Board & Executive Search for Regulator-Ready Leadership

Specialist board and executive search across governance, risk, compliance, financial crime, legal and transformation, powered by our proprietary Fit & Proper Framework, our rigorous 12-step assessment process.

Specialist expertise • Fit & Proper Framework (12-step assessment) • Cross-border search

Jurisdictional coverage

Regulator-ready executive search

Broadgate supports senior hiring across regulated financial services, digital assets, payments, FinTech and governance functions, mapping search activity to regulatory approval requirements across key global markets.

United Kingdom

FCA PRA PSR FRC

Typical mandates

SMF holders, NEDs, CROs, CCOs, MLROs, Approved Persons, CF roles, payments compliance, FinTech risk and Consumer Duty leads.

Ireland & EU

CBI IAASA EBA EIOPA ESMA MiCA

Typical mandates

PCF holders, NEDs, fund boards, MLCOs, designated persons, AMI, IUA and reinsurance, asset management and DORA compliance leads.

Switzerland

FINMA SNB FINMA FinTech Licence

Typical mandates

Responsible persons, bank board appointments, digital assets and crypto leaders, payments and EMI leadership.

United States

OCC CFPB Federal Reserve State Regulators

Typical mandates

CROs, Chief Credit Officers, CCOs, decision scientists, model risk leaders and FinTech lender executive leadership.

12 Step Methodology

Broadgate's Fit & Proper Framework

Broadgate’s rigorous, expert-led Board and Executive Search service employs a proprietary 12-step assessment methodology, which has an established track record of delivering regulatory approvals (PRA, FCA & CBI), cultural and competency fit, and effective succession planning.

We offer service level agreements of 12 weeks; full market in-depth candidate identification mapping; bespoke market and competitor insights; diverse candidate shortlists; tailored psychometric testing; access to highly experienced advisors; and interim support while you search for your permanent candidate.

1
 
 

Scoping / 'Fit'

In-depth structured discussions with Board and Employer Stakeholders.

 
2
 
 

‘Key Competencies’

Up to 8 key competencies agreed with the Board or Employer.

 
3
 
 

Form 1

Interview Structure is created by our advisory bench of subject matter experts.

 
4
 
 

Shortlist Agreed

From the longlist, up to 6 shortlist candidates agreed for interviews with Broadgate experts.

 
5
 
 

Interview Prep

Candidates prepare for their 90-120 minute structured interviews based on the agreed Form 1.

 
5A
 
 
Optional Stage

Testing

Virtual pre-interview psychometric testing (optional).

 
6
 
 

Shortlist Interviews

90-120 minute structured interviews with Broadgate experts.

 
7
 
 

Form 2 Reports

Independent report per candidate, RAG-rated against the pre-agreed key competencies.

 
8
 
 

Form 3 Overview Report

Independent, RAG-rated overview report, ranking all shortlisted candidates.

 
9
 
 

Candidate Review Meeting

60-90 minute review meeting with the Board or Employer to decide the preferred shortlisted candidates.

 
10
 
 

Internal

Board and/or Employer internal stakeholder interviews.

 
11
 
 

Offer Management

Managing candidate through the offer and acceptance stages, including the resignation with previous employer.

 
12
 
 

Aftercare

Onboarding support for the candidate during the first six months of joining the business.

Meet Our Executive Search Team

Connect with our executive search specialists to discuss leadership hiring challenges, succession planning and critical appointments across regulated markets.

Ben Adams

Co-Founder and Managing Director

Adrian McCarthy

Senior Advisor

People, Culture & Brand

 

Culture Audit

Culture Audit


Attrition, exit interview coaching, trend analysis & coaching. In collaboration with our change management expert, Amanda Wallace, we offer a range of services to help drive positive culture change. 

Leadership Assessment

Leadership Assessment


From psychometric testing to independent leadership assessments for finalists, using validated tools to evaluate cultural fit and leadership style.

Onboarding support

Onboarding support


A structured onboarding plan, with executive coaching or mentoring for the first 90–180 days, including advice on the Regulatory approval process. 

Succession Planning

Succession Planning


Advise on building a leadership pipeline, including gap analysis and internal development recommendations.


 

Diversity & Inclusion Consulting

Diversity & Inclusion Consulting


Assess and benchmark the organisation D&I progress against the market, and provide recommendations for attracting diverse talent.

Board Advisory

Board Advisory


Offer advice on optimal board structure, skills audits, and board succession planning.

Employer Branding

Employer Branding


Review and advise on the bank’s employer value proposition, to align with executive talent attraction, providing feedback on brand perception in the market.

Talent Risk Audit

Talent Risk Audit

Assess organisational exposure to leadership gaps or over-dependence on key individuals.

Competitor & Market Analysis

Competitor Analysis
Market Mapping
Benchmarking
Executive Compensation Advisory

Competitor Analysis

A detailed overview of how competitors structure their leadership teams, recent executive hires, and leadership moves in the sector.

Competitor Analysis

Competitor Analysis

A detailed overview of how competitors structure their leadership teams, recent executive hires, and leadership moves in the sector.

Market Mapping
Benchmarking
Executive Compensation Advisory

Executive Regulatory Roles Supported

Image 1

Ireland (PCF)


PCF 1 - Executive Director

PCF 11 - Head of Finance

PCF 12 - Head of Compliance

PCF 13 - Head of Internal Audit

PCF 14 - Chief Risk Officer (CRO)

PCF 39A - Capital and Financial Management

PCF 39B - Operational Risk Management

PCF 42 - Chief Operating Officer (COO)

PCF 49 - Chief Information Officer

PCF 52 - MLRO 

Image 2

UK (SMF)


SMF 1 - Chief Executive Officer

SMF 2 - Chief Financial Officer

SMF 3 - Executive Director

SMF 4 - Chief Risk Officer

SMF 5 - Head of Internal Audit

SMF 6 - Head of Key Business Area

SMF 16 - Chief Compliance Officer

SMF 17 - MLRO

SMF 18 - Executive (Other Overall Responsibility)

SMF 24 - Chief Operations (COO/CTO)

Board/Board Committee Roles

Image 1

Ireland (PCF)


PCF 2A - Non-Executive Director

PCF 2B - Independent Non-Executive Director

PCF 3 - Chair of the Board

PCF 4 - Chair of the Audit Committee

PCF 6 - Chair of the Remuneration Committee

PCF 7 - Chair of the Nomination Committee

PCF 8 - Chief Executive Officer

Image 2

UK (SMF)


Chair 9 - Chair of the Board

SMF 10 - Chair of Risk Committee

SMF 11 - Chair of Audit Committee

SMF - 12 Chair of Remuneration Committee

We also specialise in recruiting for Non-Executive Directors (NED), Senior Independent Advisors (SID), and Independent Non-Executive Directors (INED). 

Broadgate x Independent Audit

Broadgate are proud to work collaboratively with Independent Audit Limited, specialists in board effectiveness. We are coming together in Ireland to spark fresh conversations at board level, combining Independent Audit’s governance insight with Broadgate’s talent perspective to create a richer dialogue for Chairs, NEDs and Company Secretaries.

Each firm will continue to provide its services independently to clients. Together, we are hosting The Conversationalist Series, roundtables on the challenges shaping boards today, from regulation to leadership pipelines. 

Independent perspectives. Complementary expertise. One purpose: helping boards thrive.

<h2><span style="color: rgb(0, 0, 0);">Broadgate x Independent Audit</span></h2>

FireSide Chat with Raj Singh

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White Paper

Broadgate Search and Independent Audit, the specialist board advisory firm, came together once again to bring senior leaders to Euronext Dublin for the second event in The Conversationalist Series, a fireside conversation with Raj Singh exploring governance, oversight, board effectiveness, and the realities facing Boards today.

Hosted in the historic Dublin Stock Exchange, the event provided an ideal setting for both the discussion itself and the networking that followed. Bringing together experienced NEDs, INEDs, and senior executives in such a distinctive venue created the right environment for open conversation, meaningful introductions, and the kind of high-quality exchange that sits at the heart of The Conversationalist Series.

 

READ OUR EVENT WHITE PAPER

Please speak with Ben Adams to discuss your executive search requirements. 

Ben Adams 

ben.adams@broadgatesearch.com    

+44 0203 817 9757

Contact Us