Overview
A File Reviewer opportunity has arisen to join an established team working as part of the wider Compliance Function.
Responsibilities
- Part of a dynamic compliance team reviewing cases submitted by financial advisers
- Assisting answering enquires from advisers by email and telephone
Skills and Experience
- Ideally Level 4 Diploma qualified
- Strong written and verbal communication skills
- Experience with a variety of products, Pensions, Investments & Mortgages.
- Experience in a compliance, file checking, or paraplanning role