Senior Compliance Manager (Investments) 
Location: London (Hybrid – 2 to 3 days in the office)

We are hiring on behalf of a fast-growing fintech that is transforming how people save, invest, and plan for their financial future. As the business continues to expand its investment offering, they are seeking a Senior Compliance Manager (Investments) to play a key role in ensuring strong, customer-focused compliance across their products.

This is an excellent opportunity to step into a senior position within a progressive and collaborative Risk & Compliance function. You will help shape investment oversight frameworks, provide expert regulatory guidance, and contribute to building a best-in-class compliance culture.

What you’ll be doing
  • Lead the development of a proportionate investment oversight framework and provide regulatory advice to support the delivery of compliant, customer-focused investment products
  • Oversee investment services from a second line perspective and manage key relationships with internal teams and external partners, such as asset managers
  • Drive regulatory change initiatives, maintain compliance policies, and advise on high-risk promotions and complex customer scenarios
  • Contribute to broader compliance and governance projects while staying on top of relevant regulatory developments
What we’re looking for
  • In-depth knowledge of UK investment product regulations, including MiFID and CASS
  • Experience overseeing retail investment products, including periodic reviews and governance frameworks
  • Proven ability to provide compliance advice within a retail investment environment
  • Ideally, experience in setting up or maintaining fund oversight and governance structures
  • Ability to work independently, with sound judgement and a methodical, analytical approach