Compliance Assurance Manager
The Opportunity to join a growing and well-established regulated organisation is seeking an experienced Compliance Assurance Manager.
This is an excellent opportunity for an experienced compliance professional to play a key role in strengthening governance, risk management and regulatory oversight within a dynamic and evolving business.
Some Key Responsibilities
- Lead the delivery of the Compliance Assurance programme across the business.
- Develop and maintain a comprehensive compliance and assurance framework.
- Conduct thematic and risk-based compliance reviews.
- Provide independent challenge to business areas and senior stakeholders.
- Monitor the implementation of remediation actions and assess their effectiveness.
- Review and challenge risk assessments, controls and governance arrangements.
- Support ongoing monitoring of regulatory compliance and emerging risks.
- Provide guidance on regulatory requirements and best practice.
- Support internal and external assurance activities where required.
- Manage and develop members of the compliance team.
- Promote a positive compliance and risk culture throughout the organisation.
- Deliver compliance training and awareness initiatives.
- Contribute to regulatory change projects and business improvement initiatives.
- Significant experience within a Compliance, Risk or Internal Audit function in a regulated environment.
- Experience operating within a Second Line of Defence model.
- Previous people management experience.
- Strong understanding of governance, risk management and internal controls.
- Sound knowledge of UK financial services regulation and regulatory expectations.
- Experience engaging with senior stakeholders and providing constructive challenge.
- Excellent communication and relationship-building abilities.
- Relevant professional qualifications or equivalent industry experience.
- A proactive approach with the ability to prioritise competing demands in a fast-paced environment.
