, controls, and processes in line with market regulations (SEC, FINRA, CFTC, MSRB).Participate in and lead internal risk assessments, surveillance reviews, and compliance testing efforts.Collaborate with stakeholders on control design, policy implementation, and supervisory oversight.Support internal investigations, regulatory inquiries, and audits.Deliver targeted training and guidance to ensure adherence to firm-wide and regulatory standards.Partner with business leaders to proactively identify, assess, and mitigate compliance risks.What You Bring7+ years of compliance, legal, or regulatory advisory experience within capital markets.Strong understanding of fixed income products, particularly credit instruments.Knowledge of broker-dealer regulations and U.S. financial market requirements (SEC, FINRA, CFTC, etc.).Confident communicator with the ability to engage front-office professionals and senior leadership.Bachelor’s degree required; JD or MBA is a plus.What’s On OfferCompetitive compensation: $130,000 – $200,000 base + performance-based incentives.Hybrid working environment – New York-based role with flexibility.Comprehensive benefits including healthcare, retirement plans, wellness initiatives, and paid time off.The opportunity to make a real impact in a high-visibility role on a dynamic trading floor.

Portfolio Risk Analyst | Hybrid | Rockville, MD | up to $150kWe’re partnering with a mission-driven financial institution that prioritizes relationships, inclusivity, and professional development. Known for their flexible, responsive, and values-led culture, they are looking to expand their risk management team with a skilled Portfolio Risk Analyst.About the Role:As a Portfolio Risk Analyst, you'll play a key role in monitoring and reporting on credit and systemic risks within the commercial loan portfolio. You'll support the Allowance for Credit Losses (ACL) process, analyze loan performance against economic trends, and help guide key credit risk decisions.Key Responsibilities:Monitor credit, concentration, and systemic risks across the loan portfolioSupport ACL forecasting and reportingPrepare portfolio risk insights incorporating economic and industry dataMonitor exposure limits and help maintain complianceContribute to enterprise risk strategy and decision-makingWhat We’re Looking For:Bachelor's in Finance, Business, Accounting, or related field5+ years in commercial/commercial real estate lending2+ years of direct risk management experienceStrong understanding of commercial loan products and risk rating systemsAnalytical mindset and proficiency in risk modeling/reporting toolsPreferred Qualifications:Master’s degree (MBA or similar)CECL software experienceCPA, CFA, or advanced financial certificationsFamiliarity with SAP, Crystal Reports, or FIS IBS systemsWhy Apply?This is an opportunity to join a purpose-driven organization that genuinely invests in its people — from comprehensive wellness benefits and 401(k) matching, to continued learning, mentorship, and career growth.