• Kings Hill
• Competative Benefits Package
• Posted 1 day ago

Deputy Money-Laundering Reporting Officer (DMLRO) Location: Kings Hill, Kent (Hybrid working) Industry: Banking An exciting opportunity has come up with a bank who are looking for a deputy MLRO to help them on the next stage in their journey. As Deputy MLRO you'll work closely with the MLRO to su...

• London
• Negotiable
• Posted 3 days ago

About the job Compliance Technical Specialist Business Area: Group General Counsel Place of Work: London Contract Type: Permanent When you join the business, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll...

• London
• £65000 - £75000 per annum
• Posted 4 days ago

Broadgate are proud to be partnered with a dynamic and ambitious wealth management firm, with a particular focus on private investors, trusts, charities, pension funds and institutions. A highly reputed business in the market, known for their relationship building and ability to relate, provide s...

• Kent
• £30000 - £35000 per annum
• Posted 4 days ago

Data & GDPR Analyst Salary £30-35k Kent (Hybrid) This is a 1LOD role reporting into the Data & GDPR Officer; a developmental role with the goal of providing support in the function of data protection to many different business areas. You would also work closely alongside the Business Operations a...

• Bath
• Negotiable
• Posted 10 days ago

About the role The Senior Compliance Advisory Manager is responsible for ensuring that the the business Group complies with all relevant laws, regulations, and internal policies. They will provide guidance and support to the business units to ensure compliance with applicable rules and regulation...

• Wolverhampton
• £45000 - £55000 per annum
• Posted 30 days ago

This role is focused on supporting across the business in risk assurance, and following the Annual Compliance Assurance Plan. The Role Report into the Senior Compliance Assurance Manager Complete reviews in line with policies and procedures (thematic reviews) Assess the potential effect of any br...

• London
• £75000 - £85000 per annum
• Posted 30 days ago

This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line with all policy updates from relevant bodies (FCA...

• Chatham
• £60000 - £75000 per annum
• Posted 30 days ago

This is a newly-created role within the Compliance function. Perfect for someone at a Senior/Managerial level who would appreciate an autonomous role to focus on day-to-day tasks as a Technical Specialist. The Role No direct reports Supporting Executive Stakeholders in strategic change Specialist...

• Brighton
• £50000 - £60000 per annum
• Posted 30 days ago

This is a critical role in the business to provide specialism in an Advisory capacity. The firm sits across Insurance and Investment, with experience in either sector highly desired. The Role Advise on all regulatory matters within the business Work closely with 1st line to educate on compliance ...

• London
• £85000 - £95000 per annum
• Posted about 2 months ago

Broadgate are proud to be partnered with a highly respected Swiss Private Banking Group with a world class UK Wealth Management arm. As they continue to expand their presence in the UK market, they are seeking a talented and experienced Internal Audit Manager to join their growing team. This indi...