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Looking to take the next step in your compliance career and gain exposure across multiple areas of a growing financial services business? If you’re someone who enjoys variety, ownership, and making a tangible impact—this could be the role for you. Responsibilities include:Supporting compliance processes, controls and internal reportingHandling customer complaints and driving fair outcomesManaging adviser onboarding and certification requirementsMaintaining compliance registers and recordsInvestigating financial crime alerts and supporting escalationsReviewing financial promotions with internal teamsAssisting with regulatory reporting and data protection tasks Requirements:Experience in compliance, risk or financial crime within financial servicesUnderstanding of regulatory frameworks and customer outcomesExposure to AML, complaints, adviser oversight and reviewing financial promotionsStrong attention to detail and stakeholder communication skillsDiploma Level 4 (or working towards) If you’re ready to grow your compliance career and gain exposure across a wide range of responsibilities, apply now or reach out for a confidential chat.

Are you a senior compliance professional ready to take ownership of a full compliance function and work directly with the Board?This is a senior, high-visibility role with full responsibility for leading and maintaining the compliance and anti-financial crime framework, ensuring the business continues to meet all regulatory and legislative obligations.The Role:Act as appointed Compliance Officer & MLROLead the Compliance Monitoring Programme (risk-based approach)Provide clear, practical advice to the Board and senior managementOversee AML/CFT controls including CDD, screening, onboarding and escalationsManage regulatory filings, reporting and data submissionsMonitor regulatory developments and implement necessary enhancementsAct as GDPR representativeAbout You:5 years’ financial services experience, including 3 years in senior ComplianceStrong knowledge of Trust & Corporate Services regulatory frameworksConfident engaging with Boards and regulatorsCommercially aware, pragmatic and solutions-focusedStrong communicator with the ability to influence at senior levelA fantastic opportunity to step into a strategic, Board-facing role where you can truly shape and enhance the compliance function.If you’d be open to a confidential conversation, feel free to message me directly.

Broker ConsultantLife Insurance & PensionsWest of Ireland - Galway, Sligo, Mayo45-55kThis is a really exciting opportunity to be part of this team in this newly created role within a growing organisation. You will play a key role in the growth of the business and support in the continued rollout of new products to the market by building and managing relationships with brokers across the region.Your role:Develop strong commercial relationships, driving new businessBe the key point of contact for brokers and intermediaries Provide expert knowledge to brokers and support across the full sales cycleConduct training workshops to enhance brokers understanding of key productsCollaborate with other key stakeholders to ensure positive growth and enhancing the existing product packageAbout You:Must be QFA qualified3-5 years experience in a similar roleStrong track record of sales performanceExperience within the life & pensions industryIf this sounds like the type of challenge you're after, then apply here or reach out to me for more info!

Fraud & Verification Analyst – Risk & Data (Remote, US) 💼 FinTech | Consumer Lending | Remote A fast-growing, data-driven consumer lending platform is seeking a Fraud & Verification Analyst to design and execute advanced fraud detection and risk mitigation strategies. This is a high-impact role that combines analytical expertise, technical skills, and cross-functional collaboration to protect the business and its customers while supporting growth. What You’ll DoMonitor applications, transactions, and customer activity to detect and prevent fraud, including synthetic identities, account takeovers, and first-party fraudApply machine learning models and statistical techniques to enhance fraud detection capabilitiesManage and optimize fraud and verification tools and data providers to ensure ROIBuild and maintain dashboards to track key fraud and risk performance metricsStay up to date on industry best practices, regulatory requirements, and emerging technologies in online-lending fraud preventionCollaborate with Operations, Credit, Technology, and Compliance teams to align fraud strategies with business objectivesWhat We’re Looking ForDegree in Data Science, Statistics, Applied Mathematics, Economics, Computer Science, or a related field2–5 years of experience in fraud analytics, data science, or related roles, ideally within FinTech or online lendingProficiency in SQL, Excel, and data visualization toolsKnowledge of optimization, stochastic processes, experimental design, and A/B testingStrong understanding of fraud typologies affecting online financial services and relevant regulatory frameworksAnalytical mindset with the ability to distill complex problems into clear, actionable insightsPassion for staying current on methodologies and emerging trends

Investor Services Manager Our client, a global provider of investment and fund administration services, are looking to grow their investor services team. This role offers a great opportunity to really play a part in developing the department. A vale add position.Roles & Responsibilities Lead and develop the Investor Services team, managing staff performance, mentoring employees, running team meetings, and ensuring high service standards.Oversee investor operations, ensuring smooth investor onboarding, accurate payments, timely responses to investor queries, and high-quality communication.Ensure service delivery and compliance, meeting reporting deadlines, reviewing fund documentation (e.g., LPAs and OMs), and identifying potential operational issues.Build and maintain strong stakeholder relationships, working closely with investors, clients, lawyers, auditors, banks, and internal teams such as Fund Accounting.Support business growth and operational improvements, assisting senior management with strategy, sales support, workflow development, process improvements, and special projects.Essential Skills & Experience Minimum of 8 years experience in investor services/transfer agency in private markets Proven management experience

Fund Accounting Manager Our client, an innovative fintech fund platform, are recruiting for their growing team for a key leadership position.This is a great role to consider if you want to be part of a growing company where you can really play a part in the growth whilst leading and developing a team.Roles & Responsibilities Oversee financial reporting and reviews, ensuring financial statements, quarterly reports, CAS, and annual accounts are accurate, compliant, and approved before being shared with clients or stakeholders.Manage regulatory compliance and deadlines, ensuring all client filings and reports (e.g., regulatory, statutory, eCDF, RCS, and BCL reporting) are completed accurately and on time.Lead and supervise the fund accounting team, resolving complex accounting issues, supporting multi-GAAP reporting (e.g., LUX GAAP, IFRS, US GAAP), and mentoring junior accountants.Act as the main accounting contact for clients and internal teams, responding to queries, managing escalations, and maintaining communication with auditors, depositaries, and advisors.Drive process improvements and strategic initiatives, supporting client on boarding, improving accounting policies and reports, collaborating with internal teams, and delivering training and knowledge sharing.Essential Skills & Experience Minimum of 5 years experience in fund accounting Proven knowledge in alternative investment funds Proven management experience Must be currently working in Luxembourg

Broadgate are engaged with a high-growth, regulated financial technology platform operating in the institutional cash and short-term funding markets who are seeking an experienced Operational controls & Trading Operations leader to join their London team. If you are a senior operational controls professional who understands institutional trade lifecycles (Repo's), can manage confidently in both directions, and is comfortable stepping into a live environment to drive immediate impact, we would welcome a confidential conversation. This is a senior, hands-on leadership role combining oversight of an established Operations function with a structured uplift of operational controls, risk frameworks, and governance processes. We are looking for a credible operational risk leader who can confidently operate across all levels of the organisation — from C-suite and Board discussions to junior operational staff — acting as a key escalation point and trusted advisor on operational matters. You will conduct a structured, end-to-end review of operational processes across the trade and investment lifecycle, including:Trade execution, confirmations, matching and settlements (repo's essential) Payment flows and reconciliation processesIncident logging and issue managementBusiness risk assessments and control documentationEscalation frameworks and governance pathwaysYou will identify control gaps, reduce key-person dependency, and implement pragmatic improvements appropriate for a growing but regulated environment.Acting as first point of escalation for operational queries and exceptionsManaging up to senior stakeholders and managing down to operational teamsProviding calm, structured decision-making in out-of-process situationsEnsuring cross-functional coordination across Capital Markets, Legal, Finance and TechnologyMaintaining continuity of delivery during a period of changeWho We’re Looking For: 10 years’ experience within a bank, asset manager, or institutional financial services firmStrong background in operational risk, markets business management, post-trade or settlementsDeep understanding of trade and investment cycles, particularly short-term instrumentsExposure to repo, secured financing, TRS or similar products (highly desirable)Proven experience managing operational teams and acting as a senior escalation pointExperience strengthening operational controls, incident logs, and risk frameworksAbility to operate autonomously with sound judgement in a live trading environmentThis is a 6 months FTC.

Enterprise Risk ExecutiveLocation: IpswichA UK wealth management and financial planning firm is hiring an Enterprise Risk Professional to join their risk function and support the ongoing development of its Enterprise Risk Management (ERM) framework.The RoleSupport and enhance the firm’s ERM frameworkAssist with enterprise-wide risk identification, assessment, and monitoringMaintain risk registers, controls, and risk appetite metricsSupport risk reviews, scenario analysis, and risk reportingPartner with stakeholders to embed risk awareness and good risk practiceAbout YouRelevant experience in risk management, ideally 3–6 yearsFinancial services background Good understanding of risk frameworks and risk methodologiesStrong communication skills and stakeholder confidence