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Senior Compliance Manager

Georgia partners with financial services organisations, securing talent for these businesses within the specialist arena of the Financial Crime, Fraud &amp; Sanctions space across the UK. Driven by her dedication to Diversity, Equity, Inclusion, and Belonging (DEIB) initiatives, Georgia actively engages in fostering a sense of community within her professional sphere. Her passion for promoting diversity and creating inclusive environments underscores her ethos as a leader in her field.
Georgia has a degree in Law from the University of Kent. She also has a lot of fun doing sports in her spare time, especially cheerleading which she used to do throughout university where she performed across the country in competitions.
"I chose Broadgate because of their commitment to the industry and the chance to help the company grow in its markets. The team is great, and they have given me some excellent training to kickstart my recruitment career. They have given me such positive support which I know will take my career to the next level in my field and here at the company."

Senior Compliance Manager Location: London (Hybrid, 3 days per week) Join a small, dynamic compliance team in an investment management business. This broad generalist role covers advisory, monitoring, and oversight, with one direct report and the opportunity to deputise for the Head of Compliance. Responsibilities<ul><li>Advise the business on compliance matters.</li><li>Lead and enhance the compliance monitoring programme.</li><li>Track and implement regulatory developments.</li><li>Draft and maintain policies and procedures.</li><li>Deliver compliance training and oversee one direct report.</li><li>Support audits, committees, and client reviews.</li></ul>Requirements<ul><li>Strong knowledge of MiFID II, COLL, CASS, AML, SMCR, MAR, and UCITS.</li><li>Experience in compliance monitoring and regulatory change.</li><li>Excellent communication, organisation, and stakeholder skills.</li></ul>

Senior Compliance Manager

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