Anis Soomaroo

Senior Internal Auditor – Reinsurance | Luxembourg A well-established international reinsurance group, with operations across multiple global regions, is expanding its Luxembourg team and seeking a Senior Internal Auditor. This is a key role supporting the Internal Audit function as the business continues its growth journey. Your Profile:Degree in Business Administration, Accounting, Finance, or related fieldProfessional certifications (CIA, CPA, CISA, etc.) are a plusFluent in English; French is a bonusStrong MS Office skills (Excel, Word, PowerPoint, Outlook)Experience with audit software (e.g., TeamMate) is advantageous5+ years of internal or external audit experience in insurance or reinsuranceSolid knowledge of insurance regulatory frameworks relevant to the EUKey Responsibilities:Support development and execution of the annual audit planConduct audits and operational reviews across the businessDraft and review audit reports and recommendationsAssist in resource planning, audit scheduling, and work allocationTrack implementation of audit recommendationsMaintain confidentiality and uphold audit standardsContinuously update knowledge of industry regulations and practicesWhat’s on Offer:Competitive salary and benefitsAccess to training and professional certificationsFlexible working arrangementsA multicultural, innovative, and collaborative environment

Senior Compliance OfficerLocation: LuxembourgA CSSF-regulated third-party AIFM in Luxembourg is seeking a Senior Compliance Officer to join its growing team. As business demand increases, this role will play a key part in supporting and strengthening the firm’s AML and compliance framework.Key ResponsibilitiesManage and follow up on AML, FATCA/CRS, and compliance-related requestsPerform client identification, verification, and screening activitiesMaintain compliance databases and resolve data quality issuesPrepare risk assessments, checklists, and periodic monitoring reviewsOversee transaction monitoring and counterparty screeningsReview compliance documentation (UBO, FATCA/CRS, MiFID) for third partiesPrepare internal and external reports, including SARs/STRsSupport and supervise junior compliance team membersYour Profile4–5 years of experience in a similar role within an AIFM or fund environmentDegree in Business Law or a related fieldDetail-oriented with a proactive, team-focused mindsetSound knowledge of Luxembourg AML regulationsSkilled in Microsoft Office (Word, Excel, PowerPoint)Strong organisational abilities and capable of managing priorities under pressureFluent in French with strong proficiency in English; other languages (Italian, Spanish, etc.) are a plus

Senior Compliance Officer – KYC/KYT | Zurich Broadgate Search is supporting a growing financial institution in Zurich in their search for a Senior Compliance Officer to join and strengthen their compliance function. This role sits within the second line and focuses on KYC, KYT, and AML, reporting directly to the Head of Compliance. You'll play a key role in upholding regulatory standards while improving internal compliance processes. Key Responsibilities:Oversee compliance for client onboarding, ensuring alignment with AML, KYC, and cross-border regulationsConduct periodic reviews of high-risk clients, including PEPsAssess complex transactions from a risk and due diligence perspectivePerform sanctions screening and manage queries related to Swiss, EU, UK, and US regimesSupport the development of internal AML/KYC policies and frameworksPrepare and submit suspicious activity reports (SARs) to MROSLiaise with regulatory authorities as requiredDeliver internal reporting and escalate risk issues where appropriateRequirements:Degree in law, business, or a relevant compliance/AML qualification5+ years of experience in compliance, with a strong focus on KYC/KYT and AMLPrevious experience in international payments or financial institutions is a plusExcellent understanding of local and international sanction frameworksFluent in both German and English

Head of Compliance – Luxembourg  A leading professional services firm in Luxembourg is looking to appoint a Head of Compliance to oversee and lead its compliance framework. This is a senior strategic role with ownership of regulatory relations, internal risk controls, and compliance team leadership. The ideal candidate will bring strong expertise in Luxembourg regulation and experience within audit, consulting, or financial services environments. ResponsibilitiesDevelop and implement the firm’s compliance strategy in alignment with regulatory and business goalsLead, mentor, and manage the Compliance team, ensuring high performance and ongoing developmentAct as the key representative for Compliance in senior leadership and executive committee discussionsEnsure full adherence to Luxembourg and EU regulations, particularly in relation to audit profession standardsMaintain relationships with key regulatory bodies including CSSF, IRE, and OECOversee AML/CTF, Ethics, and Independence frameworks and act as the firm’s MLROConduct risk assessments, lead investigations into potential breaches, and manage remediation processesPrepare and deliver periodic reporting to senior management, regulators, and Group functionsRequirementsMaster’s degree in Law, Economics, Business Administration, or a related fieldRelevant professional certification (e.g., CAMS or réviseur d’entreprises) is an advantageMinimum of 10 years' experience in compliance, ideally within audit, consulting, or financial servicesDeep understanding of Luxembourg’s regulatory landscape, especially AML lawsProven team leadership and stakeholder engagement skillsStrong communication skills in both English and FrenchHigh level of integrity, discretion, and professional judgment