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Senior Compliance Officer – | LuxembourgA reputable firm in the investment services industry in Luxembourg is seeking an experienced Senior Compliance Officer to strengthen its compliance function. The role offers broad exposure across regulatory compliance, AML/CTF, and fund-related oversight, working closely with the Head of Compliance.Key ResponsibilitiesMonitor regulatory developments and assess their impact on the business.Execute reviews and testing in line with the Compliance Monitoring Plan.Perform client due diligence and ongoing AML/KYC checks.Maintain and enhance internal compliance policies and procedures.Support the identification and escalation of AML/CTF risks.Conduct sanctions and PEP screening, ensuring timely reporting.Contribute to ad hoc compliance projects and regulatory initiatives.Profile RequirementsMaster’s degree in Law, Finance, or Economics.Minimum 6  years’ experience in a compliance role within the investment fund or asset management industry.Fluent in English; other European languages considered an asset.Personal AttributesStrong organisational and communication skills.Autonomous, proactive, and business-minded.Able to manage priorities effectively and meet deadlines.Collaborative, adaptable, and solutions-focused.

Senior Compliance Manager Location: London (Hybrid, 3 days per week)Join a small, dynamic compliance team in an investment management business. This broad generalist role covers advisory, monitoring, and oversight, with one direct report and the opportunity to deputise for the Head of Compliance. ResponsibilitiesAdvise the business on compliance matters.Lead and enhance the compliance monitoring programme.Track and implement regulatory developments.Draft and maintain policies and procedures.Deliver compliance training and oversee one direct report.Support audits, committees, and client reviews.RequirementsStrong knowledge of MiFID II, COLL, CASS, AML, SMCR, MAR, and UCITS.Experience in compliance monitoring and regulatory change.Excellent communication, organisation, and stakeholder skills.

Job Title: Operational Risk Manager  - InsuranceMilton Keynes£65,000-£75,000About the RoleWe are looking for an experienced Operational Risk Manager to join a dynamic team, providing oversight, challenge, and advice across operational functions. You will work closely with senior stakeholders to assess and enhance risk management frameworks, operational resilience, and control effectiveness.This is an exciting opportunity for someone who enjoys shaping risk strategy, supporting business objectives, and driving best practice across an organisation.Key ResponsibilitiesProvide operational risk oversight across key areas such as claims, customer services, people, and finance.Develop and maintain operational risk policies, procedures, and standards in collaboration with stakeholders.Identify and assess principal operational risk exposures, providing insight and guidance to senior management.Lead operational risk scenario planning and assurance activities to support business decision-making.Act as a line manager for a risk professional, supporting development and performance.Build and maintain effective relationships across the business and with external stakeholders.Who We Are Looking ForMinimum 5 years’ experience in operational risk oversight, including reporting to executive or board level.Strong analytical skills and experience producing high-quality, data-driven risk management insights.Excellent stakeholder engagement, communication, and report writing skills.Strategic and commercial thinker, capable of simplifying complex risk concepts for business understanding.Resilient, self-motivated, and innovative.DesirableExperience within financial services or regulated industries.Exposure to the building, property, or infrastructure sectors.Knowledge of operational risk scenario testing and stress methodologies.QualificationsOperational Risk or wider Risk Management qualification.Degree in a relevant discipline preferred.

We are partnered with a crypto bank looking for an experienced Relationship Manager to join their growing team.  Responsibilities include:Develop and execute business strategy for the assigned client segment, including acquisition, management, and growth of the client base.Manage the full client lifecycle—from onboarding and compliance coordination to delivering an exceptional client experience.Build and maintain a targeted prospect list, prioritising opportunities in line with cross-border regulations.Promote and sell digital asset services, including custody, lending, trading, tokenization, and financial products.Prepare and deliver impactful sales pitches and presentations in English.Collaborate with internal teams to ensure efficient due diligence and onboarding processes.Drive cross-selling opportunities and influence product and service enhancements for clients.Continuously update market knowledge in finance, blockchain, and digital assets. Requirements:8–10 years’ experience in financial services sales, including 4–5 years in a fully regulated banking environment.Bachelor’s degree in Business, Finance, or Mathematics; CFA/CAIA preferred.Proven network within the target client segment.Strong negotiation, communication, and presentation skills in English and German. If this role aligns with your skills and is something you would like to pursue, apply with us today!

We are working with a Swiss bank, with a strong focus on digital assets/crypto, looking for Relationship Managers who speak fluent Russian, with a commitment to excellence that want to grow a book of business and be highly rewarded for it.  Responsibilities include:Develop and execute business strategy for the assigned client segment, including acquisition, management, and growth of the client base.Manage the full client lifecycle—from onboarding and compliance coordination to delivering an exceptional client experience.Build and maintain a targeted prospect list, prioritising opportunities in line with cross-border regulations.Promote and sell digital asset services, including custody, lending, trading, tokenization, and financial products.Prepare and deliver impactful sales pitches and presentations in English.Collaborate with internal teams to ensure efficient due diligence and onboarding processes.Drive cross-selling opportunities and influence product and service enhancements for clients.Continuously update market knowledge in finance, blockchain, and digital assets. Requirements:8–10 years’ experience in financial services sales, including 4–5 years in a fully regulated banking environment.Bachelor’s degree in Business, Finance, or Mathematics; CFA/CAIA preferred.Proven network within the target client segment.Strong negotiation, communication, and presentation skills in English and Russian. If this role aligns with your skills and is something you would like to pursue, apply with us today!

Compliance Manager   Overview   To ensure compliant delivery of service excellence and operational effectiveness, ensuring that internal policies and procedures are up to date and adhere to FCA and other regulatory requirements. Monitoring and reporting on corporate standards with regard to compliance with all regulatory requirements. Key Responsibilities:Responsible for the creation, evolution, and implementation of an appropriate monitoring regime across all group entities to ensure compliance standards are maintained and timely remedial actions are taken where necessary.Responsible for the timely and accurate submission of regulatory information and notifications to the FCA, and the completion of relevant group-level regulatory returns.Ensure financial promotions across the group meet regulatory and internal business standards prior to approval, maintaining consistency in interpretation and application.Identify all areas across the group where compliance oversight is required to ensure regulatory requirements and industry best practices are metStay informed of changes in the regulatory landscape and assess potential impacts on the group's operations, working proactively with senior colleagues to develop plans that ensure continued compliance.Ensure all change initiatives are managed within the appropriate risk management framework (including financial and operational risk) and follow the group's authorisation structure for any process amendments. Experience & Qualifications:CII level 4 Diploma in Financial Services and/or relevant compliance qualificationsWorking knowledge of FCA Principles and RulesPrevious experience in a similar role within the Wealth Management and Financial Planning industry

Overview An established fund administration business is seeking a motivated Senior Officer to join its Transfer Agency team. The role sits within a dynamic and international environment, providing exposure to a range of alternative investment structures and global clients. The successful candidate will contribute to the smooth running of transfer agency operations, ensuring accuracy, regulatory compliance, and high service standards. Key ResponsibilitiesManage AML and tax due diligence processes for onboarding new investors.Conduct ongoing AML reviews and investor monitoring, including regular screening.Maintain investor contact details within the CRM system, oversee fund registers, and process investor transfers and conversions.Prepare and distribute investor notices such as acceptance confirmations, capital calls, distributions, statements, and reports.Take responsibility for FATCA and CRS reporting obligations.Ensure record keeping is accurate and up to date, and maintain internal procedure manuals for transfer agency and AML processes.RequirementsUniversity degree in business, law, or a related field.Minimum 3 years’ experience in a transfer agency or investor services function.Strong knowledge of AML/CFT requirements applicable in Luxembourg.Excellent written and verbal communication skills in English; German is a distinct advantage.High attention to detail, strong organisational skills, and the ability to adapt to evolving tasks.Team-oriented mindset with effective interpersonal and collaboration skills.What’s OfferedFlexible and modern working arrangements, including remote options.A culture built on respect, teamwork, and collaboration.Clear development paths and access to professional training opportunities.A long-term, stable environment with a strong focus on sustainability and responsible business practices.

Compliance Advice Manager Location: Cardiff (Hybrid)An exciting opportunity for an experienced Compliance Advice Manager to join a leading UK insurance business. You’ll provide expert regulatory guidance across key projects, ensuring compliance with FCA requirements and supporting the delivery of good customer outcomes. Key Responsibilities:Provide clear, practical advice on FCA rules and regulatory developments.Support Consumer Duty implementation and new product launches.Oversee conduct and regulatory risks across business initiatives.Advise on regulatory change projects and ensure timely compliance.Build strong stakeholder relationships and influence senior decision-makers.Lead complex reviews and mentor junior team members.Requirements:3–5 years’ compliance advisory experience, ideally in General Insurance.Strong knowledge of the FCA regulatory framework.Proven experience with Consumer Duty and product launch compliance.Excellent communicator with strong analytical and organisational skills.