Regulator-Ready Talent for Financial and Professional Services Firms

Broadgate is an executive search and outcome-led delivery partner for regulated firms. We build teams that stand up to scrutiny through evidence-led screening and diverse communities, covering commercial, middle and back-office roles across permanent, interim, embedded and project-based work. Trusted by 600+ firms worldwide.

 

 

CONTACT OUR TEAM TODAY

YOUR BUSINESS EVOLVES. SO DOES OUR SERVICE

When fluctuating project demands make it tough to manage resources, you need flexible recruitment options. We offer flexible solutions designed around the unique needs of your business.

BOARD & EXECUTIVE SEARCH
RETAINED SEARCH
STATEMENT OF WORK (SOW)
CONTRACT & INTERIM
EMBEDDED HIRING & CO-SOURCING SOLUTIONS

BOARD & EXECUTIVE SEARCH

Broadgate’s rigorous, expert-led Board and Executive Search service employs a proprietary 12-step assessment methodology, which has an established track record of delivering regulatory approvals (PRA, FCA & CBI), cultural and competency fit, and effective succession planning. 

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BOARD & EXECUTIVE SEARCH

BOARD & EXECUTIVE SEARCH

Broadgate’s rigorous, expert-led Board and Executive Search service employs a proprietary 12-step assessment methodology, which has an established track record of delivering regulatory approvals (PRA, FCA & CBI), cultural and competency fit, and effective succession planning. 

FIND OUT MORE
RETAINED SEARCH
STATEMENT OF WORK (SOW)
CONTRACT & INTERIM
EMBEDDED HIRING & CO-SOURCING SOLUTIONS

OUR CUSTOMER TESTIMONIALS

Callum provided an exemplary service and was always willing to go the extra mile to make sure we had the best possible experience. The quality of candidates proposed was outstanding. 

Swiss Finance & Property Group, Client

Georgia was very diligent and professional, keeping me continuously updated throughout the process. I also appreciate that she took the time to call me and provide feedback even when I was unsuccessful - from my experience so far, this has been very rare so this is testament to Broadgate's professional  practices.

Charmaine, Candidate

I had the chance to work with Broadgate and its representatives Ben Adams and Daniel Tapsell and it is a great experience. They provide a very professional and helpful service. 

Turkish Bank, Client

The discussion was quite detailed and specific. All relevant details were shared in detail and prompt updates were given.

Raamesh, Candidate

We have been able to hire multiple resources quickly through Broadgate that meet our requirements.

RBS Luxembourg, Client

I have been working with Daniel Tapsell for a while, I have a great working relationship, and believe that he totally understands what makes me tick and how suited any opportunities will be for me. I've always found Broadgate to be a great agency.

Tamasin, Candidate

Toby kept in touch regularly and always phoned when he said he would. He was very diligent.

Kevin, Candidate

Toby did an excellent job in supporting us with a hard to fill Leadership position. It is a pleasure to work with him! 

Wooga, Client

Toby kept me in the loop throughout the process which is key. He is also very helpful in terms of providing the necessary information and interview preparation. Definitely will recommend Broadgate for their professionalism.

Careena, Candidate

Connor was highly professional and well-prepared throughout the entire process. He effectively guided me from the initial stages to scheduling and followed up diligently on the interview process. His clear communication and proactive approach made the experience smooth and efficient. I truly appreciate his support and expertise. 

Laurentino, Candidate

Strategic Hiring Partnership with AMINA Bank

'Broadgate has become a genuinely integral part of our hiring effort at AMINA. While it sits externally, in practice, Broadgate operates as an extension of our internal talent acquisition team, with a deep and very practical understanding of our business, culture, and the profile of individuals who succeed here.

What distinguishes Callum and the Broadgate team is their ability to identify candidates who are not only technically strong but also well aligned with the demands of operating at the intersection of regulated banking and digital assets. That nuance is critical in our environment and comes from sustained, hands-on exposure to the organisation and its leadership.'

    - Emily Astor, Chief of Staff - AMINA Bank

Read the full case Study

Logo for AMINA Bank, one of Broadgate's clients

COUNT ON OUR COMPLIANCE TEAM

We’re here to Reduce Risk and Alleviate Regulatory Pressures.

Turn data protection and regulatory adherence into strategic advantages. Our dedicated compliance function is equipped with the localised regulatory expertise necessary to help you stay ahead of changing industry standards. We are fully licensed across the UK, Ireland, Switzerland, Germany and the USA, enabling us to support customers with cross-border talent acquisition.

Broadgate Social is your international networking platform, built by the community, for the community.

Inclusive, supportive, informative, and diverse – here you can make lasting connections, gain industry insight, and uncover career opportunities.

From panel events and podcasts to employability workshops and webinars, we explore the latest trends, challenges, and opportunities across the full spectrum of regulated business. Welcome to the community. 

SOCIAL HUB

LATEST JOBS

London, Greater London, South East, England
Head of Compliance and MLRO
Head of Compliance & MLRO | Cross-Border Payments | London (Hybrid) | Competitive Equity We're working on a search for a high-growth payments fintech operating across the globe.  This isn't a policy-maintenance role. It's a genuine build job. You'll own the entire compliance function across the group, hold MLRO status in multiple jurisdictions, and sit close to the founders and senior leadership. Compliance here is treated as infrastructure, not overhead — the people hiring for this role actually mean it. What you'll own: Group-wide AML/CFT frameworks and policies. SAR/STR decisions and filings with the NCA and FINTRAC. Transaction monitoring and sanctions programmes. B2B customer risk framework and high-risk onboarding decisions. FCA EMI and FINTRAC MSB obligations. Compliance reporting to the Board. Partnership due diligence. A growing team. What you'll need: 8 years in compliance in fintech, payments, or e-money - not purely banking. Current or prior MLRO at an FCA-regulated firm. Fluent English, French is a plus. Strong knowledge of at least two of: UK FCA/MLRs, Canada FINTRAC/PCMLTFA, or Africa BCEAO/BEAC. Comfortable being both the strategic owner and the person who writes the policy and reviews the escalation yourself. London-based hybrid. Competitive salary. Equity. Quarterly trave is part of the role — if that excites rather than deters you, you're probably the right fit. Message us.
Annabel LovellAnnabel Lovell
London, Greater London, South East, England
Deputy Chief of Compliance
Deputy Chief of Compliance | Global Crypto On-Ramp | Remote (EU) | Competitive Bonus We're retained on a search that doesn't come up often. A bootstrapped, profitable crypto business - over a decade in market, multiple active licences, significant transaction volumes, and strong YoY growth - needs a Deputy CCO who can genuinely own the compliance function. No VC board. No inherited bureaucracy. A business that knows what it is and is now scaling hard into new jurisdictions. Compliance isn't overhead here. It's what makes the product sellable to regulated partners globally. Real weight, real visibility, real authority. What you'll own: The compliance framework across all geos and product lines. Month one: full audit, prioritised remediation plan, signed off by you. Ongoing: licence applications, regulator engagement, senior stakeholder relationships, team development. You set the agenda. What you'll need: 5 years senior AML/compliance in regulated crypto or fintech. Deep EU AML/CFT knowledge - AMLD5/AMLR, MiCA, Travel Rule. Proven track record on licence applications and regulator interactions. Multi-jurisdictional exposure. People leadership experience. Fully remote across the EU. Competitive salary. Performance bonus. This is the kind of role you take when you're done being a number two who doesn't actually get to lead. Message us.
Annabel LovellAnnabel Lovell
London, Greater London, South East, England
UK MLRO and Head of Compliance
MLRO — SMF16 & SMF17 | Crypto/EMI | UK Remote | Competitive Bonus Two named FCA functions. One hire. Full ownership from day one. We're working with a regulated, profitable crypto on-ramp on a critical UK hire. They're pursuing dual FCA authorisation - cryptoasset registration under MLR 2017 and EMI authorisation and they need the person who's going to make it happen, then own it permanently. This isn't a figurehead MLRO role. SMF16 and SMF17 sit with you. You build the UK compliance framework from scratch - no inherited mess, no committee to water down your decisions. You file the SARs, you engage the FCA directly, you report to the Board. The authority matches the accountability. What you'll own: The full UK AML/CTF and sanctions framework. SAR filing with the NCA including consent SARs and moratorium management. The Compliance Monitoring Programme. Board reporting. The FCA registration and EMI authorisation workstreams. Everything UK compliance - yours to build and yours to run. What you'll need: Currently FCA-approvable for both SMF16 and SMF17. 5 years in UK compliance or financial crime at an FCA-regulated entity. Direct personal SAR filing experience with the NCA - non-negotiable. Solid knowledge of POCA 2002, MLR 2017, FCA FCG, JMLSG, OFSI. Crypto or VASP exposure is essential; traditional banking-only backgrounds won't be considered. Fully remote across the UK. Competitive salary. Performance bonus. If you want to actually own a function rather than manage someone else's framework, let's talk. Message us.
Annabel LovellAnnabel Lovell
United Kingdom
Paraplanner
Paraplanner Location: UK (Remote Working) Salary: Negotiable Start Date: Immediate Our client is a leading, Private Equity backed professional services firm with a strong presence across the UK and Ireland. They are looking to hire a Paraplanner due to growth in the team and this is not a traditional paraplanning role sitting in the background. You will join a highly regarded Financial Planning team where collaboration, technical excellence and client outcomes are genuinely prioritised. You will gain exposure to complex client cases, strategic financial planning, and work closely with experienced Financial Planners who value partnership and input. The firm offers a modern, supportive working culture with remote flexibility, strong professional development pathways and the opportunity to be part of a business that is evolving, growing and investing in its people. If you are looking for a role where you can deepen your technical expertise, contribute meaningfully to client strategy and build a long-term career within a progressive organisation, this could be an excellent next step. Key Duties & ResponsibilitiesSupport the Financial Planners, applying your technical knowledge to provide client solutionsApply a collaborative approach to achieve the best client outcomes, delivering excellent levels of client serviceBuild client relationships, establishing a key point of contact role for clientsCarry out research, analysis and due diligence of client holdingsPrepare technical calculationsIdentify information required to compile a financial planPrepare client cash flow reports, using our cash flow modelling softwarePrepare suitability reports to a high standard, in line with our recommendationsAttend client meetings where appropriateEnsure the planners, and clients, are updated regularly and in a timely manner throughout the client journeyWork to target Key Performance Indicators / Service Level AgreementsWork collaboratively with the client services support team, to ensure recommendations are correctly implementedReview client files upon completion of businessActively promote ideas and suggestions and participate in all business improvements as part of the firm’s commitment to continuous improvementAdhere to regulatory conduct rules and understand professional ethics and the firm’s methods and standards of workingKeep up to date with legislative changes and always adhere to compliance requirementsSkills & QualitiesExcellent organisational skillsStrong communication skills – both written and oralExcellent attention to detailLogical thinking and problem-solving skillsAbility to have the client at the heart of what the teams doGood team player with the ability to build effective relationships at all levelsAbility to work on own initiative and to tight deadlinesSelf-motivated, and able to develop ideas into practiceDedication to continuing professional development (CPD)KnowledgeSound knowledge of financial products and plans and technical calculationsGood working knowledge of relevant legislation and industry best practiceKnowledge of Microsoft Outlook, Word, Excel, PowerPoint and relevant software packagesExperience3–4 years’ relevant work experiencePrevious experience of working in a similar roleWorking to tight deadlinesAnalysing client portfoliosTechnical compliance and advisory workQualificationsCII Diploma in Regulated Financial Planning (DipPFS) (desirable)CII Advanced Diploma in Financial Planning (working towards preferred)
Georgia MasonGeorgia Mason
Southampton, South East, England
Regulatory Reporting Administrator
Regulatory Reporting Administrator  Looking to kick-start or grow your accounting career within financial services? This role offers great exposure, hands-on experience, and the chance to build your skills in a supportive environment. Responsibilities include:Assisting with the preparation and review of client financial records and accountsSupporting general bookkeeping and accounting tasks across a varied client baseMaintaining accurate financial data across internal systemsCollaborating with colleagues to meet deadlines and deliver high-quality workResponding to client queries and supporting ad hoc reporting requestsCarrying out checks to ensure data accuracy and completenessContributing to process improvements and more efficient ways of working Requirements:Degree in Accounting, Finance, Business or a related fieldPart-qualified or working towards ACCA, CIMA, ACA (or similar) is a plusSome experience in accounting, bookkeeping, or finance
Scarlett WorthingtonScarlett Worthington
Glasgow, Glasgow City, Scotland
Audit Advisor
Audit AdvisorGlasgow (Hybrid) Our Glasgow audit team is growing fast and exceeding budget expectations, driven by rising client demand. We're hiring an Audit Advisor to support this growth and help deliver high-quality audits across a varied client portfolio spanning commercial, charity, and owner-managed businesses. The RoleDeliver audits end-to-end, from planning through to completionLead fieldwork and coordinate engagement delivery, managing expectations and flagging issues earlyAct as the primary client contact on-site during fieldworkAttend and contribute to planning and clearance meetingsReview draft accounts and resolve client queriesLead, coach and coordinate Analysts and Assistants, retaining overall accountability for deliveryManage multiple audits simultaneously, hitting deadlines and quality standardsBuild commercial awareness of WIP, recoveries, fee quotes, and scope managementIdentify opportunities for other service lines to support clientsAbout YouACA, ACCA, ICAS or equivalent — newly qualified to approximately 2 years PQEExternal audit background essential, ideally from a practice environmentConfident operating as the lead client contactExperience supervising or coaching junior team membersStrong communicator, both written and verbalOrganised, proactive, and able to manage competing priorities to tight deadlinesIFRS/UK GAAP exposure, charity sector experience, or mid-market client experience are a plus
Georgia MasonGeorgia Mason
Swindon, Gloucestershire, South West, England
Quality Assurance & Compliance Specialist
Quality Assurance & Compliance SpecialistWe're working with a leading Financial Services organisation looking to add a Quality Assurance & Compliance Specialist to their growing team. This role is focused on monitoring customer outcomes, ensuring regulatory compliance, and driving continuous improvements across adviser and customer interactions.This opportunity would suit candidates with experience in Business Quality, Compliance, Complaints Handling, Quality Assurance, Advice File Reviewing, or similar roles.Key ResponsibilitiesMonitor adviser processes to ensure compliance with FCA regulations and internal standards.Oversee third-party providers, ensuring quality and service levels are maintained.Conduct adviser surveys and identify emerging risks or improvement opportunities.Deliver training and maintain guidance materials.Investigate escalated issues and produce management information and trend analysis.Build strong relationships with internal stakeholders to drive continuous improvement.About YouExperience within Financial Services, ideally Wealth Management.Background in Quality Assurance, Compliance, Complaints, Business Assurance, or a similar role.Good understanding of FCA regulations and Consumer Duty.Excellent communication and stakeholder management skills.Strong analytical mindset with the ability to identify risks and recommend improvements.Level 4 Diploma (or working towards) is advantageous but not essential.
Georgia MasonGeorgia Mason
Edinburgh, City of Edinburgh, Scotland
Administrative Operations Senior Manager (6-month FTC)
Operations & Administration Manager | Edinburgh | Hybrid | 6-Month FTC An exciting opportunity has arisen within a leading international professional services firm for an experienced Operations & Administration Manager to join on a 6-month fixed-term contract. This is a key leadership role within a fast-paced environment, ideal for someone who enjoys leading people and improving operational performance across teams. About the role You will be responsible for leading multiple administrative and operational support teams, ensuring they are well-managed and delivering a consistent, high-quality service across the business. Key responsibilities include:Leading multiple administrative and operational support teamsManaging, supporting, and developing Team Leads and senior administratorsDriving day-to-day service delivery and operational performanceImproving processes, workflows, and ways of working across teamsSupporting workforce and resource planningPartnering with senior stakeholders across the businessEnsuring quality, governance, and performance standards are consistently metSupporting recruitment activity and contributing to succession planningBuilding capability and strengthening team performance across the functionWhat we’re looking for We are looking for someone with experience in operations or senior administration within a professional services or similar environment.Strong people management experience, ideally managing Team Leads or senior administratorsExperience improving processes and operational efficiencyConfident working with senior stakeholders in a professional environmentStrong organisational skills with the ability to manage multiple prioritiesA practical, solutions-focused approach to problem solvingExperience working in a fast-paced, service-driven environmentAbility to take ownership and drive improvements independentlyEligibilityPlease note: this role is open only to candidates who hold the right to work in the UK (UK citizens or equivalent work-authorised status)What’s on offerOpportunity to lead and develop operational support teamsHigh visibility role working with senior stakeholdersChance to make a real impact on service delivery and efficiency6-month fixed-term contract within a leading professional services firmIf you are an experienced operational leader who enjoys developing people and improving how teams work, we would be keen to hear from you.
Amanda DolanAmanda Dolan
WE ARE PART OF TRINNOVO GROUP AND WE ARE MAKING AN IMPACT

We are dedicated to making a positive impact on the world we live in. As a B Corp, we have a responsibility to provide a dependable, sustainable service that creates value for the customers, clients, candidates, and communities we engage with. We are eager to partner with businesses that share our vision of a more equitable future for all. 

WE ARE PART OF TRINNOVO GROUP AND WE ARE MAKING AN IMPACT
WHY WE IMPACT REPORT

As we enter our third year of impact reporting, we remain committed to holding ourselves accountable for our mission progress – to build future-ready businesses, powered by people.

WHY WE IMPACT REPORT