Senior Compliance Advisory Manager 
London (Hybrid)

A leading UK wealth management firm is looking for a Senior Compliance Advisory Manager who will support and deputise the Head of Compliance Advisory in providing regulatory guidance across the business and delivering practical technical advice to first-line teams,.

Key Responsibilities
  • Maintain compliance policies and deliver training.
  • Manage incidents, root-cause analysis and control improvements.
  • Oversee financial promotions and provide second-line approvals.
  • Oversee compliance for appointed representatives.
  • Support DSAR processes and FCA reporting requirements.
  • Deputise for the Head of Compliance Advisory on projects and governance matters.
What We’re Looking For
  • 5 years’ compliance advisory experience in financial services or wealth management.
  • Strong knowledge of the FCA Handbook (COBS, SYSC, DISP).