Location: Remote
Our client, global, technology-driven trading firm operating across major financial markets, is hiring a Senior Compliance Manager to lead complex regulatory initiatives in a fast-paced, electronic trading environment.
This role is for a highly self-sufficient professional who takes ownership and can translate complex regulation into practical outcomes.
Roles & Responsibilities:
- Lead major compliance projects, including regulatory change, new market access, and remediation initiatives
- Own compliance responsibilities across assigned regions, asset classes, or regulatory domains
- Interpret and apply complex regulations across US, European, and Asian markets
- Oversee regulatory reporting, filings, and regulatory examinations
- Act as the primary compliance contact for key business stakeholders
- Coordinate cross-functional teams to deliver compliant, practical solutions
Essential Skills & Experience:
- 7 years’ compliance experience in financial services, including electronic or HFT/algorithmic trading
- Strong knowledge of global market regulations (SEC/FINRA, MiFID II/MiFIR, MAR, EMIR, APAC regimes)
- Proven ability to lead complex, cross-functional compliance initiatives
- Highly self-sufficient, with strong communication and stakeholder management skills
Benefits:
- Fully remote with access to global offices including London, Dubai
- Flexible working schedule
- 40 paid days off annually
- Competitive compensation
- International team and cutting-edge technology
If this sounds like your next role then get in touch with me at annabel.lovell@broadgatesearch.com
