Regulator-Ready Consulting for Audit-Proof Outcomes

An Agile Alternative to Traditional Consulting: Guaranteed Outcomes Led by Trusted Practitioners.

  • Capability as a Service
  • Audit-ready evidence
  • Trusted practitioners
What we Deliver, End to End

Four ways we deliver audit-ready outcomes

Trusted by regulated firms
  • Tide
  • AMINA Bank
  • St James's Place
  • SEI
  • Triodos Bank
  • The Cumberland
  • Interpath
  • American National Bank
  • Thrive Financial Services
Our consulting division

Capability as a Service

Swap resourcing for shared outcomes you can measure. Broadgate's consulting division provides you with a Capability as a Service (CaaS) model that ensures you stay regulator-ready across critical commercial, middle, and back-office functions.

Speed & cost

of a specialist resourcing partner

Assurance & reporting

you’d expect from a delivery team

Broadgate and Trinnovo ConsultingCapability as a Service

You get the speed and cost of a specialist resourcing partner, with the assurance and reporting you’d expect from a delivery team.

From GRC implementation to audit remediation:

  1. 01We own the delivery
  2. 02We manage the dependencies
  3. 03We provide the rigorous governance required to protect your business
What we Deliver, End to End

What we Deliver, End to End

Defined scopes, clear ownership, audit-ready evidence, delivered by trusted practitioners.

1Service 01 of 04

Risk and Controls Assurance

We support second-line and business teams to tighten control design, embed oversight, and produce audit-ready documentation. You get a clear delivery plan, visible risk ownership, and reporting that makes status, issues, and decisions easy to govern.

Find out more →
2Service 02 of 04

Regulatory Readiness and Remediation

We'll identify gaps, mobilise the right practitioners, and deliver a remediation pack that holds up in audit and regulator review. Progress is governed through a named lead, weekly checkpoints, and documented decisions.

Talk to a consultant →
3Service 03 of 04

Financial Crime & Compliance Delivery

We provide practitioners across AML, sanctions, KYC, and monitoring change, with governance that keeps delivery controlled. Expect defined scope, clear accountability, and evidence of what was updated, tested, and handed over to BAU.

Talk to a Consultant →
4Service 04 of 04

Resource Planning & Capability Gap Analysis

Broadgate maps current workforce capability against regulatory expectations, then delivers targeted hiring and advisory solutions to close gaps, strengthen control environments, and ensure consistent, audit-ready outcomes across complex governance frameworks.

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Case studies

Delivery you can evidence

Outcome-based consulting for regulated firms, delivered by trusted practitioners.

St James's Place

Governance Transformation Project

75+Policies and standards reviewed
30Weeks to deliver

Broadgate partnered with one of the UK’s largest wealth management firms to modernise policy governance across the organisation. The team reviewed more than 75 policies and standards, implemented a Board-approved governance framework, and introduced clear ownership and accountability processes. Delivered over 30 weeks, the programme improved policy oversight, strengthened regulatory compliance, and created a scalable governance model aligned to the wider risk and control framework.

How we work

A Clear Route from Question to Answer

We define the problem, test the gaps, then deliver evidence.

01

Discovery

02

Diagnostics

03

Delivery

MEET OUR TRUSTED PRACTITIONERS

 

Ben Adams

Co-Founder and Managing Director

Adrian McCarthy

Senior Advisor

Daniel Tapsell

Director, Contract and Interim

Daniel Elliott

Senior Advisor

Our locations

Local Presence, Cross-Border Delivery.

We’re in the markets where risk and compliance talent concentrates. London, Dublin, Luxembourg, Zurich, Berlin and Boston are core hubs for banking, regulation, and the specialist operators who keep firms audit-ready.

That footprint supports cross-border delivery and global workforce programmes, where jurisdiction changes the rules. Regulatory expectations, employment requirements, and evidence standards aren’t consistent market to market. We work across them every day, so teams don’t lose time translating requirements at the point of delivery.

Contact the Consulting Team

Let us know what you're looking for, and the team will get back to you as soon as possible.

Our locations

Local Presence, Cross-Border Delivery.

We’re in the markets where risk and compliance talent concentrates. London, Dublin, Luxembourg, Zurich, Berlin and Boston are core hubs for banking, regulation, and the specialist operators who keep firms audit-ready.

That footprint supports cross-border delivery and global workforce programmes, where jurisdiction changes the rules. Regulatory expectations, employment requirements, and evidence standards aren’t consistent market to market. We work across them every day, so teams don’t lose time translating requirements at the point of delivery.

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