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AML/CFT Senior Consultant - 2nd Line of Defence Consultancy Dublin - Hybrid Working 55-70k This is your opportunity to join a growing financial crime advisory team. You will work across financial services supporting a range of different clients with their AML/CFT requirements. Your Role: Conduct AML/CFT risk assessments and control reviews.Evaluate policies, procedures, and transaction monitoring frameworks.Draft client reports and present findings.Assist with remediation planning and implementation.Your Role:3–6 years’ experience in AML/CFT, financial crime, or regulatory compliance.Professional qualification (ICA, ACAMS or similar)Strong understanding of AML/CFT frameworksExperience in financial services or consulting in a 2nd line of defence roleIf you want to hear more, apply here or reach out to me directly! darren.hogan@broadgatesearch.com

Risk & Internal Controls Officer We’re looking for someone with depositary experience to strengthen our risk and control environment and support how risks are identified, monitored, and managed across the business. Role Overview You’ll play a key role in maintaining a robust control framework by reviewing processes, performing control testing, and ensuring regulatory and internal obligations linked to depositary activities are consistently met. The role offers strong visibility and close collaboration with key teams across the organisation. Key ResponsibilitiesPerform monitoring and control testing related to depositary oversight and core operational processes.Identify gaps or weaknesses in controls, documentation, or oversight and support teams in implementing corrective actions.Contribute to the oversight of delegates, service providers, and internal functions connected to depositary duties.Enhance testing plans, oversight methodologies, and control frameworks to ensure efficiency and strong risk alignment.Support projects involving regulatory change, governance updates, and improvements to internal risk frameworks.Proactively identify operational or conduct risks and help drive strong outcomes for clients and investors.Skills & ExperiencePractical experience in a depositary environment, with strong understanding of oversight duties for AIFs/UCIs.Background in risk, controls, oversight, audit, or compliance within financial services.Strong analytical ability to assess risks and propose practical, compliant solutions.Confident communication and stakeholder engagement skills, including the ability to challenge constructively.Solid judgement with the ability to navigate issues, conflicts, and remediation work effectively.

Risk Consultant Consultancy Dublin - Hybrid Working 45-60k Step into the forefront of digital asset regulation as a Risk Consultant for an expanding consulting firm in Dublin. This role is ideal for someone who has experience in a risk role and would like to focus on the emerging crypto market. You will support clients on a number of key, dynamic projects as they build out their risk and governance functions.  Your Role:Support risk and internal audit reviews for crypto firms.Assess governance, operational resilience, and compliance frameworks.Advise on MiCAR readiness and regulatory gap analysis.Contribute to assurance reports and provide insights at board level.Support clients with horizon scanning to ensure they stay on top of their regulatory requirementsAbout You: 2–5 years’ experience in risk, audit, or compliance within crypto, fintech, or financial services.Strong understanding of MiCAR, DORA, and digital asset risk frameworks.Familiarity with crypto custody, trading, or blockchain platforms is a plus. If this sounds like an exciting project that you would like to be part of, then apply here or reach out to me for more info and a confidential chat - darren.hogan@broadgatesearch.com

Tech Risk Manager Consultancy Dublin - Hybrid 65-85k Take a leadership role as a Technology Risk Assurance Manager and oversee IT, and cyber risk advisory engagements across multiple sectors. This is a chance to lead teams, manage client relationships, and contribute to the growth of a specialist IT risk assurance practice.  Your Role: Manage a portfolio of IT risk assurance and audit engagements.Deliver advisory services in IT governance, regulatory compliance (DORA, MiCAR, SOX, GDPR), cybersecurity, and third-party risk management.Provide support and mentorship to junior team membersPrepare and review audit workpapers, risk assessments, and client reports.Manage project timelines, budgets, and client relationships.Who You Are 5+ years’ experience in IT audit, technology risk, or cyber riskFamiliar with IT risk frameworks (COBIT, NIST, ISO 27001, COSO).Experience managing teams and client engagements.  Reach out to me @ darren.hogan@broadgatesearch.com or apply here for more information!

Chief Compliance OfficerLocation: GermanySector: Investment SolutionsOverviewLead the compliance function for an investment firm in Germany. Full ownership of regulatory strategy, BaFin interactions, and the firm’s compliance framework. High visibility, direct impact, and Board-level exposure.Key ResponsibilitiesAct as main contact for BaFin and manage all regulatory interactions.Oversee AIFMD, MiFID II, AML/CFT, ESG/SFDR compliance.Own the Compliance Monitoring Plan, policies, and procedures.Lead regulatory change management and governance.Advise senior management and drive a strong compliance culture.Manage and develop the compliance team as the business grows.Requirements6–10+ years in compliance within investment/asset management or a regulated financial entity.Strong BaFin knowledge and understanding of EU regulations.Experience leading a compliance function or acting as Deputy/Head of Compliance.Fluent English required; German strongly preferred.

Business Resilience Manager - £60,000We are seeking an experienced Business Resilience Manager to take ownership of our operational resilience agenda and help shape the future of resilience across the organisation. This role sits within a growing Risk function and offers the opportunity to make a visible firm-wide impact.Reporting into the Head of Risk, you will work closely with senior leaders—including Operations, IT, Regulation, and third-party partners—to embed a strong, forward-looking resilience culture and ensure the organisation meets evolving regulatory expectations.Key ResponsibilitiesLead the development, enhancement, and embedding of the organisation’s business resilience framework.Identify, assess, and mitigate resilience-related risks across the business.Influence and support first-line teams in strengthening operational resilience practices.Maintain and evolve business continuity and third-party resilience processes.Plan, manage, and report on annual and ad-hoc scenario testing.Conduct root-cause analysis for resilience incidents, breaches, and control failures.Produce key deliverables including the annual Operational Resilience Report.Engage confidently with senior stakeholders and contribute to governance forums.Experience & KnowledgeSignificant experience in a resilience, operational resilience, or risk oversight role, preferably within financial services.Strong understanding of FCA Operational Resilience requirements and how resilience integrates into wider risk frameworks.Experience working with senior stakeholders and attending governance or risk committees.Background in wealth/investment management is advantageous but not essential; legal, insurance, or wider finance sector experience also considered.Skills & BehavioursStrong drive, ownership, and the ability to influence at senior levels.Strategic, analytical, and solutions-focused mindset.Excellent communication and stakeholder-engagement skills.Calm, pragmatic, and effective under pressure with high emotional intelligence.Collaborative working style and a commitment to continuous improvement.Adaptable and comfortable working in a fast-moving environment

We are working with a leading insurance company looking for a Direct Tax Accountant to join their growing team in London. Responsibilities include Prepare direct tax provisions, deferred tax calculations, and supporting analysis for statutory and group reportingManage corporate tax computations (OneSource Corporate Tax / Alphatax) and handle HMRC correspondence and electionsPost monthly tax charges, maintain balance sheet reconciliations, and oversee consolidated tax reporting and proofs of taxPartner with onshore and offshore finance teams to analyse Oracle GL data, identify automation opportunities, and drive efficiencySupport tax forecasting, including effective tax rate projections and Payments on AccountMonitor tax processes, risks, and controls, escalating issues when requiredProvide technical tax input to finance and business projects, ensuring systems are fit for purpose Requirements Qualified tax professional (CTA, ACA, or equivalent)At least 5 years’ post-qualification experience in a UK in-house tax roleSolid technical knowledge of UK corporation tax and tax accountingPrevious Big 4 experience preferredConfident engaging with tax authorities and external advisorsStrong analytical and Excel skills; Oracle experience an advantageSelf-motivated, detail-oriented, and collaborative Apply with us today!

Senior Compliance Manager (6-month FTC)Location: London or ReadingThe leading UK wealth management firm providing client-focused financial advice, is seeking a Senior Compliance Manager to deliver day-to-day regulatory support and help maintain a strong compliance culture.Key ResponsibilitiesDeliver day-to-day compliance advice to business teams.Maintain policies, training and regulatory documentation.Support acquisition projects and change initiatives.Manage incidents, breaches and related analysis.Review and approve financial promotions.Monitor conflicts of interest and maintain records.Support DSAR processes and complaint investigations.Prepare and submit FCA reports and applications.Produce compliance MI and support/deputise for the Head of Compliance.Manage SMCR/FCA Directory updates and assist with PII renewals.Experience & Skills10+ years’ compliance experience, ideally in wealth management and compliance advisory roles.Strong knowledge of the FCA Handbook (COBS, SYSC, DISP).Ability to interpret regulation, challenge constructively and provide practical solutions.Excellent communication and relationship-building skills at all levels.