London, UK (Hybrid)
A fast-growing FinTech company is seeking a Risk & Compliance Associate to join its dynamic team. The role offers hands-on exposure to regulatory processes and business operations, supporting the company’s mission to transform personal financial management through technology and behavioural insights.
Key Responsibilities
- Monitor regulatory developments and support communications with the Financial Conduct Authority (FCA).
- Prepare and submit regulatory reports in line with FCA requirements and other applicable regulatory frameworks.
- Maintain and enhance risk and compliance recordkeeping using SaaS tools and emerging technologies.
- Lead internal assurance reviews across various business areas.
- Support Anti-Money Laundering (AML) and Know Your Customer (KYC) processes.
- Generate and analyse compliance reports using databases (including simple SQL queries).
- 1–4 years of experience in an FCA-regulated environment.
- Solid understanding of UK financial products, services, and regulatory landscape (including MIFID)
- A minimum 2:1 degree with strong academic performance.
- Comfortable with numerical analysis and database tools.
- Keen to work with technology, including compliance-related SaaS and automation tools.
