Risk

Leading Risk Recruitment Services for regulated businesses across the UK, Ireland, Germany, Switzerland, Luxembourg, and the US.

We recruit top risk management talent for today's dynamic business environment. Our expertise covers the full spectrum of risk, including operational, market, enterprise, liquidity, and climate risk, with a focus on mid-to-senior and board-level appointments.

From oncoming regulatory pressures to tumultuous talent markets and global supply chain disruption, Broadgate's dedicated delivery teams understand the nuanced challenges facing modern business. 

We're here to connect business leaders with qualified, regulatory-approved professionals who protect and enable sustainable growth. Broadgate combines global talent networks and comprehensive industry knowledge to quickly fill objective-critical roles in both a permanent and interim capacity. We also maintain a versatile SME bench (Subject Matter Expert bench) of experienced consultants ready to be deployed on your executive hiring projects. 

From board-effectiveness reviews to executive coaching, our risk recruitment specialists can provide expert support at every touchpoint of your hiring process.

Learn more about our services, connect with our team today. 

 

 

CANADA LIFE
1.5
1st Interview to Placement Ratio
1.6
Jobs to Placements
Canada Life provides retirement, investment and protection solutions to individuals, families and businesses. Seeking an agile talent partner, Canada Life enlisted Broadgate to deliver a comprehensive Risk and Compliance transformation program. Our approach involved providing sustained support through long-term contracts (minimum one year), with our team peaking at 17 contractors. Over a five-year partnership, Broadgate has become a trusted talent partner for Canada Life, placing over 25 contractors across various initiatives, including critical support for GDPR readiness.
Canada Life

Roles successfully placed include: Project Manager, Risk Manager, Procurement Manager, Conduct Risk Manager, Governance & Reporting Manager, and GDPR Programme Manager. 

CENTRUS
Centrus is a dedicated team of corporate finance advisors, treasurers and analytics experts who provide advice and investment to the projects, companies and assets that matter to people, communities and the environment. Centrus were in the market to hire a solution-oriented Head of Compliance with strong experience and credibility (particularly regarding the FCA), with a focus on acquiring regulatory sign-off. Given Broadgate’s experience and credentials, Centrus had no concerns with the team’s search capabilities. To help improve confidence in the candidate, Broadgate lent on the consultancy services of its senior advisor and C-suite trainer, Adrian McCarthy, identifying and securing the Head of Compliance role inside the agreed time frame.
Centrus
Gavin Friel

‘Broadgate brought that level of expertise, confidence, and high level of assurance that we just couldn’t get by doing the process by ourselves, or even with other firms. Adrian’s input and consultation were professionally run, very comprehensive and highly valued by the company and the board, and it gave us great confidence in the process.’

Gavin Friel
Gavin Friel
CFO
RBS INTERNATIONAL
1.8
CV to Interview Ratio
28 Days
Time to Hire
13
Permanent Hires Made
<p class="cvGsUA direction-ltr align-start para-style-body"><span class="a_GcMg font-feature-liga-off font-feature-clig-off font-feature-calt-off text-decoration-none text-strikethrough-none">RBS International is the UK&rsquo;s largest independent depository service provider, holding around 30% of the market and rapidly expanding in Luxembourg. With the scale, experience, and breadth of expertise to support a wide variety of fund structures and asset types, their Luxembourg branch plays a key role in ensuring investors&rsquo; money is safeguarded with confidence and without conflict.</span></p> <p class="cvGsUA direction-ltr align-start para-style-body"><span class="a_GcMg font-feature-liga-off font-feature-clig-off font-feature-calt-off text-decoration-none text-strikethrough-none">In 2024, the firm onboarded Broadgate alongside other new suppliers to help deliver in light of a significant wave of growth hires.</span></p> <p class="cvGsUA direction-ltr align-start para-style-body"><span class="a_GcMg font-feature-liga-off font-feature-clig-off font-feature-calt-off text-decoration-none text-strikethrough-none">The first release of the seven roles was highly competitive, with multiple agencies on the PSL. Broadgate filled six of them by leveraging our established network in the small but specialised Luxembourg market, underpinned by our confidence in representing RBS International&rsquo;s unique value proposition.</span></p> <p class="cvGsUA direction-ltr align-start para-style-body"><span class="a_GcMg font-feature-liga-off font-feature-clig-off font-feature-calt-off text-decoration-none text-strikethrough-none">By building strong communication lines, investing in on-site meetings, and developing a comprehensive understanding of the culture, we quickly became a trusted partner.</span></p> <p class="cvGsUA direction-ltr align-start para-style-body"><span class="a_GcMg font-feature-liga-off font-feature-clig-off font-feature-calt-off text-decoration-none text-strikethrough-none">Following this success, Broadgate continued to deliver on additional hiring needs, culminating in an exclusive partnership from August 2024.</span></p> <p class="cvGsUA direction-ltr align-start para-style-body"><span class="a_GcMg font-feature-liga-off font-feature-clig-off font-feature-calt-off text-decoration-none text-strikethrough-none">Roles placed include: Risk Manager, Due Diligence Manager, Depository Manager, and Custody Officer.</span></p>
RBS International
TRIODOS BANK
100%
Completion Rate
8
Risk & Compliance Contractors Placed
<p class="cvGsUA direction-ltr align-start para-style-body"><span class="a_GcMg font-feature-liga-off font-feature-clig-off font-feature-calt-off text-decoration-none text-strikethrough-none">Triodos Bank is a leading expert in sustainable banking. With over 700,000 customers across Europe, Triodos is on a mission to make money work for positive change.</span></p> <p class="cvGsUA direction-ltr align-start para-style-body"><span class="a_GcMg font-feature-liga-off font-feature-clig-off font-feature-calt-off text-decoration-none text-strikethrough-none">Broadgate&rsquo;s partnership with Triodos began with a strong value alignment and a shared commitment to responsible business as B Corp accredited organisations.</span></p> <p class="cvGsUA direction-ltr align-start para-style-body"><span class="a_GcMg font-feature-liga-off font-feature-clig-off font-feature-calt-off text-decoration-none text-strikethrough-none">Broadgate was initially engaged to deliver a business-wide gap analysis of all policies and procedures in reference to local regulators and authorities, including the FCA, HMRC, ICA, and PRA.</span></p> <p class="cvGsUA direction-ltr align-start para-style-body"><span class="a_GcMg font-feature-liga-off font-feature-clig-off font-feature-calt-off text-decoration-none text-strikethrough-none">We were then given the mandate to make 8 Compliance &amp; Risk placements for interim positions as part of a broader transformation project.</span></p> <p class="cvGsUA direction-ltr align-start para-style-body"><span class="a_GcMg font-feature-liga-off font-feature-clig-off font-feature-calt-off text-decoration-none text-strikethrough-none">Despite operating in a highly competitive market, Broadgate tapped into an expansive network and strong domain-specific knowledge to deliver the roles with precision and speed, securing all hires within the allotted timeframe.</span></p> <p class="cvGsUA direction-ltr align-start para-style-body">&nbsp;</p>
Triodos Bank
TURKISH BANK (UK) LTD
Referral
From another client
SMF17
MLRO Role
SMF16
Project Manager Role
We completed an assignment on a regulatory requirement role which cannot be empty for more than 90 days. We were delighted to be referred from another client to Turkish Bank, following excellent feedback.
Turkish Bank (UK) Ltd
I had the chance to work with Broadgate and its representatives Ben and Daniel, it is a great experience. They provided a very professional and helpful service.
 
WEALTHTIME
100%
Completion Rate
5
CVs Per Role in 24 Hours
1.5
CV to Interview Ratio
<p class="cvGsUA direction-ltr align-start para-style-body"><span class="a_GcMg font-feature-liga-off font-feature-clig-off font-feature-calt-off text-decoration-none text-strikethrough-none">Wealthtime are a next-generation investment platform group that combines market-leading technology with best-in-class customer service. With &pound;11bn AUM, 1500 advisory firms, and and 77,000 investors across its platform, it offers a comprehensive investment wrap service.</span></p> <p class="cvGsUA direction-ltr align-start para-style-body"><span class="a_GcMg font-feature-liga-off font-feature-clig-off font-feature-calt-off text-decoration-none text-strikethrough-none">Facing an urgent need to make hires across Risk, Compliance, and Financial Crime, Wealthtime required specialist interim and permanent recruitment support to srtrengthen its second line of defence and support BAU operations.</span></p> <p class="cvGsUA direction-ltr align-start para-style-body"><span class="a_GcMg font-feature-liga-off font-feature-clig-off font-feature-calt-off text-decoration-none text-strikethrough-none">The hiring project was run on a non-exclusive basis, with 6 other agencies engaged simultaneously. Despite competing against 5 other agencies, Broadgate leveraged their deep market knowledge and strong compliance and risk networks to source and secure the right talent for 100% of the roles, delivering a Risk specialist, a Compliance Contractor, and a Senior Financial Crime Contractor to cover critical second line functions.</span></p> <p class="cvGsUA direction-ltr align-start para-style-body"><span class="a_GcMg font-feature-liga-off font-feature-clig-off font-feature-calt-off text-decoration-none text-strikethrough-none">Alongside this Broadgate also made five permanent placements across Compliance and Risk to strengthen long-term capability.</span></p>
Wealthtime

MEET THE TEAM

Ben Adams

Co-Founder and Managing Director

Daniel Tapsell

Associate Director, Contract and Interim

Matt Carter

Associate Director, Risk, Compliance, Financial Crime

Kevin Adam-Hein

Partner

Connor Nurse

Head of US

Callum Dudrenec

Principal Consultant

Richard Williams

Senior Principal Consultant

Declan Stark

Principal Consultant - Risk

Anis Soomaroo

Senior Consultant

Amanda Dolan

Senior Consultant

Adrian McCarthy

Senior Advisor

 

LATEST JOBS

Dallas, Texas, United States
VP Risk
Principal Duties and Responsibilities Strategic LeadershipDevelop and implement a comprehensive credit risk management strategy that supports the company’s growth objectives.Monitor industry trends, competitive practices, and regulatory changes to guide strategic decision-making.Collaborate with the executive team to embed credit risk considerations into overall business strategy.Portfolio Performance ManagementDesign and oversee portfolio reports, dashboards, and KPIs to measure portfolio profitability and risk performance.Build and maintain strong cross-functional relationships with Marketing, IT, Legal/Compliance, and other teams to align risk management initiatives with business objectives.Partner with internal risk teams to optimize the efficiency and effectiveness of end-to-end risk programs.Evaluate risk and profitability of new products and marketing channels, recommending and executing strategies to enhance performance.Collaborate with Product and Marketing teams to establish targets for key financial levers, including first-pay defaults, funding rates, acquisition costs, and overall profitability.Innovation and Technology IntegrationLead the adoption of innovative technologies, including AI and advanced data analytics, to strengthen risk assessment processes.Identify opportunities to enhance customer experience and operational efficiency through technology-driven solutions.Team Leadership and DevelopmentLead, mentor, and inspire a high-performing risk management team, fostering a culture of accountability, collaboration, and innovation.Promote professional growth by ensuring access to training and development resources for team members.Regulatory Compliance and GovernanceEnsure all credit risk practices comply with applicable laws, regulations, and industry standards.Work closely with Legal and Compliance teams to develop policies and procedures aligned with best practices and regulatory requirements.Stakeholder EngagementCultivate strong relationships with internal and external stakeholders, including executives, product teams, and regulatory authorities.Communicate credit risk strategies, insights, and recommendations to the board and senior leadership clearly and persuasively.Experience and EducationMaster’s degree in Finance, Business Administration, Economics, or a related field; PhD preferred.Minimum of 10 years of experience in credit risk management, preferably in financial services or online lending.Proven track record of strategic leadership and delivering high-impact initiatives.Deep expertise in credit risk modeling, including machine learning and advanced analytics techniques.Comprehensive knowledge of regulatory requirements and best practices in credit risk management.
Connor NurseConnor Nurse
Dublin, County Dublin, Ireland
Risk Framework Manager
Risk Framework Manager InsuranceDublin - Hybrid - 3 days in the office65-80kMy client are looking for a Risk Manager to strengthen and evolve the risk management framework within the business. This is your chance to play a central role in not just maintaining, but actively shaping how risk is managed across the business. You’ll gain visibility with senior leadership, work across the three lines of defence, and build real expertise.Why apply?Influence how risk is governed at a strategic levelBe hands-on with ORSA, stress testing & risk reportingStrong backing for professional growthWhat you’ll do:Enhance and drive the Risk Management Framework and policies.Deliver high-quality risk reporting for senior committees.Support the ORSA process, scenario analysis and stress testing.Provide training across the businessPromote a consistent risk culture across the organisation.What you’ll bring:5+ years in risk management roles - preferably within insuranceStrong knowledge of insurance regulationsMust have the unrestricted right to work in IrelandIf this sounds like exactly what you've been looking for then apply here reach out to me and we can set up time to speak!
Darren HoganDarren Hogan
Memphis, Tennessee, United States
Financial Crimes Data Analyst
Job Title: Financial Crimes Technology Analyst Location: 100% Remote (U.S. based) Salary: Up to $120,000 About the Role We’re working with a U.S. bank that’s looking to bring in a Financial Crimes Technology Analyst to join their Anti-Financial Crime (AFC) team. Right now, much of the technology work is handled by contractors — this role is a chance to help the bank build its own in-house expertise and have a real impact on how they detect and prevent financial crime. The focus is on tuning transaction monitoring models and screening tools so they work effectively and meet regulatory expectations. To succeed, you’ll need hands-on experience with model tuning and a solid understanding of above-the-line and below-the-line testing. This is a role where you’ll be testing, analyzing, and refining rules while working closely with both compliance and technology teams in a fast-paced, evolving environment. What You’ll DoBuild and fine-tune transaction monitoring rules to support AML compliance.Configure and test OFAC screening systems.Run above-the-line and below-the-line testing to validate models and rule sets.Review A/B testing results and provide clear recommendations.Carry out ad hoc analysis for the AFC team.Work closely with stakeholders across compliance and technology.What We’re Looking For3+ years’ experience working with AML systems, transaction monitoring, or financial crimes technology.Strong background in model tuning.Solid knowledge of above-the-line and below-the-line testing.Strong analytical skills (SQL, Python, or similar).Familiarity with AML and OFAC regulatory requirements.Comfortable working in a dynamic environment where priorities can shift.Why This Role?Be part of a growing in-house capability where your expertise will make a difference.100% remote with full flexibility.Competitive pay up to $120,000 plus benefits.
Connor NurseConnor Nurse
New York, United States
Deputy Chief Credit Officer
Deputy Chief Credit Officer - 4 days in office per weekDrive the credit risk strategy for a leading commercial lender. In this senior leadership role, you’ll partner with the CCO to shape lending policy, maintain a high-quality CRE and C&I portfolio, and safeguard the organization’s risk appetite while enabling disciplined growth.What You’ll DoSet and enforce credit policies, frameworks, and lending guidelines.Lead underwriting teams to deliver rigorous analysis and sound credit decisions.Monitor portfolio quality, market trends, and early warning signs to mitigate risk.Chair and contribute to credit committees and lending strategy discussions.Mentor and develop high-performing credit and portfolio management teams.Drive innovation through process improvements, technology, and AI initiatives.Represent the credit function with regulators, auditors, and executive leadership.What You Bring15+ years of senior CRE/C&I credit experience (Healthcare/SNF a plus).Deep expertise in structuring complex loans and managing large exposures.Strong leadership, coaching, and team-building skills.A reputation for sound credit judgment and strategic thinking.Proven ability to balance growth ambitions with prudent risk management.Why Join UsStrategic, high-impact leadership role.Work alongside an experienced executive team shaping the bank’s future.Opportunity to lead innovation in credit policy, analytics, and technology.
Connor NurseConnor Nurse
Maryland, United States
Portfolio Risk Manager
Portfolio Risk Analyst | Hybrid | Rockville, MD | up to $150kWe’re partnering with a mission-driven financial institution that prioritizes relationships, inclusivity, and professional development. Known for their flexible, responsive, and values-led culture, they are looking to expand their risk management team with a skilled Portfolio Risk Analyst.About the Role:As a Portfolio Risk Analyst, you'll play a key role in monitoring and reporting on credit and systemic risks within the commercial loan portfolio. You'll support the Allowance for Credit Losses (ACL) process, analyze loan performance against economic trends, and help guide key credit risk decisions.Key Responsibilities:Monitor credit, concentration, and systemic risks across the loan portfolioSupport ACL forecasting and reportingPrepare portfolio risk insights incorporating economic and industry dataMonitor exposure limits and help maintain complianceContribute to enterprise risk strategy and decision-makingWhat We’re Looking For:Bachelor's in Finance, Business, Accounting, or related field5+ years in commercial/commercial real estate lending2+ years of direct risk management experienceStrong understanding of commercial loan products and risk rating systemsAnalytical mindset and proficiency in risk modeling/reporting toolsPreferred Qualifications:Master’s degree (MBA or similar)CECL software experienceCPA, CFA, or advanced financial certificationsFamiliarity with SAP, Crystal Reports, or FIS IBS systemsWhy Apply?This is an opportunity to join a purpose-driven organization that genuinely invests in its people — from comprehensive wellness benefits and 401(k) matching, to continued learning, mentorship, and career growth.
Connor NurseConnor Nurse
London, Greater London, South East, England
Credit Risk Modelling Manager
Ready to Redefine Credit Risk in a High-Growth Start-Up? Join a Scaling Fintech Revolutionising Credit AnalyticsA hugely exciting opportunity to join a fast growing start up here in London that provide high impact credit solutions to some of the biggest Financial Services companies in the countryYou’ll be part of a fast-scaling business who transform how institutions measure and manage credit risk. As part of their expert Credit Risk Modelling & Analytics team, you’ll help shape the future of credit modelling at speed and scale.This is your opportunity to step into a high-growth environment where your ideas and expertise won’t just support change—they’ll drive it. If you're a sharp credit risk modeller with big ambition, this is your launchpad.Responsibilities: You’ll work across a wide range of credit asset classes, partnering with banks and financial institutions to redesign, refine, and future-proof their credit risk capabilities. Key projects include:Designing and enhancing credit risk measurement frameworks across IFRS 9, IRB, and stress testingBuilding and validating advanced credit risk models from the ground up, and supporting internal oversight and audit functionsModernising credit infrastructure—data pipelines, controls, model monitoring, governance, reporting, and moreAdvising and executing on complex, high-value projects: from due diligence and asset quality reviews to regulatory stress testingDriving innovation and thought leadership in credit risk analytics with cutting-edge methodologies and toolsCollaborating in a high-calibre, agile team where your voice matters, and your contributions are visibleCandidate Requirements:Strong experience in credit risk modelling under IFRS 9, IRB, or stress testing frameworksDeep understanding of credit risk, governance, and the commercial impact of model outputsHands-on with Python and comfortable in SAS, SQL, R, or advanced Excel (VBA)Ability to simplify complexity—explaining models to non-specialists and execs alikeYou’re motivated by challenge, growth, and the chance to leadHigh-expectation environments and love solving hard problems with smart people.Strong stakeholder and project management skillsA creative, forward-thinking mindset—always challenging the status quoNice-to-haves:Knowledge of regulatory frameworks and evolving industry standardsUnderstanding of data infrastructure and end-to-end model lifecycleExperience in credit analytics across various asset classesFamiliarity with data visualisation tools and storytelling with data Why Join Us?Exponential growth – Join a business scaling fast, with real momentum and visionTrue impact – Your work directly shapes client solutions, internal capability, and industry innovationStartup pace, enterprise projects – The best of both worlds: lean delivery, big challengesCollaborative, no-ego culture – Smart, driven people solving meaningful problems togetherClear progression – We’re growing fast—your career can, too Apply right away & we will be in touch ASAP!
Declan StarkDeclan Stark
England
Market & Liquidity Risk Manager
Shape the Future of Financial Risk — Join a Team at the Forefront of Market & Liquidity Strategy Are you a strategic thinker with a head for numbers and a passion for financial systems? Do liquidity scenarios, stress testing, and capital planning spark your interest? If you're ready to lead meaningful work in a high-impact setting then please send your CV today for consideration! The Opportunity A leading financial institution is looking for a talented professional to join its Market & Liquidity Risk function — a team that plays a vital role in safeguarding stability and guiding decision-making at the highest levels. This position offers the chance to work across complex risk landscapes, from balance sheet strategy and risk appetite frameworks to regulatory planning processes. You’ll work closely with senior stakeholders, support strategic projects, and contribute directly to how risk is understood and managed across the business. About the Organisation This UK-based financial services group specialises in tailored lending and savings solutions, with a strong presence in niche markets. The business operates on a smart, scalable model that blends local expertise with global support functions, and has earned a reputation for financial resilience and innovation. The company places strong emphasis on fostering a diverse and inclusive workplace — creating space for individuals from all backgrounds to thrive and shape meaningful careers. What You’ll Be Doing As a key member of the risk team, you’ll help steer how market and liquidity risk is identified, modelled, reported, and governed. You’ll also support the design and development of risk systems and processes that inform critical business decisions. Your key responsibilities will include:Producing high-quality insight and reporting on market and liquidity risksDeveloping tools and dashboards for internal committees and the BoardLeading second-line reviews of regulatory submissions and risk modelsSupporting major planning cycles including capital and liquidity assessmentsProviding oversight during system transitions and treasury upgradesManaging junior risk analysts and supporting their growthWhat We're Looking For We're after someone who brings a blend of technical ability and regulatory awareness, ideally with experience in areas such as:Liquidity risk management (especially within retail savings or IRRBB)Balance sheet risk analytics and financial modellingUnderstanding of ILAAP/ICAAP or other regulatory frameworksFamiliarity with ALM platforms or treasury systems (e.g. Focus)A collaborative mindset and appetite for solving complex problemsQualifications related to asset/liability risk management (such as ALMA) are a bonus, but not essential. What You’ll Get in Return In addition to a competitive salary, the role comes with:Generous bonus potential28 days' annual leave plus public holidaysEmployer pension contribution up to 8%Hybrid and flexible working optionsPrivate medical insurance and wellbeing supportAccess to a wide range of perks and lifestyle benefits
Declan StarkDeclan Stark
Zürich, Switzerland
Senior Information Security Manager
We are partnered with a digital asset bank looking to hire a senior information security manager in Zurich, to lead and enhance our technology-risk, cybersecurity, and operational resilience programme. Responsibilities include: Maintain and update the enterprise risk register and Information Security Management System (ISMS) in alignment with DORA and ISO 27001.Oversee the Business Impact Analysis (BIA) and Business Continuity/Disaster Recovery Plan (BCM/DRP), including testing, gap analysis, and reporting.Manage the relationship with the managed SIEM/SOC provider; validate detection rules, incident playbooks, and SLAs; organise purple-team exercises.Conduct pre-deployment security reviews of cloud architecture and CI/CD pipelines, ensuring embedded and tested controls.Define and track key risk and performance indicators (KRIs/KPIs) for areas including identity management, data protection, infrastructure resilience, and incident response.Lead the full third-party and outsourcing risk lifecycle, including due diligence, contract negotiation, and ongoing monitoring.Interpret and monitor regulatory updates (e.g., DORA, MiCAR, GDPR) and translate them into actionable control requirements and compliance evidence.Promote a security-conscious culture through training sessions, phishing simulations, and awareness programmes across business and engineering teams. Requirements: Minimum of 7 years in information security, IT risk, or technology audit roles, ideally within a regulated fintech, bank, or SaaS environment.At least 3 years performing structured risk oversight, control testing, or governance responsibilities.Strong working knowledge of DORA, ISO 27001, GDPR, and at least one supervisory framework (e.g., EBA ICT/Security Guidelines, BaFin, FINMA, CSSF).Broad technical understanding across key domains such as access management, data protection, incident governance, vulnerability management, and third-party risk.Comfortable handling crypto-key management and security modules without requiring cryptography expertise.Excellent communication skills with the ability to distill complex technical issues into business-relevant terms; fluent English required, German an advantage.Holds a recognised certification such as CISSP, CISM, CISA, CRISC, CCSP, or ISO 27001 Lead Implementer/Auditor. If this role is something you are a fit for, apply with us today!
Callum DudrenecCallum Dudrenec