Anis Soomaroo

Risk & Internal Controls Officer We’re looking for someone with depositary experience to strengthen our risk and control environment and support how risks are identified, monitored, and managed across the business. Role Overview You’ll play a key role in maintaining a robust control framework by reviewing processes, performing control testing, and ensuring regulatory and internal obligations linked to depositary activities are consistently met. The role offers strong visibility and close collaboration with key teams across the organisation. Key ResponsibilitiesPerform monitoring and control testing related to depositary oversight and core operational processes.Identify gaps or weaknesses in controls, documentation, or oversight and support teams in implementing corrective actions.Contribute to the oversight of delegates, service providers, and internal functions connected to depositary duties.Enhance testing plans, oversight methodologies, and control frameworks to ensure efficiency and strong risk alignment.Support projects involving regulatory change, governance updates, and improvements to internal risk frameworks.Proactively identify operational or conduct risks and help drive strong outcomes for clients and investors.Skills & ExperiencePractical experience in a depositary environment, with strong understanding of oversight duties for AIFs/UCIs.Background in risk, controls, oversight, audit, or compliance within financial services.Strong analytical ability to assess risks and propose practical, compliant solutions.Confident communication and stakeholder engagement skills, including the ability to challenge constructively.Solid judgement with the ability to navigate issues, conflicts, and remediation work effectively.

Chief Compliance OfficerLocation: GermanySector: Investment SolutionsOverviewLead the compliance function for an investment firm in Germany. Full ownership of regulatory strategy, BaFin interactions, and the firm’s compliance framework. High visibility, direct impact, and Board-level exposure.Key ResponsibilitiesAct as main contact for BaFin and manage all regulatory interactions.Oversee AIFMD, MiFID II, AML/CFT, ESG/SFDR compliance.Own the Compliance Monitoring Plan, policies, and procedures.Lead regulatory change management and governance.Advise senior management and drive a strong compliance culture.Manage and develop the compliance team as the business grows.Requirements6–10+ years in compliance within investment/asset management or a regulated financial entity.Strong BaFin knowledge and understanding of EU regulations.Experience leading a compliance function or acting as Deputy/Head of Compliance.Fluent English required; German strongly preferred.

Company Overview: A well-established investment manager with a strong European presence is seeking a Compliance Analyst to support its Luxembourg entity. The firm manages a range of regulated investment vehicles and operates under the supervision of the CSSF. Key Responsibilities:Execute and maintain the Compliance Monitoring Plan for the Management Company (AIFM).Conduct ongoing regulatory watch to ensure alignment with CSSF and EU frameworks.Review and update compliance policies and procedures on a recurring basis.Coordinate periodic reviews of the firm’s policy and procedures manual.Support the Responsible Officer (RC) in applying AML/CFT controls.Collaborate with group compliance teams across business lines to ensure consistent standards.Prepare and deliver compliance reports to senior management and the AIFM Board.Profile & Experience:2–4 years’ experience in a compliance or internal audit role within an AIFM, asset manager, or professional services firm.Fluency in English; other languages beneficial.Strong understanding of AIFMD, AML/CFT, and Luxembourg regulatory requirements.Excellent organisational and communication skills.Proactive, adaptable, and capable of managing multiple priorities.Team-oriented mindset with the ability to work independently when needed.