THANK YOU FOR REGISTERING

Head of Operations & Claims - PCF 43Life InsuranceDublin - Hybrid WFH90-105kI've partnered with an international life insurance business who are currently hiring for a Head of Operations & Claims. In this role you will play a key role in supporting different functions across the business as a key stakeholder internally. You will be running a newly established unit within the business and have the support of a strong team already in place. You will collaborate with senior stakeholders in Ireland and across the wider EU operations. This role is very much focused on facilitating and enabling the growth of the business.Your Role:Leading a growing team in Ireland and have oversight over claims staff across the EUPresenting reports and insights to the boardStrategic planning for the operations team and leading a customer centric approach across the businessOverseeing all aspects of the claims process and representing the claims function at senior management levelsAbout You:Experience of working in the life insurance industry in Ireland7+ years experience working in Operations rolesExperience of managing claims and a strong understanding of the end-to-end claims processStrong commercial awareness and ability identify areas for improvementIdeally have experience managing people or experience leading projectsIf this sounds like the type of role you're looking for to take your career to the next level then apply here or reach out to me directly @ darren.hogan@broadgatesearch.com

Compliance and Fund Reporting AnalystInvestment ManagementDublin - Hybrid working45-55kAn investment management company in Dublin is looking to make a key new addition to the team to help support the growth of the business. This is a really exciting role for someone who is looking to take the next step in their career in financial services. You will work closely with both the DP for Reg Compliance and DP for Investment Management providing support to both. This will enable you to get a really good understanding of how the ManCo operates and give you great exposure to multiple areas of the business. Your Role:Support with implementing new regulations and changes to existing requirements Updating ManCo and Fund policies and support in developing compliance proceduresSupport with compliance monitoring and risk assessmentsDepositary reporting and attending meetingsInvestment Management reporting - portfolio analysis, investment strategy, performance reporting etcPrepare CBI filingsAbout You:2 years experience working in the investments/funds industry - ideally in a compliance or investment management role. Background in consultancy/legal would also be applicable.Strong interest in financial services and looking to pursue a career in this fieldStrong interpersonal and relationship skillsAbility to multitaskDriven and ProactiveIf you think this could be the right role for you then please apply here or reach out to me for more info -  darren.hogan@broadgatesearch.com

Senior Compliance Associate Location: London – HybridA leading global provider of asset management and investment technology solutions is seeking an experienced Senior Compliance Associate will support the business by providing regulatory advice, reviewing communications, monitoring activities, and helping maintain compliance with FCA and other applicable regulations.Key Responsibilities:Regulatory Advice: Provide day-to-day compliance support and guidance on new regulatory developments.Monitoring: Conduct and document compliance monitoring reviews and support implementation of recommendations.Policy & Training: Assist with drafting compliance policies and delivering training.Marketing Review: Review and approve financial promotions and client communications.Complaints & Breaches: Support complaint handling and breach logging, ensuring records are accurate and complete.Skills & Knowledge:4+ years' regulatory compliance experience in financial services (Ideally worked in wealth or investment management)Strong knowledge of FCA regulations (CASS, SMCR, consumer duty, market abuse, trade surveillance)

Join a well-established professional services firm with deep local roots and access to international best practices. As an Assistant Manager, you’ll work alongside experienced professionals, contributing to impactful client work while building your own expertise in a forward-thinking and growth-oriented setting. Key Responsibilities:Manage and nurture client relationships, ensuring high-quality service delivery across multiple departmentsLead client assignments while deepening knowledge of regulatory and compliance requirementsCollaborate with senior leadership to support departmental goals and performance targetsMentor and develop junior team members, fostering growth and capability within the teamContribute to business development by preparing proposals, writing thought leadership content, and attending industry eventsRepresent the firm in marketing initiatives and practice development activities across the businessWhat You Bring:Hold a relevant industry qualification (e.g. Compliance Institute, ACA, ACCA)Minimum of 5 years’ experience in risk and compliance consulting within the Financial Services sectorSolid understanding of key regulatory frameworks such as PSD, Consumer Protection Code, Investor Protection, and Fitness & ProbityAwareness of current challenges and developments within the banking industryProven experience in managing client relationships and supervising projects or assignmentsProficient in MS Office and other relevant digital tools

Broadgate is partnered with a global legal service firm looking for an Administrator to join their dynamic team. This candidate will support a senior team member in providing comprehensive corporate administration services to a diverse portfolio of clients and their related entities. This role involves managing day-to-day responsibilities while ensuring timely, accurate, and high-quality service delivery. Responsibilities include: Manage a portfolio of corporate clients, ensuring all administrative duties are completed accurately and on timeDraft and process minutes, resolutions, correspondence, and statutory filingsLiaise with clients and third parties such as lawyers, auditors, and bankersProcess bank payments and maintain accurate payment recordsIssue invoices, manage fee collection, and follow up on outstanding paymentsPrepare and submit Register of Overseas Entity filings, including beneficial owner verificationHandle Companies House filings and manage the Authorised Corporate Services Provider portalProvide support on internal and client projects as requiredMentor and support junior team members, including feedback and trainingMaintain high standards of data integrity and use systems efficientlyActively contribute to process improvements and promote best practices across the teamEnsure full compliance with AML regulations and internal procedures Requirements and skills: 1–3 years of experience in a finance, legal, or corporate services environmentStrong academic background, ideally working towards or holding a relevant professional qualification (e.g. CGIUKI)Excellent communication and organisational skillsProficient in MS Office; experience with Viewpoint is a plusKnowledge of UK company law, regulatory requirements, and AML regulationsExperience with UK corporate structures and filingsClient focused with the ability to manage tasks independently and effectively If this opportunity is what you are looking for, then apply today!

Broadgate and an investment company based in the UK are partnered looking to employ an Investor and Distributor Services Manager to join and be Responsible for TA Oversight management as well as defining and providing continuous focus on Investor service excellence.  Responsibilities include: Act as a subject matter expert for investor queries, onboarding, AML, and regulatory complianceOversee TPA performance and ensure service standards (KPIs/SLAs) are metManage fund setup, changes, and investor communications in collaboration with internal teams and TPAsLead service review meetings, monitor incidents, and coordinate root cause analysis and remediationReview investor materials and correspondence to ensure accuracy, clarity, and complianceChampion Consumer Duty outcomes and contribute to customer experience enhancementsSupport regulatory submissions including CASS, FATCA/CRS, and ISA reportingProvide technical support, MI oversight, and maintain key risk and breach logsCollaborate on platform automation, onboarding new business, and change initiatives Requirements: Minimum 3 years of experience in a transfer agent registrations or customer service role within the securities industryDirect experience and understanding of FCA Consumer Duty regulationIn-depth industry knowledge with awareness of current trends and developmentsStrong understanding and hands-on experience with:Anti-Money Laundering (AML)Customer Due Diligence (CDD)Transactional pipeline trigger managementProven experience managing a small team, with effective leadership and delegation skillsExcellent communication, problem-solving, planning, and budgeting abilitiesIdeally holds one of the following certifications:Customer CareTA OperationsInvestment Operations Certificate (IOC)Strong knowledge of relevant regulations and customer service best practicesPrior experience working in a transfer agency or investor services centreRobust understanding of investment platforms and their operational processes If this role is something you would be interested in, then apply with us today!

Senior Compliance Manager (Investments) Location: London (Hybrid – 2 to 3 days in the office) We are hiring on behalf of a fast-growing fintech that is transforming how people save, invest, and plan for their financial future. As the business continues to expand its investment offering, they are seeking a Senior Compliance Manager (Investments) to play a key role in ensuring strong, customer-focused compliance across their products.This is an excellent opportunity to step into a senior position within a progressive and collaborative Risk & Compliance function. You will help shape investment oversight frameworks, provide expert regulatory guidance, and contribute to building a best-in-class compliance culture. What you’ll be doingLead the development of a proportionate investment oversight framework and provide regulatory advice to support the delivery of compliant, customer-focused investment productsOversee investment services from a second line perspective and manage key relationships with internal teams and external partners, such as asset managersDrive regulatory change initiatives, maintain compliance policies, and advise on high-risk promotions and complex customer scenariosContribute to broader compliance and governance projects while staying on top of relevant regulatory developmentsWhat we’re looking forIn-depth knowledge of UK investment product regulations, including MiFID and CASSExperience overseeing retail investment products, including periodic reviews and governance frameworksProven ability to provide compliance advice within a retail investment environmentIdeally, experience in setting up or maintaining fund oversight and governance structuresAbility to work independently, with sound judgement and a methodical, analytical approach

We are seeking a Head of Compliance, Tax and VAT to join a B2B SaaS business in the tax and accounting space. This is a pivotal role in a fintech company focused on creating a long-lasting impact in the taxation and accounting domain. Responsibilities include:Recruit, develop, and support a top-tier compliance solutions team through leadership and mentorshipShape and implement the team’s overall compliance vision and strategic directionCreate and roll out compliance policies, procedures, and programs that address both current regulations and future challengesConduct comprehensive compliance risk assessments and deliver strategic risk management solutions, offering expert guidance proactivelyPartner closely with the Product team to streamline processes and drive automation in compliance operationsEmbed regulatory compliance features into both new and existing products to ensure compliance and improve product valueServe as the central point of contact for compliance matters across internal teams and external partnersDevelop and oversee monitoring and reporting systems that evaluate compliance program performance and support regulatory alignmentRequirements:A bachelor’s degree in accounting, law, finance, or a comparable professional qualification5 - 8 years of professional experience, including a minimum of 4 years in a leadership position with team management responsibilities—ideally within TaxTech, FinTech, B2B, VAT, or European tax domains, with deep insight into EU compliance and regulatory frameworksIn-depth knowledge of regulatory systems, risk mitigation strategies, and industry standardsDemonstrated success in managing major compliance initiatives and driving impactful organizational transformationHands-on experience with compliance technologies and utilizing data-driven insights for strategic decisionsEnglish is essential and German is highly beneficial If this role is the role for you, then apply with us today!