From our London headquarters, Broadgate delivers recruitment and consulting for financial and professional services firms across the United Kingdom.

Specialising in banking, insurance, investments and adjacent markets, we support customers and candidates navigating recruitment in complex and highly regulated environments.

Alongside permanent and contract hiring, Broadgate provides a regulator-ready executive search service for critical leadership roles.

 

Image 1Image 2
undefined
We are fully licensed across the UK, Ireland, Switzerland, Germany and the USA, enabling us to support customers with compliant cross-border talent acquisition.
Matt Carter
HI, I'M Matt
Associate Director: Risk, Compliance, Financial Crime

CUSTOMERS WE HAVE SUPPORTED IN LONDON

MEET THE TEAM

Ben Adams

Co-Founder and Managing Director

Daniel Tapsell

Director, Contract and Interim

Matt Carter

Associate Director: Risk, Compliance, Financial Crime

Georgia Mason

Recruitment Consultant

Oliver White

Senior Consultant

Declan Stark

Principal Consultant - Risk

Amanda Dolan

Senior Consultant

Annabel Lovell

Recruitment Consultant

Riyaadh George

Recruitment Search Consultant

Aaron Gonsalves

Head of Talent

Market Guide

Built with fresh insights from our international talent network, our consultants have developed this guide for anyone hoping to benchmark their salaries, align remuneration with the wider market, or learn more about the trends and challenges facing regulated businesses in Germany. Download a copy to learn more about the current shape of the accounting, risk, and compliance markets. 

LIVE JOBS

London, Greater London, South East, England
Office Assistant
We're looking for an Office Assistant who thrives on variety and takes real pride in being the person everyone can rely on. No two days look quite the same and that's what makes this an interesting opportunity! It is an in-office position, so you will be at the centre of everything which adds another exciting element to this role! Responsibilities include: Keeping the office running smoothly — supplies, security passes, room bookings, supplier contracts, equipmentBeing the first point of contact for office queriesCoordinating visitors and liaising with reception and securitySupporting internal events and helping the office feel like a good place to beProviding hands-on admin support to the management team, eg. minute-taking, meeting coordination, travel arrangements, and diary supportTaking on Fire Warden and First Aid responsibilities (training provided if you're not already certified) Requirements: At least 3 years in a similar professional office environmentOffice management and/or Team Assistant experienceComfortable managing multiple stakeholders and shifting prioritiesA proactive, positive mindset If you are open to a quick chat, I’d love to hear from you!
Tyla RitchieTyla Ritchie
Glasgow, Glasgow City, Scotland
Audit Manager - Glasgow
Lead. Develop. Grow. An ambitious audit team in Glasgow needs an Audit Manager who's ready to step up, managing a diverse portfolio, mentoring the next generation, and helping shape where the practice goes next.The role, in short: you'll run audit engagements end-to-end for a mix of commercial, owner-managed and charity clients, while working closely with Partners and Directors on both delivery and growth.  Responsibilities include: Portfolio & delivery — manage engagements from planning to sign-off, run multiple assignments at once, keep quality and profitability on trackClient relationships — be the trusted face clients come back to, and the one who spots opportunities for moreTechnical leadership — review work, uphold standards, keep the bar highPeople development — coach and mentor junior colleagues as they growCommercial input — contribute to networking, BD, and strategic growth with Partners and Directors Requirements:  ACA / ACCA / ICAS (or equivalent)Significant post-qualification external audit experience in practiceProven portfolio management and stakeholder-handling skillsA track record developing and mentoring othersStrong technical grounding and the organisational chops to juggle it allOwn reliable transport Preferred: Experience with owner-managed businesses or charity clientsExposure to business development and networking activitiesExperience reviewing and signing off work produced by junior auditors Hybrid setup based in the Glasgow office, client sites, and across the Glasgow/Edinburgh region. Reach out to me today if you would like to discuss this opportunity further!
Tyla RitchieTyla Ritchie
Edinburgh, City of Edinburgh, Scotland
Edinburgh - HR Consultant
HR Consultant – Edinburgh | Hybrid | Client-Site Travel | £30,000–£32,000 + BenefitsLooking for your next step in HR?If you have 2+ years’ HR experience and are ready to broaden your experience, work with different businesses and develop your career in consultancy, this could be a great opportunity for you.Perhaps you're currently working in an internal HR role and are considering a move into consultancy. Or maybe you're already working in HR consultancy and looking for a role where you can continue to develop and take on more responsibility.What you can expectYou'll work with a range of clients across different sectors, helping them with their day-to-day HR needs as well as more complex people matters. It's a varied role, so you'll have the chance to build experience across areas of HR that you may not have had exposure to in-house.You'll be involved in:Advising clients on day-to-day HR and employee relations mattersSupporting managers with people issues and employment legislationDeveloping HR policies, processes and practical solutionsBuilding strong relationships with a range of clientsSupporting HR projects and wider people initiativesHelping clients improve their people processes and practicesGetting involved in client meetings, events and business developmentYou'll also work closely with experienced Senior Consultants, giving you the support and guidance to build your consultancy skills while taking ownership of your own work.What we're looking forWe're looking for someone who enjoys working with people, is confident giving advice and wants to keep developing their HR career.You'll ideally have:2+ years' HR experienceGood knowledge of HR, employee relations and employment legislationExperience in either an internal HR or consultancy environmentStrong communication and relationship-building skillsA practical approach to solving problemsCIPD qualification or be working towards oneGood organisation and attention to detailA genuine interest in developing your HR and consultancy experienceFull driving licence and access to a car – essentialWhy make the move?This is a chance to move beyond supporting a single organisation and gain much broader HR experience. You'll work with different businesses, sectors and people challenges, giving you the opportunity to develop both your technical HR knowledge and your confidence as an adviser.You'll join an established team of 60+ HR, Health & Safety and Talent Development specialists, with plenty of opportunity to learn from experienced colleagues and build towards the next stage of your career.Interested?If you're ready to take the next step and want to build a career in HR consultancy, we'd be keen to hear from you.UK Citizens only – no sponsorship available now or in the future.
Amanda DolanAmanda Dolan
Leeds, West Yorkshire, Yorkshire, England
Senior Compliance Monitoring Manager
A key hire to help design and implement a robust Compliance Monitoring Framework. This role is pivotal to ensure our client adheres to regulatory obligations, internal policies, strengthening financial crime controls.Some Key ResponsibilitiesDesign and implement a comprehensive compliance monitoring frameworkLeading thematic reviews across the businessDeveloping and maintaining an annual risk-based compliance monitoring plan.Reviewing controls and coaching the business on improving compliance monitoring.Regulatory horizon scanning for upcoming regulatory changes and leading with the support of the wider risk and compliance team on regulatory change initiatives. ExperienceStrong knowledge of UK financial services, preferably from a Wealth & Investment Management background.Proven experience in compliance monitoring within financial services or a regulated environment.Strong communication and stakeholder management skills.Experience in leading teams and managing people effectivelyExperience in designing compliance frameworks from scratch.
Matt CarterMatt Carter
London, Greater London, South East, England
Head of Compliance - Policy and Regulatory Liaison
Head of Compliance – Policy and Regulatory Liaison You will be responsible for ensuring the Compliance framework is robust and joined up, taking account of the wider risk, financial crime and broader group policies.  You will take ownership of the Compliance policies, ensure they remain up to date and fit for purpose, with measurable controls in place.  You will lead the annual Compliance effectiveness reporting requirements on behalf of the SMF16. In addition,  you will oversee the regulatory change and horizon scanning activity in the second line, communicating with stakeholders across the business and beyond on key regulatory matters. In this position you will provide strategic leadership and critical second-line engagement and oversight of the business to ensure compliance with key regulatory objectives.  Some Key ResponsibilitiesLead on the management of the relationship with the regulator, as a primary point of contactSupport the EXCO and Board with timely information and insights into the recent regulatory engagement, working with the wider Compliance team to deliver high-quality packs and pre-briefings to support meetings with the FCA.Create and lead the 2LoD capability to interpret proposed regulatory changes and support the business to develop appropriate strategic responses. Attend various governance committees and forum as the main compliance attendee, either as invitee or through delegation from the SMF16Ownership of the broader Compliance framework, taking a lead on how this fits within the wider Operational Risk framework and ensuring the Compliance framework remains coherent.Build a high-performing team with clear accountabilities and service delivery standards.Partner with business leaders to identify emerging regulatory risks and opportunities.Act as a subject matter expert on regulatory developments and their broader strategic implications.Experience10+ Years experience in Compliance rolesExcellent people leadership skills, with experience managing and developing a teamStrong track record of building and maintaining relationships with regulators, policymakers, industry bodies, and other external stakeholders.Excellent knowledge of current and emerging regulatory issues impacting investment, wealth management, or broader financial services markets.Exceptional stakeholder management skills with the ability to build credibility and influence at all levels of the organisation.Confident communicator capable of constructively challenging and influencing stakeholders.
Matt CarterMatt Carter
City Of Bristol, Bristol, South West, England
Compliance Manager
Compliance Manager  As a compliance manager you will manage regulatory engagement activities, providing strategic insight on emerging regulatory and policy developments. Working as part of the second line of defence (2LoD), you will be responsible for monitoring and interpreting regulatory developments, coordinating external engagement with regulators and industry bodies.  This is a highly visible role requiring strong regulatory expertise, excellent stakeholder management skills, and significant experience engaging with regulatory and industry stakeholders.  Some Key ResponsibilitiesManage and coordinate engagement with regulators.Develop and maintain strong working relationships with key regulatory contacts to support strategic objectivesSupport senior leaders in external regulatory interactions and prepare briefing materials as required.Manage and oversee compliance with the Regulatory Engagement Policy.Lead or coordinate the development of responses to FCA consultations, discussion papers, and calls for evidence.Work with business stakeholders to develop clear organisational positions on significant regulatory and policy developments.Partner with business leaders to identify emerging regulatory risks and opportunities.Act as a subject matter expert on regulatory developments and their broader strategic implications.ExperienceExperience managing regulatory engagement activities within a UK financial services organisation.Strong track record of building and maintaining relationships with regulators, policymakers, industry bodies, and other external stakeholders.Experience representing organisations in external forums and influencing policy discussions through effective stakeholder engagement.Excellent knowledge of current and emerging regulatory issues impacting investment, wealth management, or broader financial services markets.Proven ability to analyse complex regulatory and policy developmentsExceptional stakeholder management skills with the ability to build credibility and influence at all levels of the organisation.Confident communicator capable of constructively challenging and influencing stakeholders.
Matt CarterMatt Carter
Edinburgh, City of Edinburgh, Scotland
(Edinburgh) Project Support Coordinator - Wealth Management
Project Support Coordinator – Wealth Management | Edinburgh - Hybrid (2-days a week in office)I’m currently recruiting for a Project Support Coordinator with a Wealth Management background to join a growing Integration & Transformation function.  This is an excellent opportunity for a recent graduate or someone with around 1 year’s experience who is looking to build a career in project management, PMO or transformation.  You’ll work closely with a Senior Programme Manager, supporting live integration projects and helping to keep key workstreams organised, on track and properly documented.The role will involve:Maintaining project plans, trackers and RAID logsCoordinating meetings, agendas, minutes and actionsTracking risks, issues and actionsSupporting project reporting and governance updatesMaintaining project documentation and Teams/SharePoint repositoriesLiaising with stakeholders and following up on actionsProviding coordination support across multiple workstreamsWhat we’re looking forWealth Management experience is essential, but extensive project experience is not.This role would suit someone who is highly organised, commercially aware and keen to develop. You may be a recent graduate with relevant Wealth experience, or have around a year’s experience in areas such as Wealth Management, Financial Planning, Investment Management or Private BankingYou’ll need strong attention to detail, good communication skills, confidence with Microsoft Office and, most importantly, a proactive approach and willingness to learn.Previous PMO or project experience, along with exposure to Power BI, SharePoint or AI tools such as Copilot, would be advantageous but is not essential.This is an opportunity to gain genuine exposure to integration and transformation projects, work with senior stakeholders and build a strong foundation for a career in project and programme management.Key detailsSalary: Up to £32,000Contract: 3 months, with potential to become permanentLocation: Hybrid – 2 days per week in the officeEligibility: UK Citizens only – no sponsorship available now or in the future!If you have a Wealth background and are looking for your next step, I’d be interested in hearing from you.
Amanda DolanAmanda Dolan
United Kingdom
Transfer Pricing Manager
Transfer Pricing Manager | United Kingdom | Hybrid | £55,000–£60,000Transfer Pricing professionals — this one might actually be worth opening.I'm working with a growing professional services firm looking to appoint an experienced Transfer Pricing Manager to join its specialist Tax team.This is a great opportunity for someone who wants to take their Transfer Pricing career to the next level, with exposure to multinational clients, complex cross-border transactions and genuine advisory work — not just producing documentation on repeat.The roleYou'll work across a varied portfolio of Transfer Pricing engagements, taking ownership of projects and building strong relationships with clients.Your experience will be used across areas including:Transfer Pricing policy design, implementation and reviewLocal Files, Master Files and wider TP documentationFunctional analysis and interviewsEconomic benchmarking and pricing analysisCross-border financing and interest benchmarkingThin capitalisation mattersTransfer Pricing advisory and planningUK legislation and OECD developmentsYou'll also have the opportunity to get involved in business development, work alongside specialists across Tax, Audit and Corporate Finance, and mentor more junior members of the team.What they're looking forProven Transfer Pricing experience at Manager levelExperience gained within professional services or industryStrong understanding of UK Transfer Pricing legislation and OECD guidelinesExperience with functional analysis and TP documentationExposure to benchmarking and intercompany financingStrong client management and communication skillsExperience mentoring or developing junior colleaguesACA, ACCA, CA, CTA, ADIT or equivalent qualification is desirableWhy consider it?£55,000–£60,000 salaryHybrid workingBroad exposure to multinational clientsInteresting international and cross-border projectsGrowing specialist Transfer Pricing teamClear progression opportunitiesOngoing technical and professional developmentOpportunity to contribute to the growth and direction of the teamA collaborative environment that encourages new ideas and smarter ways of workingIf you're an experienced Transfer Pricing Manager and you're starting to wonder whether your current role is really giving you the progression and exposure you want, it could be worth a conversation.And yes, I know your inbox is probably full of recruiters telling you about their "fantastic opportunities". So I'll keep this one simple — if you're good at Transfer Pricing, I'd like to hear from you. 👋
Amanda DolanAmanda Dolan