GENERAL ENQUIRIES

Job title: Compliance Monitoring Specialist Location: LeedsThe Compliance Monitoring Specialist ensures the firm adheres to regulatory requirements and internal policies by conducting regular compliance audits and reviews. The role supports the effectiveness of compliance programs and promotes a strong culture of compliance across the business. ResponsibilitiesConduct risk-based compliance monitoring reviews and audits.Ensure adherence to FCA regulations and internal policies.Support the development and execution of the compliance monitoring programme.Report on compliance breaches and recommend corrective actions.Prepare compliance reports for management and regulators.Evaluate customer outcomes across all product lines.Liaise with external auditors and regulatory bodies as needed.Experience & Qualifications:3–5 years in a compliance monitoring role within Financial Services (ideally Investment Management)Strong knowledge of FCA handbooks and regulatory requirements.Relevant compliance qualification.

Role: Senior Depositary Analyst Location: Luxembourg Department: Alternatives Position Summary A Luxembourg-based investment services firm is seeking an experienced professional to join its depositary function, focusing on private equity and real estate funds. This role will involve close collaboration with fund managers, legal counsel, and internal departments to ensure full compliance with depositary obligations under AIFMD. The ideal candidate will bring a proactive mindset, attention to detail, and the ability to manage client relationships effectively. Key ResponsibilitiesOversee depositary services for a portfolio of alternative investment funds, ensuring adherence to regulatory standards.Conduct asset safekeeping, ownership verification, and cash flow monitoring for diverse fund structures.Evaluate key fund events such as capital calls, distributions, acquisitions, and exits.Support client onboarding, perform risk assessments, and contribute to periodic reporting.Act as a liaison between internal teams and fund stakeholders to ensure timely and accurate deliverables.Supervise and mentor junior analysts within the depositary function.Candidate Requirements3–5 years’ experience in depositary oversight, fund auditing, or a related role within the private equity/real estate space.Strong understanding of AIFMD and the Luxembourg regulatory environment for alternative funds.Skilled in interpreting legal and financial documentation related to fund transactions.Comfortable working independently and solving operational challenges with minimal guidance.Excellent written and verbal communication skills in English (French or German is a plus).Proficient in Microsoft Excel and Word; experience with fund reporting tools is beneficial.

🌟 Job Opportunity: Finance Manager | Rapidly Growing Health Insurer 🌟📍 Dublin - Hybrid: 2 days on-site💼 Permanent | €80,000–€90,000About the Company:You'll join a newly launched, fast-growing health insurer.With no legacy systems and a start-up mindset, you will support in building an agile, innovative organisation from the ground up.We are looking for a Finance Manager to lead and shape the finance function.The Opportunity:This is a rare chance to build a best-in-class finance operation in a high-growth environment. You will report to the CFO and manage two direct reports whilst taking ownership of financial operations, control frameworks, and continuous improvement.Key Responsibilities:Lead financial operations: claim payments, bank reconciliations, internal controlsEnsure financial accuracy and act as the finance point of contactBuild and maintain a strong financial control frameworkManage and develop two direct reportsStakeholder management across partners, banks, and payment providersDeliver meaningful MI reportingOversee aged debt, claims, and paymentsIdentify and implement continuous process enhancementsAbout You:✅ Qualified Accountant (ACA, ACCA, CIMA or equivalent)✅ Strong experience managing both processes and people✅ Skilled in stakeholder relationship management✅ Familiar with direct debits and card collections🔍 Bonus points for experience in insurance or auditWhy Apply?✨ Build something from scratch—no legacy issues, no red tape🤝 Join a collaborative team with a shared goal of success📈 High-impact leadership role with growth potential💸Up to €90K + top-tier benefits including:Health insurance (you + family)Pension up to 10% matchedIncome protection & life assuranceBonus potential25 days holiday + 4 company daysapply below, or send your CV to lauren.finlay@broadgatesearch.com

Are you an experienced finance leader ready to take the next step in your career? A leading international financial institution is looking for a Director, Financial Control to join their Toronto team. This is a strategic leadership role that will play a critical part in overseeing financial control, regulatory reporting, and the development of a strong internal control environment.What You’ll Do:Lead financial and regulatory reporting (OSFI, IFRS, JGAAP)Manage financial and product control frameworksEnsure accurate tax filings and act as local Tax Compliance OfficerSupervise and develop a high-performing accounting teamMaintain internal control structures and support audit readinessAct as a key liaison with regulators, auditors, and global finance teamsWhat You Bring:CPA / CA designation3+ years in a Big 4 firm (Canada)3+ years in financial control/accounting at a bank (Schedule III preferred)2+ years leading and mentoring a teamExperience with regulatory reporting, taxation, and hedge accountingStrong knowledge of financial instruments and accounting systems (Oracle preferred)Why This Role?Global exposure – Work with international teams across North America and AsiaStrategic impact – Contribute directly to business controls, reporting, and regulatory complianceLeadership – Lead a talented team and influence cross-functional collaborationGrowth – A great opportunity to grow within a globally respected financial institutionIf you're ready to step into a high-impact leadership role where your expertise will shape the financial control environment, apply today or reach out for a confidential discussion.

Accounting & Financial Reporting Associate (Manager-Level)Toronto, ON | HybridHigh-Impact Role with Leadership Growth PotentialA leading global financial institution is seeking a skilled Accounting & Financial Reporting Associate to join its Canadian operations. This is a manager-level role for a detail-oriented CPA with hands-on experience in financial and regulatory reporting within a Canadian federally regulated financial institution (FRFI) or a major audit firm.You’ll play a key role in maintaining the integrity of the clients' financial records, preparing complex reports in compliance with Canadian IFRS, and ensuring regulatory accuracy in submissions to OSFI, Bank of Canada, and Head Office.Top performers may be considered for VP title and groomed for future leadership opportunities.Key ResponsibilitiesPrepare and review financial and regulatory reports for internal and external stakeholdersMaintain general ledgers and perform sub-ledger reconciliationsSupport audits, tax filings, and prepare detailed working papersDrive automation and improvements in financial reporting processesEnsure strong accounting controls and compliance with internal policiesCollaborate with internal teams across regions on financial projects and new product initiativesContribute to risk control, internal documentation, and policy developmentQualificationsCanadian CPA designation requiredMinimum 3 years post-CPA experience in a Canadian FRFI or Big 4 audit firm (5+ years total preferred)Strong understanding of IFRS and financial regulatory frameworksProficiency with Microsoft Excel; Oracle Financials experience is a plusExcellent analytical, communication, and organizational skillsAbility to work independently under pressure in a fast-paced environmentKnowledge of wholesale lending practices and foreign bank operations is an assetWork EnvironmentHybrid work model (Toronto-based)Open office setting with collaborative team cultureHigh-visibility role with exposure to global operationsIf you’re a results-driven finance professional looking to grow into leadership, this is your opportunity to join a respected institution at the heart of global banking.

Join a Leading Financial Institution as an Accounting SpecialistLocation: Toronto (Hybrid Work Model)Type: Fixed-Term Contract with Strong Potential for Permanent PlacementAre you ready to take your accounting career to the next level? A prestigious and well-established financial institution is looking for a driven and detail-oriented Accounting Specialist to join their high-performing team. This is a fantastic opportunity for professionals who thrive in fast-paced environments and are passionate about making an impact in financial operations.This role offers meaningful exposure to Accounts Payable, Fixed Assets, and the Coupa Procurement System, while working alongside experienced professionals in a collaborative, growth-focused environment.The position starts as a fixed-term contract with a high likelihood of converting to a permanent role for the right candidate.Why This Role Stands OutHigh-performing professionals may be considered for an Associate-level role and future advancement opportunities.Enjoy the balance of working both in-office and remotely.Contribute directly to the accuracy, efficiency, and success of a respected financial institution’s accounting function.Join a supportive team that values initiative, precision, and collaboration.What You’ll Be DoingAccounts Payable & Fixed AssetsEnsure timely and accurate processing of invoices and employee expense claims.Maintain financial controls by verifying compliance with internal policies.Input transactions into Oracle AP and support system reconciliations with Coupa.Help enhance and streamline workflow processes and maintain vendor records.Accounting & ReportingAssist in preparing journal entries, general ledger reconciliations, and working papers.Support testing for system upgrades and improvements, including Oracle applications.Maintain and update procedure manuals to ensure up-to-date documentation.Collaboration & CommunicationLiaise with vendors, suppliers, and internal teams across regions.Provide reporting support and assist with resolving open issues with internal departments.Contribute to compliance efforts including adherence to AML policies.What We’re Looking ForEssential QualificationsBachelor's degree in Accounting or a related field.Strong analytical and communication skills.Highly organized, detail-oriented, and able to manage competing priorities.Proficiency with Microsoft Excel; experience with Oracle and Coupa is a plus.Nice-to-HavePrior experience in banking or financial services (especially within Canadian institutions).Understanding of foreign or Schedule III bank operations.Proven ability to work independently on complex issues with minimal oversight.Working ConditionsHybrid work model (Toronto-based)Open office environment when on-siteHigh attention to detail and ability to meet deadlines under pressureNote: Due to specific regulatory requirements, this opportunity is open only to candidates with Canadian citizenship and prior experience working in Canadian financial institutions.If you're ready to bring your accounting expertise to a team where your contributions will be valued and your career can flourish — we’d love to hear from you.

Assistant Manager - ComplianceLondonThis is a great opportunity for an experienced Compliance professional to join a high-performing Global Compliance team (operates across UK, Channel Islands, Caymans).This position will play a critical role in supporting and embedding a strong culture of compliance across the organisation. You would contribute to the development, maintenance, and testing of global risk policies and procedures, ensuring that compliance frameworks are both effective and robust.The RoleWork closely with legal, compliance, and business control teams to evaluate new legal and regulatory requirements, ensuring that policies and procedures are updated as necessary.Collaborate with Business Services teams (including Finance and HR) to ensure a cohesive and unified approach to regulatory compliance across the organisation.Contribute to the maintenance of policy resources, support the Compliance Monitoring Programme, and leverage digital tools to streamline processes and enhance reporting activities.Your ProfileExperience in Compliance/Risk roles within a regulated Financial Services environment, with a focus on corporate and fiduciary servicesKnowledge of AML regulations across jurisdictions (UK/Jersey/Caymans etc)Strong analytical and organizational skills, with the ability to manage large volumes of dataExcellent soft skills (communication, time management, teamwork)

Make an Impact — Join a Global Leader in Professional ServicesJoin a purpose-driven company as a qualified accountant to bring precision, insight, and energy to the finance team.Why Join?€55k and benefitsCareer development, coaching & continuous learningEnhanced leave, health & well-being supportAdding one of the biggest global names to your CVA flexible, inclusive culture where you can be yourselfThe RolePrepare corporate audit files (FRS 102) and support statutory auditsStrengthen internal controls and processesAssist with timely, accurate management accounts in SAPHandle complex, high-volume journal entriesCollaborate with global finance teamsDeliver validated, high-quality financial outputsAbout YouACA/ACCA qualified with at least 1 year’s experience in practiceSolid grasp of IFRS, FRS 102, and double-entry accountingDeadline-driven with strong attention to detailExcel proficient and quick to pick up new systemsOrganized, adaptable, and focused on qualityTo ApplyApply below orEmail your CV to lauren.finlay@broadgatesearch.com