Compliance Monitoring Manager  

Overview
 
An exciting opportunity has arisen to join a well-established Financial Services company where you will lead, manage and shape the Compliance Monitoring function and team.

Some Key Responsibilities:

  • Lead on the development and implementation of a risk-based Compliance and Central monitoring plan
  • Oversee the execution and timely delivery of thematic reviews and regular testing, including complex thematic reviews
  • Prepare detailed compliance reports for senior management and the board, highlighting key findings, risks, and remediation actions

Experience & Qualifications:

  • CISI or CII level 4 qualifications
  • Previous experience of managing people and teams
  • Previous experience of working in a similar Compliance Monitoring position for 5+ years