Some Key Responsibilities:
- Support the business on CASS technical query escalations
- Preparation and delivery of CASS adherence reports/opinion to the Executive Team and the Board
- Work closely with the 2nd line risk and compliance function in management changes to the CASS regulatory environment
- Produce and maintain CASS policies / frameworks as required.
- Support the design and implementation of a first line CASS oversight function within operations
- Ownership and maintenance of CASS Control Matrix, including monthly attestations and sample testing
Experience & Qualifications:
- Strong interpersonal and communication skills
- CASS knowledge, in particular CASS 6,7 and 8
- Experience in a similar CASS oversight role
- CASS CISI qualification, Investment Management Certificate (IMC), Operations Certificate (IOC) or equivalent industry recognised qualification
- Previous experience in a similar role within the Wealth & Investment Management/ Platform sector
