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Risk & Compliance AssociateLondon, UK (Hybrid)A fast-growing FinTech company is seeking a Risk & Compliance Associate to join its dynamic team. The role offers hands-on exposure to regulatory processes and business operations, supporting the company’s mission to transform personal financial management through technology and behavioural insights. Key ResponsibilitiesMonitor regulatory developments and support communications with the Financial Conduct Authority (FCA).Prepare and submit regulatory reports in line with FCA requirements and other applicable regulatory frameworks.Maintain and enhance risk and compliance recordkeeping using SaaS tools and emerging technologies.Lead internal assurance reviews across various business areas.Support Anti-Money Laundering (AML) and Know Your Customer (KYC) processes.Generate and analyse compliance reports using databases (including simple SQL queries).Requirements1–4 years of experience in an FCA-regulated environment.Solid understanding of UK financial products, services, and regulatory landscape (including MIFID)A minimum 2:1 degree with strong academic performance.Comfortable with numerical analysis and database tools.Keen to work with technology, including compliance-related SaaS and automation tools.

Job Title: Senior CDD Analyst Department: Client OnboardingAbout the role As Senior CDD Analyst, you’ll act as a key point of expertise on AML/CTF obligations. You’ll support and review onboarding and ongoing due diligence, oversee junior team members, and step in as the first point of escalation. This is a client-facing role with exposure to senior stakeholders, external providers, and regulatory bodies, offering both technical depth and leadership responsibility. Key responsibilitiesLead and review the client onboarding cycle, from KYC profiling to risk assessment.Conduct and review periodic checks and trigger-event reviews.Support teams with CDD requirements and regulatory reporting.Manage workload while guiding junior analysts and providing training.Ensure data accuracy, process improvements, and adherence to internal policies.Act as a point of contact for clients and colleagues on CDD matters.Experience & skillsBackground in AML/CTF and client due diligence within financial services.Strong knowledge of KYC/CDD processes.Skilled in MS Office with the ability to adapt to complex systems.Detail-focused, proactive, and able to manage competing priorities.Confident supporting junior colleagues and promoting best practice.

Credit Risk Manager 📍 Hybrid (London-based)Broadgate are partnered with a market disrupting digital bank that really lead the way in their approach to modern day banking. Their highly skilled Credit Risk team is looking for a proven Credit Risk Manager with the expertise to develop and enhance impairment models, ICAAP stress testing, and forecasting. You’ll dive deep into data, challenge assumptions, and bring insights that drive smarter strategies. You’ll also get exposure to senior decision-makers, exciting products (from mortgages to motor finance), and the chance to influence change in a dynamic environment. What you’ll bring:Strong background in credit risk, impairment, stress testing & forecastingKnowledge of mortgages, loans or motor financeProficiency in SAS/SQL (R/Python a bonus)Confidence presenting complex analysis to senior stakeholdersWhat’s on offer:An environment for you to really bring impact & see it play outHybrid London office workingExcellent benefitsIf you’re analytical, ambitious and want to make your mark in a fast growing bank this could be the role for you.Send your CV to Dec for more details at:  declan.stark@broadgatesearch.com

Broadgate is partnered with a leading UK fund services group looking for a Fund Accounting Manager, who will be overseeing the fund services team and managing the overall delivery of fund services to the portfolio of clients. Responsibilities include:Oversee quarterly fund accounting operations, including cash flow management, expense monitoring, and investor reporting (NAV, management accounts, and financial statements)Prepare annual financial statements in line with IFRS/GAAP and coordinate annual audits with external auditorsCalculate and review management fees, equalisation charges, and performance fees in line with fund documentation (LPA/PPM)Ensure compliance with internal controls, procedures, and service level agreementsRespond to investor and client queries promptly, providing clear and accurate informationDrive operational improvements, promoting efficiency, innovation, and sustainable practicesLead, mentor, and develop team members, managing workload allocation, performance, and professional growthBuild and maintain strong client relationships, ensuring satisfaction through high-quality output and regular client meetings Requirements:Qualified accountant (ACA/ACCA), ideally trained within a top 20 accountancy firm5–10 years’ post-qualification experience in fund services, with a strong background in real estate and/or private equity fundsProven expertise in fund accounting and financial reporting, with strong technical knowledge of IFRS/GAAPExcellent client-facing skills with the ability to build trusted relationshipsStrong leadership skills with experience managing and developing teamsHighly organised, detail-oriented, and delivery-focused, with strong problem-solving abilitiesProficiency in accounting/reporting systems and MS Office applications Apply with us today for this great opportunity!

We are partnered with an international law firm looking to hire a Client Relationship Manager who will be responsible for building and maintaining, and elevating client service and satisfaction across a portfolio of clients. Responsibilities include:Oversee a portfolio of client relationships, ensuring compliance with all statutory and internal KYC/CDD requirements, as well as timely management of account recordsAct as the main point of contact for clients on non-legal matters, including administrative support, compliance queries, client portal access, and billing enquiriesDevelop strong, trusted client relationships through proactive engagement and excellent client serviceCollaborate with senior colleagues to identify opportunities for cross-selling and expanding services by building a deep understanding of client businesses and needsShare and promote marketing materials to clients and external intermediaries as appropriatePartner with marketing teams on seasonal client engagement initiatives and eventsProvide support on ad hoc projects and broader business initiatives as required Requirements:Undergraduate degree requiredMinimum of 5 years’ experience in business development or client relationship management within professional servicesHighly organised, detail-oriented, and able to manage multiple priorities under strict deadlinesStrong understanding of the professional services industry and market dynamicsAnalytical mindset, process-driven, and adaptable to fast-paced environmentsTrusted to handle confidential matters with discretion and sensitivityExcellent interpersonal, written, and verbal communication skillsProficient in Microsoft Office applications (Word, Excel, Outlook, PowerPoint); experience with ViewPoint is an advantage If you are interested, apply with us today! Call Settings Override To From Record Yes No Always use these settings

Senior Corporate Officer - Private EquityOur client, a dynamic local AIFM, are growing their Luxembourg operations and looking to bring in an experienced Senior Corporate/Legal professional.  Key ResponsibilitiesOverseeing the on boarding and structuring process of regulated fund vehicles (private equity), ensuring alignment with applicable regulatory frameworks.Coordinating the preparation and execution of board meetings, including reviewing and approving core fund documentation.Monitoring legal and regulatory developments impacting the fund and ensuring their timely implementation by third-party service providers.Managing investor on boarding work flows in coordination with external stakeholders (transfer agents, legal counsel, compliance teams), with a strong focus on AML/KYC compliance and operational efficiency.Providing oversight of post-launch fund operations, including capital activity (subscriptions, capital calls, and distributions), maintaining investor registers, and ensuring accurate investor reporting Essential Skills & Experience Minimum of 3 years working experience in a fund administration/fund corporate position in LuxembourgWorking knowledge of private equity structures – any knowledge of close-ended fund structures would be highly valuedStrong understanding of Luxembourg regulatory frameworks – AIFMD & CSSFYou must have authorisation to work in Luxembourg along with previous experience working in Luxembourg to be considered for this position.Call Settings Override To From Record Yes No Always use these settings

Broadgate Search has partnered with a heavyweight consulting firm who pride themselves on providing best in class progression opportunities & exposure to their employees.You will be joining the Treasury team within a leading advisory practice. You’ll work with top-tier financial services clients, helping them navigate regulatory change and deliver transformation across capital, liquidity, and risk.What you’ll doAct as a subject matter expert with clients, building deep relationships and industry knowledgeLead client projects: define scope, manage teams, oversee deliverables, and ensure quality outcomesSupport practice growth through training, mentoring, and knowledge sharingDevelop proposals and contribute to new business opportunitiesDrive internal practice development – methodologies, propositions, and knowledge sharingWhat we’re looking forStrong experience in Treasury, Liquidity, or Capital within financial servicesSolid understanding of prudential regulation (SREP, ICAAP/ILAAP, EBA, PRA)Background in regulatory capital or liquidity (reporting, finance, treasury, or risk)Capital markets and/or wholesale banking expertiseProfessional qualifications (CFA, FRM, CA, MBA) desirableProven ability to manage senior stakeholders and lead multi-disciplinary teamsStrong analytical, project management, and communication skillsA proactive, solution-oriented mindset with attention to detailWhy join?Exposure to complex, high-profile regulatory and strategic change projectsHybrid working model with flexibility and balanceClear career progression, world-class learning, and professional developmentA collaborative and inclusive culture that values your growth and wellbeing

T&C Manager Overview To lead the T&C function while supporting the line management of Financial Planners, Mortgage Advisers, Employee Benefit Consultants, including Appointed Representatives (advisers), within the Group to deliver training and monitor competency in line with FCA regulations and the company’s T&C Scheme. Key Responsibilities:Ensure internal policies and FCA regulatory requirements are adhered to across the Group.Adhere to Company T&C Scheme.Management of T&C Supervisors, ensuring the Group complies with the best business practices and regulatory requirements.Oversee the T&C of regulated and other individuals within the Group, ensuring compliance with business practices and regulatory requirements.Work with Compliance, Business Quality, Regional Sales Directors, HR, and other departments to ensure consistent training and monitoring of the advice process.Maintain, update, and review T&C records and processes to ensure accuracy and compliance.Support line management in supervising Financial Planners, Mortgage Advisers, and Corporate Financial Planners through observed meetings, 1-2-1 development sessions, coaching, and feedback.Agree on, implement and deliver training plans for advisers across the Group, and deliver and/or arrange training sessions in both group settings and individually. Experience & Qualifications:Minimum level 4 Diploma in Regulated Financial Planning (DipPFS or DipFA)Working knowledge of FCA Principles and Rules.Good working knowledge of Microsoft Office products including Word, Excel, Outlook and PowerPoint.Previous experience in a similar role within the IFA/ Wealth and Financial Planning industry.