Risk

Vice-President, Corporate Compliance Advisory 📍 Location: Toronto, ON (Hybrid) 🕒 Full-Time | Permanent | Executive Level 💼 Industry: Financial Services / Banking Are you a compliance leader ready to take your impact to the next level? A leading global financial institution is seeking a Vice-President, Corporate Compliance Advisory to join their Toronto office. This highly visible role plays a critical part in shaping compliance operations, driving regulatory strategy, and advising senior leadership across a dynamic and fast-paced environment. You’ll be at the forefront of regulatory governance in Canada, steering strategic initiatives and influencing business decisions with deep compliance insights. If you’re passionate about risk management, policy development, and regulatory transformation — and thrive in an advisory role — this is your opportunity to lead. 🌟 Your Impact As a trusted advisor and key member of the Compliance team, you will:Lead day-to-day Corporate Compliance operations — from annual planning to change management, regulatory filings, and compliance committee activities.Oversee execution of the Compliance Risk Management (CRM) Program, including policy development, risk assessments, control libraries, issue management, and program reporting.Serve as a subject matter expert on Canadian banking regulations (e.g., Bank Act, OSFI Guidelines, Privacy Act), interpreting and applying regulatory changes across the organization.Drive complex compliance projects related to regulatory change, second-line controls, and CRM Program enhancements.Provide compliance advisory and challenge to new business initiatives, ensuring alignment with evolving regulatory expectations.Manage compliance data governance, including metadata, end-user tools, and reporting infrastructure.Collaborate with senior leaders, legal teams, regulators, and other key stakeholders to shape and deliver strategic compliance initiatives.🎓 What You BringBachelor's degree required; LLB/JD and membership with the Ontario Bar (in good standing) is a strong asset.Minimum 3 years of experience in financial services compliance — ideally within a federally regulated institution, global bank, or major consulting firm.Deep knowledge of Canadian regulatory frameworks, including OSFI, the Bank Act, and privacy laws.Proven ability to design and manage enterprise-level compliance programs, policies, and reporting processes.Experience with regulatory advisory, policy development, and compliance issue remediation.Strong project management and leadership capabilities, with the ability to manage multiple priorities effectively.Excellent communication, legal drafting, and stakeholder engagement skills.🚀 Why Join?Strategic leadership role with high visibility across the organization.Opportunity to influence regulatory governance at a global level.Hybrid work model with flexibility and a collaborative, inclusive team environment.Be part of an organization that values excellence, innovation, and continuous improvement in risk and compliance.

Broadgate are excited to be partnering with a Regional Bank with a footprint in the North East to hire a Director Model Risk ManagementKey ResponsibilitiesResponsible for execution of model governance including administration of the Model Risk Management committee, issue management, risk assessments, maintaining of model inventories, monitoring of model performance and model risk metrics, and reporting of model risks.Lead the rollout and maintenance of non-model tool / EUC governance by maintaining non-model tool standard, identifying and defining scope for non-model tools, evaluation of tools and determining applicability, and tracking the non-model tool inventory.Conduct due diligence on non-model tools and document review results.Perform validation and testing of models and/or non-model tools, and document review and findings.Author the Key Risk Metrics report for Model Risk Management and execute related controls.Drive MRM program related issue management process. Coordinate with FLCUs, aggregate and input model risk issues into Logic Manager, keep track on the remediation progress and final validation before closureRequirementsBachelor’s or master’s degree in econometrics, statistics, finance or other business related discipline.7+ Model Governance or related experience within commercial banks or financial institutions. Skills include model/tool identification, non-model tool / EUC governance Policy and Procedures, risk assessment, validation and issue management, and model KRIs, etc.In-depth business knowledge and familiarity with consumer/small business/commercial banking products, operations and processesExperience and familiarity with common risk modelling tools and various risk stripes including credit, treasury, BSA/AML/fraud systems, AI/ML, etc.Excellent verbal and written communication skills,

6-Month Contract – Remote (U.S. Based)Target Start Date: Week of July 14 Job SummaryWe’re seeking a BSA Specialist for a 6-month contract role to support compliance efforts related to the Bank Secrecy Act (BSA), Office of Foreign Assets Control (OFAC), USA PATRIOT Act, and Anti-Money Laundering (AML) regulations. This role involves identifying, researching, and responding to alerts, filing reports, and maintaining up-to-date compliance standards. Key ResponsibilitiesInvestigate AML/CTF activity based on transaction monitoring alerts.Analyze alerts to determine if escalation is needed or if they can be cleared as non-suspicious.Document findings thoroughly and accurately in internal systems.Conduct research using both public and third-party tools to support investigations.Collaborate with compliance and business units to assess and escalate suspicious activities as needed.File Suspicious Activity Reports (SARs) and Currency Transaction Reports (CTRs) in line with regulatory requirements.Maintain strong knowledge of BSA/AML laws and FinCEN guidance.Perform customer activity reviews to identify inconsistencies or concerns.Support reporting and documentation efforts for cash transactions exceeding $10,000.Ensure proper recordkeeping and regulatory compliance across all tasks.Skills & QualificationsWorking knowledge of banking operations and regulatory compliance.Familiarity with BSA, USA PATRIOT Act, OFAC, and FinCEN regulations.Strong investigative, analytical, and problem-solving skills.Proficiency in Microsoft Office Suite and AML monitoring platforms.Excellent verbal and written communication abilities.Strong time management and ability to meet deadlines.Comfortable working independently and collaboratively.

DP for Fund Risk - PCF 39-CInvestment ManagementDublin - 4 Days a week in the office80-90kChance to join a ManCo in Dublin who form part of a global group. There's a strong team in place currently that you will be joining. It's a very collaborative environment where you will get the chance to work on projects across the group allowing you to get great exposure to and experience across the wider business and other jurisdictions. You will report directly to the CEO and work closely with the Dublin based CRO and Group CRO. Your Role: Design and review fund risk policies and proceduresMonitor for any relevant regulatory changes that the firm needs to be aware of ensure the business stays on top of it's requirementsMonitor and investigate reported overruns of fund and investment risk limitsMonitor and assess liquidity risk and carry out liquidity stress testingCollaborate with colleagues on the launches of new productsLiaise with and respond to CBI queriesAbout You:Experience working in a ManCo Strong understanding of UCITS/AIFMD 5+ years experience working in Fund/Investment RiskOpen to candidates who have previously held the PCF 39 role or those looking to step into the role for the first timeIf you'd like to hear more don't hesitate to reach out to me @ darren.hogan@broadgatesearch.com

IFRS9 Modelling ManagerBirminghamThis is a role with an emerging Bank in the UK, who are seeking an autonomous and independent professional to take up a vital position within the Modelling function.IFRS9 Model Development & Monitoring: Take ownership of the design, implementation, and ongoing performance monitoring of IFRS9 models across a range of credit portfolios.Impairment & Forecasting: Lead the monthly IFRS9 impairment provisioning process and deliver forward-looking impairment forecasts to support business planning, budgeting, and climate stress testing.Audit & Governance Compliance: Act as the subject matter expert for IFRS9 model audits, ensuring full adherence to internal governance frameworks, policies, and regulatory standards.Team Leadership: Manage and develop a junior analyst, fostering a collaborative and high-performance team culture.Your ProfileTechnical skills (SAS)IFRS9 Modelling experienceComfortable operating cross-functionally within a smaller teamCapable of leading a small team/individuals

Risk and Compliance Senior ManagerConsultancy Dublin - Hybrid Working80-95kAre you a skilled regulatory expert with a passion for compliance and advisory services? I'm working with my client to support them in finding a Senior Manager to help their clients navigate the complexities of regulatory requirements within the evolving Irish financial services market.As part of a leading global firm, you’ll work on a range of exciting projects—from developing compliance frameworks to delivering regulatory training, while managing a high-performing team and driving impactful results for clients. You’ll play a key role in advising clients on critical regulatory challenges, ensuring they meet the latest industry standards and regulations.Your Role:Support clients across financial services in managing their regulatory requirements. Support across a range of projects including implementation of new regs, developing frameworks, supporting with regulatory authorisations, and on key remediation projects.Lead client engagements and manage key stakeholder relationships and a team of consultantsAbout You:Extensive experience in compliance and/or operational risk roles, within Financial Services or professional services Strong knowledge of the Irish regulatory requirements Experience in managing teams/projectsExcellent communication, planning, and leadership skills.If you're ready to take the next step in your career and make a key impact in your next role then apply here or reach out to me @  darren.hogan@broadgatesearch.com

Third Party Risk Management OfficerInsuranceDublin - Hybrid working - 2 days per week in the office55-65kI've partnered with a large insurance client who are looking to bring in an additional person to their operations team to take the lead on the TPRM framework. You'll be joining a strong team with a good culture. Your Role:Implementation and ongoing review of the TPRM frameworkProvide ongoing reports to senior managementPerform risk assessments of 3rd parties/outsourced providers. Carrying out due diligence checksSupport the team with wider requirements around business continuity, DORA etcAbout You:Min of 3 years work experience Experience within financial services - ideally InsuranceAbility to multi-task and build strong relationships across the businessIf you'd like to know more, please apply here or reach out to me if you have any questions -  darren.hogan@broadgatesearch.com

Broadgate are excited to be partnering with a multi strategy Hedge Fund who are looking for a Quantitative Risk Analyst to join during a period of growthResponsibilitiesPortfolio Analytics and OptimizationAssist in research, innovation, design, and implementationRisk and Performance AnalyticsDevelop and maintain risk and performance attribution modelsModel various portfolio tail-risk measuresFinancial time series analysisBuild and improve intraday risk compliance methodologiesDerivative pricing and scenario analysisResearchImplement and verify applicability of new industry innovations/publications to our fund modelDaily OperationsExtend the risk team’s reporting and analysis frameworkReview portfolio and strategy riskQualificationsB.S. or M.S. in Quantitative Finance, Financial Economics, Computer Science or other STEM field required with strong development skills in real-world quantitative financeA minimum of 2 years relevant professional experience in financial and quantitative environmentsEnthusiasm for applying advanced modeling and technology solutionsExperience analyzing, manipulating, and modeling large data sets (e.g., Python pandas, R datatable)Adept coding skills in (Python and R preferred) as well as experience with relational databases (MySQL preferred). Experience with visualization packages a plus.Intellectual curiosity and excellent communication skills