London or Reading
An opportunity to join a growing, people-focused financial services organisation. The Senior Compliance Monitoring Manager will lead compliance monitoring activities, ensuring effective oversight of regulatory risks and promoting a strong compliance culture.
Responsibilities:
- Lead and deliver the compliance monitoring programme and risk assessments.
- Identify and report on regulatory risks and areas of non-compliance.
- Provide clear guidance and challenge on compliance matters to senior stakeholders.
- Support key business initiatives and ensure compliance input on projects.
- Promote a culture of integrity, accountability, and risk awareness across the business.
- Significant compliance monitoring experience within financial services.
- Strong knowledge of FCA regulations and conduct risk.
- Excellent communication and stakeholder management skills.
