This is a senior, high-visibility role with full responsibility for leading and maintaining the compliance and anti-financial crime framework, ensuring the business continues to meet all regulatory and legislative obligations.
The Role:
- Act as appointed Compliance Officer & MLRO
- Lead the Compliance Monitoring Programme (risk-based approach)
- Provide clear, practical advice to the Board and senior management
- Oversee AML/CFT controls including CDD, screening, onboarding and escalations
- Manage regulatory filings, reporting and data submissions
- Monitor regulatory developments and implement necessary enhancements
- Act as GDPR representative
- 5 years’ financial services experience, including 3 years in senior Compliance
- Strong knowledge of Trust & Corporate Services regulatory frameworks
- Confident engaging with Boards and regulators
- Commercially aware, pragmatic and solutions-focused
- Strong communicator with the ability to influence at senior level
If you’d be open to a confidential conversation, feel free to message me directly.
