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Compliance and Controls jobs

Found 3 jobs
    • London
    • £65000 - £75000 per annum
    • Posted 4 days ago

    Broadgate are proud to be partnered with a dynamic and ambitious wealth management firm, with a particular focus on private investors, trusts, charities, pension funds and institutions. A highly reputed business in the market, known for their relationship building and ability to relate, provide s...

    • Bath
    • Negotiable
    • Posted 10 days ago

    About the role The Senior Compliance Advisory Manager is responsible for ensuring that the the business Group complies with all relevant laws, regulations, and internal policies. They will provide guidance and support to the business units to ensure compliance with applicable rules and regulation...

    • Wolverhampton
    • £45000 - £55000 per annum
    • Posted 30 days ago

    This role is focused on supporting across the business in risk assurance, and following the Annual Compliance Assurance Plan. The Role Report into the Senior Compliance Assurance Manager Complete reviews in line with policies and procedures (thematic reviews) Assess the potential effect of any br...

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