We are looking for a compliance advisory manager to support an Investment & Wealth Management Client based in London
🔹 Strong working knowledge of the UK regulatory landscape, with particular exposure to AFM and COLL frameworks
🔹 Confident producing clear, concise regulatory summary reports and presenting findings to key stakeholders
🔹 Experience contributing to compliance initiatives, projects and thematic reviews — including flowcharts, gap analysis and deep-dive work
🔹 Proven ability to manage a shared team inbox, ensuring timely triage and that nothing falls through the cracks
🔹 Diligent approach to maintaining compliance filing systems and ensuring documentation is always audit-ready
🔹 Experience reviewing scheme changes and associated documentation, including prospectuses and Investment Management Agreements
🔹 Hands-on oversight of fund documentation including fact sheets and KIID reviews
🔹 A collaborative team player who can flex to support senior stakeholders as regulatory priorities evolve
🔹 Proactive, accountable and composed under pressure — someone who takes ownership, communicates openly and gets things done
