From our London headquarters, Broadgate delivers recruitment and consulting for financial and professional services firms across the United Kingdom.

Specialising in banking, insurance, investments and adjacent markets, we support customers and candidates navigating recruitment in complex and highly regulated environments.

Alongside permanent and contract hiring, Broadgate provides a regulator-ready executive search service for critical leadership roles.

 

Image 1Image 2
undefined
We are fully licensed across the UK, Ireland, Switzerland, Germany and the USA, enabling us to support customers with compliant cross-border talent acquisition.
Matt Carter
HI, I'M Matt
Associate Director: Risk, Compliance, Financial Crime

CUSTOMERS WE HAVE SUPPORTED IN LONDON

MEET THE TEAM

Ben Adams

Co-Founder and Managing Director

Daniel Tapsell

Director, Contract and Interim

Matt Carter

Associate Director: Risk, Compliance, Financial Crime

Georgia Mason

Recruitment Consultant

Oliver White

Senior Consultant

Declan Stark

Principal Consultant - Risk

Amanda Dolan

Senior Consultant

Annabel Lovell

Recruitment Consultant

Riyaadh George

Recruitment Search Consultant

Aaron Gonsalves

Head of Talent

Market Guide

Built with fresh insights from our international talent network, our consultants have developed this guide for anyone hoping to benchmark their salaries, align remuneration with the wider market, or learn more about the trends and challenges facing regulated businesses in Germany. Download a copy to learn more about the current shape of the accounting, risk, and compliance markets. 

LIVE JOBS

London, Greater London, South East, England
MLRO
MLRO – International Payments A growing international money transfer business wants an experienced MLRO to own financial crime compliance for its UK-regulated entity. This is a standalone, senior role reporting to the CFO, with direct exposure to the CEO and Board. ResponsibilitiesAct as nominated MLRO and primary FCA contact on financial crimeManage the internal SAR process, NCA submissions (including DAML) and law enforcement requestsOwn the firm-wide risk assessment and AML/CTF, Sanctions, PEP and ABC policiesSet KYC/CDD/EDD standards and approve high-risk and PEP relationshipsOversee sanctions screening, transaction monitoring and fraud controlsProduce the Annual MLRO Report and regular Board reportingDeliver AML training and run assurance reviewsRequirementsMLRO or Deputy MLRO experience, ideally in payments, remittance, e-money or fintech5+ years in a senior UK compliance roleInternational experience essential; African markets exposure a plusCommercially minded, collaborative and comfortable working autonomously
Georgia MasonGeorgia Mason
United Kingdom
Head of Risk
Head of Risk Financial Services12-month FTC with view to permanent Predominantly remoteAn established and growing UK financial services business is looking to appoint a Head of Risk to lead and further develop its in-house Risk function.This is a broad, autonomous role with significant exposure to senior leadership. Reporting into the senior Risk leadership structure and working closely with the CFO, you will take ownership of the Group's Risk agenda and play a key role in strengthening the organisation's risk framework as the business continues to grow.The organisation is particularly focused on technology risk, cyber, information security and operational resilience, alongside wider enterprise, operational and prudential risk.Key responsibilitiesLead and develop the Group Risk Management Framework, policies, appetite and governance.Provide effective second-line challenge across enterprise, operational, financial and prudential risk.Lead oversight of technology risk, cyber, information security and operational resilience.Support the CRO with ORSA, prudential risk and regulatory requirements.Partner closely with Finance on financial reporting controls, regulatory reporting and risk matters.Provide clear, forward-looking risk insight to senior management and the Board.Lead and develop a small Risk team, embedding a proactive and commercially focused risk culture.Identify areas for improvement and, importantly, drive the implementation of practical solutions across the business.About you:You will be an experienced Risk professional operating at Senior Manager or Head of Risk level within a regulated financial services environment.Experience within insurance would be advantageous, particularly exposure to Solvency II, ORSA and prudential risk, although candidates from broader regulated financial services backgrounds will also be considered.The successful candidate is likely to have strong experience across operational risk, technology risk, cyber and/or operational resilience, combined with the ability to operate across the wider enterprise risk agenda.Most importantly, you will be someone who is commercial, pragmatic and execution-focused: able to identify risks, challenge senior stakeholders and then work with the business to implement meaningful improvements.The Opportunity:This is an excellent opportunity for an experienced Senior Risk Manager looking to step into a genuine Head of Risk position, with significant autonomy and visibility across the organisation.The role offers close exposure to the CFO and senior leadership team, with the opportunity to shape and mature the Risk function rather than simply operate within an established framework.The position is predominantly remote, with attendance in the office expected approximately once or twice a month for key Board meetings.12-month FTC with a view to permanentApply now and we will get back to you
Declan StarkDeclan Stark
United Kingdom
Head of Risk
Head of Risk Financial Services12-month FTC with view to permanent Predominantly remoteAn established and growing UK financial services business is looking to appoint a Head of Risk to lead and further develop its in-house Risk function.This is a broad, autonomous role with significant exposure to senior leadership. Reporting into the senior Risk leadership structure and working closely with the CFO, you will take ownership of the Group's Risk agenda and play a key role in strengthening the organisation's risk framework as the business continues to grow.The organisation is particularly focused on technology risk, cyber, information security and operational resilience, alongside wider enterprise, operational and prudential risk.Key responsibilitiesLead and develop the Group Risk Management Framework, policies, appetite and governance.Provide effective second-line challenge across enterprise, operational, financial and prudential risk.Lead oversight of technology risk, cyber, information security and operational resilience.Support the CRO with ORSA, prudential risk and regulatory requirements.Partner closely with Finance on financial reporting controls, regulatory reporting and risk matters.Provide clear, forward-looking risk insight to senior management and the Board.Lead and develop a small Risk team, embedding a proactive and commercially focused risk culture.Identify areas for improvement and, importantly, drive the implementation of practical solutions across the business.About you:You will be an experienced Risk professional operating at Senior Manager or Head of Risk level within a regulated financial services environment.Experience within insurance would be advantageous, particularly exposure to Solvency II, ORSA and prudential risk, although candidates from broader regulated financial services backgrounds will also be considered.The successful candidate is likely to have strong experience across operational risk, technology risk, cyber and/or operational resilience, combined with the ability to operate across the wider enterprise risk agenda.Most importantly, you will be someone who is commercial, pragmatic and execution-focused: able to identify risks, challenge senior stakeholders and then work with the business to implement meaningful improvements.The Opportunity:This is an excellent opportunity for an experienced Senior Risk Manager looking to step into a genuine Head of Risk position, with significant autonomy and visibility across the organisation.The role offers close exposure to the CFO and senior leadership team, with the opportunity to shape and mature the Risk function rather than simply operate within an established framework.The position is predominantly remote, with attendance in the office expected approximately once or twice a month for key Board meetings.12-month FTC with a view to permanentApply now and we will get back to you
Declan StarkDeclan Stark
West Midlands, England
File Checker
File Checker - Business QualityA leading UK financial advice network is looking for a Business Quality Adviser to join its Supervision & Assurance team, reviewing advice files to make sure clients get good outcomes.What you'll doCarry out pre- and post-sale file reviews across Investments, Pensions, Mortgages and InsuranceAssess suitability, affordability, capacity for loss, risk profiling and disclosure against COBS, MCOB, ICOBS, PROD and Consumer DutyGive clear, constructive feedback to advisers and support them in raising standardsRun root cause analysis on failed or at-risk cases and help improve controls and guidanceContribute to thematic reviews (e.g. retirement advice, DB transfers, vulnerable customers)What you'll needExperience in quality assurance or paraplanning within a financial advice firmStrong knowledge of FCA rules, Consumer Duty and vulnerable customer guidanceLevel 4 Diploma (DipPFS, DipFA or equivalent)
Georgia MasonGeorgia Mason
West Sussex, South East, England
File Checker
File Checker - Business QualityA leading UK financial advice network is looking for a Business Quality Adviser to join its Supervision & Assurance team, reviewing advice files to make sure clients get good outcomes.What you'll doCarry out pre- and post-sale file reviews across Investments, Pensions, Mortgages and InsuranceAssess suitability, affordability, capacity for loss, risk profiling and disclosure against COBS, MCOB, ICOBS, PROD and Consumer DutyGive clear, constructive feedback to advisers and support them in raising standardsRun root cause analysis on failed or at-risk cases and help improve controls and guidanceContribute to thematic reviews (e.g. retirement advice, DB transfers, vulnerable customers)What you'll needExperience in quality assurance or paraplanning within a financial advice firmStrong knowledge of FCA rules, Consumer Duty and vulnerable customer guidanceLevel 4 Diploma (DipPFS, DipFA or equivalent)
Georgia MasonGeorgia Mason
Bristol, South West, England
File Checker
File Checker - Business Quality A leading UK financial advice network is looking for a Business Quality Adviser to join its Supervision & Assurance team, reviewing advice files to make sure clients get good outcomes. What you'll doCarry out pre- and post-sale file reviews across Investments, Pensions, Mortgages and InsuranceAssess suitability, affordability, capacity for loss, risk profiling and disclosure against COBS, MCOB, ICOBS, PROD and Consumer DutyGive clear, constructive feedback to advisers and support them in raising standardsRun root cause analysis on failed or at-risk cases and help improve controls and guidanceContribute to thematic reviews (e.g. retirement advice, DB transfers, vulnerable customers)What you'll needExperience in quality assurance or paraplanning within a financial advice firmStrong knowledge of FCA rules, Consumer Duty and vulnerable customer guidanceLevel 4 Diploma (DipPFS, DipFA or equivalent)
Georgia MasonGeorgia Mason
Manchester, Greater Manchester, North West, England
Audit Assistant Manager
Audit Assistant Manager Manchester | Hybrid Working (3-days per week in office)Lead Audits, Develop Your Career and Make an Impact An exciting opportunity has arisen for an experienced Audit Assistant Manager to join a growing and ambitious audit team in Manchester. This role offers the opportunity to manage a varied portfolio of commercial businesses, owner-managed companies and charities, while supporting the delivery of audit engagements, developing junior team members and building strong client relationships. Working closely with Audit Managers, Directors and Partners, you'll play an important role in delivering high-quality audit services and contributing to the continued success and growth of the audit practice. The position operates within a flexible hybrid working model, with regular presence across the Manchester office, client sites and the wider Greater Manchester and North West audit region. The Opportunity This is an excellent opportunity for an ambitious audit professional looking to take the next step in their career. You'll gain exposure to a diverse client base while strengthening your leadership, technical and client management skills. Key ResponsibilitiesSupport the planning, execution and completion of audit assignmentsManage a portfolio of audit clients alongside Audit Managers and PartnersAct as a key point of contact for clients throughout engagementsReview audit work prepared by junior team membersCoach, mentor and train trainees and audit seniorsSupport audit delivery to ensure quality and compliance standards are metAssist with budgeting, resourcing and engagement planningManage multiple assignments and deadlines effectivelyBuild and maintain strong client relationshipsIdentify opportunities to provide additional services to clientsContribute to networking and business development initiativesSupport Managers, Directors and Partners with ad hoc projects and strategic growth plansAbout You You'll be a proactive and commercially aware audit professional who enjoys working with clients, leading teams and delivering exceptional service. Essential RequirementsACA, ACCA or equivalent professional qualificationExternal audit experience gained within a professional practice environmentStrong post-qualified audit experienceExperience leading audit assignments and supervising staffExcellent client-facing and relationship management skillsStrong technical audit and accounting knowledgeExperience reviewing work prepared by junior colleaguesExcellent organisational and time management skillsAbility to manage competing priorities and deadlinesDesirable ExperienceExperience working with commercial businesses, owner-managed companies and charitiesExposure to business development and networking activitiesExperience supporting client portfolio managementStrong commercial awareness and problem-solving skillsWhat's on OfferComprehensive benefits packagePrivate Medical InsuranceEnhanced family leave policiesCompetitive pension schemeLife assurance and Death in Service benefitsEmployee Assistance ProgrammePaid volunteering dayHybrid and agile working environmentModern office facilitiesOngoing professional development and career progression opportunities
William FitzpatrickWilliam Fitzpatrick
Manchester, Greater Manchester, North West, England
Audit Manager
Audit Manager Manchester | Hybrid Working (3-days per week in office_Lead, Develop and Grow Within a High-Performing Audit Team An exciting opportunity has arisen for an experienced Audit Manager to join a growing and ambitious audit team in Manchester. This role offers the opportunity to manage a diverse portfolio of commercial businesses, owner-managed companies and charities while leading audit engagements, developing team members and building long-term client relationships. Working as part of a collaborative leadership team, you'll play a key role in delivering high-quality audit services, supporting the development of junior colleagues and contributing to the continued success and growth of the audit practice. The position operates within a flexible hybrid working model, with regular presence across the Manchester office, client sites and the wider Greater Manchester and North West audit region. The Opportunity This is an ideal opportunity for an experienced audit professional looking to take ownership of a client portfolio while developing their leadership, commercial and business development capabilities. You will work closely with Partners and Directors, helping to drive client service excellence, team development and continued growth across the audit practice. Key ResponsibilitiesManage audit engagements from planning through to completionLead and oversee a portfolio of audit clientsBuild and maintain strong client relationshipsReview audit work and ensure technical excellence across engagementsCoach, mentor and develop junior team membersSupport the development and performance of direct reportsManage multiple engagements simultaneouslyEnsure assignments are delivered to the highest quality standardsMonitor engagement profitability, budgets and delivery timelinesIdentify opportunities to support clients through additional servicesContribute to networking, relationship-building and business development activitiesWork closely with Partners and Directors to support strategic growth initiativesAbout You You'll be a commercially minded audit professional who enjoys managing client relationships, developing people and delivering high-quality work in a fast-paced environment. Essential RequirementsACA, ACCA, ICAS or equivalent professional qualificationExternal audit experience gained within practiceSignificant post-qualified audit experienceProven experience managing audit portfoliosStrong client-facing and stakeholder management skillsExperience coaching, mentoring and developing team membersStrong technical audit knowledgeExcellent organisational and project management skillsAbility to manage multiple engagements and competing prioritiesDesirable ExperienceExperience working with commercial, owner-managed business and charity clientsExposure to business development and networking activitiesExperience reviewing and signing off work produced by junior auditorsStrong commercial awareness and profitability management experienceWhat's on OfferComprehensive benefits packagePrivate Medical InsuranceEnhanced family leave policiesCompetitive pension schemeLife assurance and Death in Service benefitsEmployee Assistance ProgrammePaid volunteering dayHybrid and agile working environmentModern office facilitiesOngoing professional development and leadership training
William FitzpatrickWilliam Fitzpatrick